STOCK TITAN

[Form 4] NACCO INDUSTRIES INC Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Alfred M. Rankin et al filed a Form 4 reporting insider acquisitions in NACCO Industries, Inc. (NC). The filing shows a transaction dated 10/01/2025 in which 1,232 shares of Class A common stock were acquired as "Required Shares" under the companys Non-Employee Directors' Equity Compensation Plan. After the reported transaction, the filing lists 214,953 shares of Class A common stock as beneficially owned by the reporting person. The Form 4 also discloses derivative holdings that convert into Class A common stock, with post-transaction amounts of 2,000, 201,928, 25, 9,431, and 9,431 shares attributed to various trusts and partnership interests. The filing identifies the reporting persons roles as director, chairman, officer, trustee, and includes several trustee and partnership relationships used to explain indirect ownership and a disclaimer of beneficial ownership for certain trust-held shares.

Alfred M. Rankin e altri hanno presentato un Modulo 4 che segnala acquisizioni da insider in NACCO Industries, Inc. (NC). L’atto mostra una transazione datata 01/10/2025 in cui 1.232 azioni ordinarie di Classe A sono state acquisite come "Azione Richiesta" ai sensi del piano di compensazione azionaria per direttori non dipendenti della società. Dopo la transazione riportata, l’atto elenca 214.953 azioni ordinarie di Classe A come appartenenti in modo beneficiario alla persona che riporta. Il Modulo 4 rivela anche partecipazioni derivanti che si trasformano in azioni ordinarie di Classe A, con importi post-transazione di 2.000, 201.928, 25, 9.431 e 9.431 azioni attribuite a vari trust e interessi di partnership. L’atto identifica i ruoli della persona che riporta come direttore, presidente, funzionario, trustee, e include diverse relazioni da trustee e partnership utilizzate per spiegare la proprietà indiretta e una clausola di esclusione della proprietà vantaggiosa per alcune azioni detenute in trust.

Alfred M. Rankin et al presentaron un Formulario 4 reportando adquisiciones de insiders en NACCO Industries, Inc. (NC). El documento muestra una transacción con fecha 01/10/2025 en la que 1.232 acciones comunes de Clase A fueron adquiridas como "Acciones Requeridas" bajo el Plan de Compensación en Acciones de Directores No Empleados de la empresa. Tras la transacción reportada, el documento indica 214.953 acciones comunes de Clase A como propiedad Beneficiaria de la persona que reporta. El Formulario 4 también divulga participaciones derivadas que se convierten en acciones comunes de Clase A, con montos postejercicio de 2.000, 201.928, 25, 9.431, y 9.431 acciones atribuidas a diversos trusts e intereses de asociaciones. El documento identifica los roles de la persona reportante como director, presidente, funcionario, fideicomisario y incluye varias relaciones con fideicomisos y asociaciones utilizadas para explicar la propiedad indirecta y una renuncia de la propiedad beneficiosa para ciertas acciones mantenidas en fideicomiso.

Alfred M. Rankin 등은 NACCO Industries, Inc. (NC)의 내부자 매입을 보고하는 Form 4를 제출했습니다. 이 제출서는 회사의 비직원 이사 보상 계획에 따라 "필요 주식"으로 취득된 Class A 일반주 1,232주의 거래를 2025년 10월 1일로 표시합니다. 보고된 거래 후, 제출 자료에는 214,953주의 Class A 일반주를 보고자에 의해 실질적으로 소유하는 것으로 기재됩니다. 또한 Form 4는 일부 주식이 Class A 일반주로 변환되는 파생 보유를 공개하며, 거래 후 금액으로 2,000, 201,928, 25, 9,431, 9,431주가 다양한 신탁 및 파트너십 이익에 귀속되어 있습니다. 제출서는 보고자의 역할을 이사, 회장, 임원, 트러스티(trustee)로 식별하고, 간접 소유를 설명하기 위해 여러 트러스티 및 파트너십 관계를 포함하며 특정 신탁 보유 주식에 대한 수익 소유 부인도 포함합니다.

Alfred M. Rankin et al ont déposé un Formulaire 4 signalant des acquisitions internes chez NACCO Industries, Inc. (NC). Le dépôt montre une transaction datant du 01/10/2025 au cours de laquelle 1 232 actions ordinaires de Classe A ont été acquises en tant que « Actions Nécessaires » dans le cadre du Plan de Compensation en Actions des Administrateurs Non Employés de la société. Après la transaction signalée, le dépôt indique 214 953 actions ordinaires de Classe A comme détenues bénéficiairement par la personne faisant le rapport. Le Formulaire 4 divulge également des positions dérivées qui se transforment en actions ordinaires de Classe A, avec des montants post-transaction de 2 000, 201 928, 25, 9 431 et 9 431 actions attribuées à divers trusts et intérêts de partenariats. Le dépôt identifie les rôles de la personne qui dépose comme directeur, président, dirigeant, trustee, et inclut plusieurs relations de trustees et de partenariats utilisées pour expliquer la propriété indirecte et une clause de renonciation à la propriété bénéficiaire pour certaines actions détenues en fiducie.

Alfred M. Rankin et al. haben ein Form 4 eingereicht, das Insider-Käufe bei NACCO Industries, Inc. (NC) meldet. Das Einreichungsdokument zeigt eine Transaktion vom 01.10.2025, bei der 1.232 Class-A-Stammaktien als "Erforderliche Aktien" gemäß dem Equity Compensation Plan für Nichtangestellte Direktoren des Unternehmens erworben wurden. Nach der gemeldeten Transaktion listet das Dokument 214.953 Class-A-Stammaktien als von der meldenden Person vorteilhaft gehalten. Das Form 4 offenbart außerdem derivative Positionen, die in Class-A-Stammaktien umgewandelt werden, mit post-Transaktionsbeträgen von 2.000, 201.928, 25, 9.431 und 9.431 Aktien, die verschiedenen Trusts und Partnerschaftsinteressen zugeordnet sind. Das Dokument identifiziert die Rollen der meldenden Person als Direktor, Vorsitzender, Beamter, Trustee, und enthält mehrere Trustee- und Partnerschaftsbeziehungen, die verwendet werden, um indirekten Besitz zu erklären, sowie einen Hinweis auf den Ausschluss des vorteilhaften Eigentums für bestimmte Aktien, die in Trust gehalten werden.

قدّم Alfred M. Rankin وآخرون نموذج Form 4 للإبلاغ عن عمليات Insider في NACCO Industries, Inc. (NC). يُظهر الملف معاملة بتاريخ 01/10/2025 حيث تم شراء 1,232 سهمًا من فئة Class A العادية كـ "أوراق مطلوبة" بموجب خطة تعويض حقوق المديرين غير الموظفين لدى الشركة. بعد المعاملة المذكورة، يذكر الملف 214,953 سهمًا من فئة Class A العادية كمملوكة بشكل مستفيد من قبل الشخص المبلغ. كما يفضي Form 4 إلى حيازات مشتقة تتحول إلى أسهم فئة Class A العادية، مع مبالغ ما بعد المعاملة البالغة 2,000، 201,928، 25، 9,431، و9,431 سهمًا تُنسب إلى أwt Trusts واهتمامات شراكات مختلفة. يعرّف الملف أدوار الشخص المبلغ كمدير، رئيس، مسؤول، trustee، ويشمل عدة علاقات trustee وشراكات تُستخدم لشرح الملكية غير المباشرة ووجود عدم امتلاك منافع لأسهم محددة مملوكة في ثقة.

Alfred M. Rankin 等人提交了一份 Form 4,报告在 NACCO Industries, Inc.(NC)中的内部人收购。 文件显示日期为 2025/10/01 的交易,其中有 1,232 股 A 类普通股 被作为公司非员工董事股权补偿计划下的“必需股”购买。报告交易后,文件将 214,953 股 A 类普通股列为报告人可受益所有。Form 4 还披露衍生持有可转化为 A 类普通股,交易后金额分别为 2,000201,928259,431、和 9,431 股,归属于不同信托与合伙权益。该文件将报告人的角色识别为董事、主席、官员、受托人,并包含若干受托人与合伙关系,用以解释间接所有权以及对某些以信托持有的股份的受益所有权的免责声明。

Positive
  • 1,232 Class A shares acquired as "Required Shares" under the Non-Employee Directors' Equity Compensation Plan
  • 214,953 Class A shares reported beneficially owned by the reporting person following the transaction
  • Detailed disclosure of indirect ownership via trusts, IRA, and limited partnerships provides clarity on legal ownership
Negative
  • None.

Insights

TL;DR: Director received compensation shares and reported substantial direct and indirect Class A holdings.

The filing documents a director-level acquisition of 1,232 Class A shares on 10/01/2025 as required equity under the Non-Employee Directors' plan, increasing the reporting person's reported beneficial ownership to 214,953 Class A shares. Several derivative positions are reported with explicit post-transaction underlying Class A amounts, indicating layered ownership via trusts and partnerships.

This matters because the Form 4 provides a clear record of how equity compensation and legal ownership structures affect reported insider holdings, which investors use to track insider alignment with shareholder interests.

TL;DR: Multiple trustee and partnership roles explain indirect holdings and a specific disclaimer of beneficial ownership.

The disclosure enumerates trustee roles, an IRA, and limited partnership interests to explain indirect beneficial ownership and includes an explicit disclaimer of beneficial ownership for shares held for another beneficiary. These legal relationships are documented in the explanation section and map each reported block of shares to a specific trust or entity.

Alfred M. Rankin e altri hanno presentato un Modulo 4 che segnala acquisizioni da insider in NACCO Industries, Inc. (NC). L’atto mostra una transazione datata 01/10/2025 in cui 1.232 azioni ordinarie di Classe A sono state acquisite come "Azione Richiesta" ai sensi del piano di compensazione azionaria per direttori non dipendenti della società. Dopo la transazione riportata, l’atto elenca 214.953 azioni ordinarie di Classe A come appartenenti in modo beneficiario alla persona che riporta. Il Modulo 4 rivela anche partecipazioni derivanti che si trasformano in azioni ordinarie di Classe A, con importi post-transazione di 2.000, 201.928, 25, 9.431 e 9.431 azioni attribuite a vari trust e interessi di partnership. L’atto identifica i ruoli della persona che riporta come direttore, presidente, funzionario, trustee, e include diverse relazioni da trustee e partnership utilizzate per spiegare la proprietà indiretta e una clausola di esclusione della proprietà vantaggiosa per alcune azioni detenute in trust.

Alfred M. Rankin et al presentaron un Formulario 4 reportando adquisiciones de insiders en NACCO Industries, Inc. (NC). El documento muestra una transacción con fecha 01/10/2025 en la que 1.232 acciones comunes de Clase A fueron adquiridas como "Acciones Requeridas" bajo el Plan de Compensación en Acciones de Directores No Empleados de la empresa. Tras la transacción reportada, el documento indica 214.953 acciones comunes de Clase A como propiedad Beneficiaria de la persona que reporta. El Formulario 4 también divulga participaciones derivadas que se convierten en acciones comunes de Clase A, con montos postejercicio de 2.000, 201.928, 25, 9.431, y 9.431 acciones atribuidas a diversos trusts e intereses de asociaciones. El documento identifica los roles de la persona reportante como director, presidente, funcionario, fideicomisario y incluye varias relaciones con fideicomisos y asociaciones utilizadas para explicar la propiedad indirecta y una renuncia de la propiedad beneficiosa para ciertas acciones mantenidas en fideicomiso.

Alfred M. Rankin 등은 NACCO Industries, Inc. (NC)의 내부자 매입을 보고하는 Form 4를 제출했습니다. 이 제출서는 회사의 비직원 이사 보상 계획에 따라 "필요 주식"으로 취득된 Class A 일반주 1,232주의 거래를 2025년 10월 1일로 표시합니다. 보고된 거래 후, 제출 자료에는 214,953주의 Class A 일반주를 보고자에 의해 실질적으로 소유하는 것으로 기재됩니다. 또한 Form 4는 일부 주식이 Class A 일반주로 변환되는 파생 보유를 공개하며, 거래 후 금액으로 2,000, 201,928, 25, 9,431, 9,431주가 다양한 신탁 및 파트너십 이익에 귀속되어 있습니다. 제출서는 보고자의 역할을 이사, 회장, 임원, 트러스티(trustee)로 식별하고, 간접 소유를 설명하기 위해 여러 트러스티 및 파트너십 관계를 포함하며 특정 신탁 보유 주식에 대한 수익 소유 부인도 포함합니다.

Alfred M. Rankin et al ont déposé un Formulaire 4 signalant des acquisitions internes chez NACCO Industries, Inc. (NC). Le dépôt montre une transaction datant du 01/10/2025 au cours de laquelle 1 232 actions ordinaires de Classe A ont été acquises en tant que « Actions Nécessaires » dans le cadre du Plan de Compensation en Actions des Administrateurs Non Employés de la société. Après la transaction signalée, le dépôt indique 214 953 actions ordinaires de Classe A comme détenues bénéficiairement par la personne faisant le rapport. Le Formulaire 4 divulge également des positions dérivées qui se transforment en actions ordinaires de Classe A, avec des montants post-transaction de 2 000, 201 928, 25, 9 431 et 9 431 actions attribuées à divers trusts et intérêts de partenariats. Le dépôt identifie les rôles de la personne qui dépose comme directeur, président, dirigeant, trustee, et inclut plusieurs relations de trustees et de partenariats utilisées pour expliquer la propriété indirecte et une clause de renonciation à la propriété bénéficiaire pour certaines actions détenues en fiducie.

Alfred M. Rankin et al. haben ein Form 4 eingereicht, das Insider-Käufe bei NACCO Industries, Inc. (NC) meldet. Das Einreichungsdokument zeigt eine Transaktion vom 01.10.2025, bei der 1.232 Class-A-Stammaktien als "Erforderliche Aktien" gemäß dem Equity Compensation Plan für Nichtangestellte Direktoren des Unternehmens erworben wurden. Nach der gemeldeten Transaktion listet das Dokument 214.953 Class-A-Stammaktien als von der meldenden Person vorteilhaft gehalten. Das Form 4 offenbart außerdem derivative Positionen, die in Class-A-Stammaktien umgewandelt werden, mit post-Transaktionsbeträgen von 2.000, 201.928, 25, 9.431 und 9.431 Aktien, die verschiedenen Trusts und Partnerschaftsinteressen zugeordnet sind. Das Dokument identifiziert die Rollen der meldenden Person als Direktor, Vorsitzender, Beamter, Trustee, und enthält mehrere Trustee- und Partnerschaftsbeziehungen, die verwendet werden, um indirekten Besitz zu erklären, sowie einen Hinweis auf den Ausschluss des vorteilhaften Eigentums für bestimmte Aktien, die in Trust gehalten werden.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
RANKIN ALFRED M ET AL

(Last) (First) (Middle)
NACCO INDUSTRIES, INC.
22901 MILLCREEK BLVD., SUITE 600

(Street)
CLEVELAND OH 44122

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
NACCO INDUSTRIES INC [ NC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) X Other (specify below)
Chairman Group Member
3. Date of Earliest Transaction (Month/Day/Year)
10/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 10/01/2025 A(1) 1,232 A (2) 214,953 I AMR Main Trust(A)(3)
Class A Common Stock 14,160 I AMR - IRA(4)
Class A Common Stock 1,975 I AMR - RMI (Delaware)(5)
Class A Common Stock 2,044 I AMR Associates NC, L.P.(6)
Class A Common Stock 10,110 I BTR - Class A Trust
Class A Common Stock 34,936 I VGR - Trust(7)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock (2) (2) (2) Class A Common Stock 2,000 2,000 I AMR-RAI/B(8)
Class B Common Stock (2) (2) (2) Class A Common Stock 201,928 201,928 I AMR Associates NC, L.P.(6)
Class B Common Stock (2) (2) (2) Class A Common Stock 25 25 I AMR RAIV - GP
Class B Common Stock (2) (2) (2) Class A Common Stock 9,431 9,431 I By Trust/Daughter 2(9)
Class B Common Stock (2) (2) (2) Class A Common Stock 9,431 9,431 I By Trust/Daughter 1(10)
Explanation of Responses:
1. Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.
2. N/A
3. Reporting Person serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr.
4. Held in an Individual Retirement Account for the benefit of the Reporting Person.
5. Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates II, L.P. held by Rankin Management, Inc. ("RMI"), as general partner.
6. Represents the Reporting Person's proportionate limited partnership interest in shares held by AMR NC. The Reporting Person is the trustee of a trust for the benefit of the Reporting Person that is a limited partner of AMR NC.
7. Reporting Person serves as Trustee of a Trust for the benefit of Victoire G. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
8. Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a qualified annuity interest trust for the benefit of Reporting Person.
9. Reporting person serves as trustee of BTR 2012 GST for the benefit of Clara Williams.
10. Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Helen R. Butler.
/s/ Matthew J. Dilluvio, attorney-in-fact 10/02/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction is reported on the NC Form 4?

Acquisition of 1,232 Class A shares on 10/01/2025 awarded as Required Shares under the Non-Employee Directors' Equity Compensation Plan.

How many Class A shares does the reporting person beneficially own after the transaction?

214,953 Class A shares are listed as beneficially owned following the reported transaction.

Are any derivative securities disclosed in the filing for NC?

Yes. The filing lists derivative-related underlying Class A amounts of 2,000, 201,928, 25, 9,431, and 9,431 shares attributed to specific trusts and partnership interests.

What roles does the reporting person hold with respect to NACCO Industries?

Director, Chairman, and Officer; the filing also documents the reporting persons roles as trustee and limited partner for various entities.

Does the reporting person disclaim ownership of any shares?

Yes. The filing explicitly disclaims beneficial ownership for certain shares held in a trust for Victoire G. Rankin.
NACCO Industries

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