Welcome to our dedicated page for NACCO INDUSTRIES SEC filings (Ticker: NC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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TAPLIN BRITTON T reported acquisition or exercise transactions in this Form 4 filing.
NACCO Industries director Britton T. Taplin reported a compensation-related equity award of 569 shares of Class A Common Stock. The filing describes these as “Required Shares” granted under the company’s Non-Employee Directors’ Equity Compensation Plan and held in a trust for Taplin’s benefit.
The Form 4 also updates indirect holdings in Class A shares through multiple trusts, a spouse, and LLCs, with footnotes stating that Taplin disclaims beneficial ownership of shares held by the spouse and certain children’s trusts. The filing does not show any open-market buying or selling activity.
NACCO Industries insider Elizabeth B. Rankin reported updated holdings of Class A and Class B Common Stock, primarily through her spouse and related trusts and partnerships. The filing shows an award of 569 Class A shares to her spouse as “Required Shares” under the company’s Non-Employee Directors' Equity Compensation Plan, held by a trust for the spouse.
Following this compensation-related acquisition, a trust for the spouse holds 37,875 Class A shares indirectly attributed to Rankin. She also reports 722 Class A shares held directly in her own name and various additional indirect Class A positions through her spouse, children’s trusts, and Rankin Associates II, L.P., many of which she expressly disclaims beneficial ownership of.
The filing also notes an indirect position in Class B Common Stock held in a spouse-related trust that is tied to 9,430 underlying Class A shares. Overall, the activity reflects a grant or award and detailed disclosure of existing indirect family and trust holdings, rather than open-market buying or selling.
NACCO Industries director Matthew M. Rankin reported equity holdings and a new share award. The filing shows an indirect acquisition of 569 shares of Class A Common Stock at a price of $0.00 per share, described as “Required Shares” granted under the company’s Non-Employee Directors’ Equity Compensation Plan and held by a trust. The rest of the entries primarily update indirect and direct ownership positions in Class A and Class B shares through various trusts, partnership interests, and family accounts, many of which include footnote disclaimers that Rankin does not beneficially own certain spouse and child-related holdings.
RANKIN VICTOIRE G reported acquisition or exercise transactions in this Form 4 filing.
NACCO Industries insider Victoire G. Rankin reported updated indirect holdings and a compensation-related share award. A trust associated with Rankin’s spouse, identified as AMR – Main Trust – A, received a grant or award of 760 shares of Class A Common Stock, bringing that trust’s holdings to 217,720 shares. Additional indirect positions in Class A and Class B Common Stock are held through multiple trusts, retirement accounts, and limited partnerships, and the filing notes that Rankin disclaims beneficial ownership of many of these spouse- and family-related entities.
RANKIN ALFRED M ET AL reported acquisition or exercise transactions in this Form 4 filing.
NACCO Industries director Alfred M. Rankin-related trust received an equity award of Class A shares. A trust associated with him, listed as "AMR Main Trust(A)", was granted 760 shares of Class A Common Stock as Required Shares under the Non-Employee Directors' Equity Compensation Plan at a stated price of $0.00 per share.
Following this grant, that trust holds 217,720 Class A shares indirectly. The rest of the filing primarily updates indirect holdings across numerous trusts and partnerships, many of which the reporting person serves as trustee and frequently disclaims beneficial ownership. There are no reported open-market purchases or sales in this filing.
SHAPARD ROBERT S reported acquisition or exercise transactions in this Form 4 filing.
NACCO Industries director Robert S. Shapard received an equity award of 569 shares of Class A Common Stock. The shares were granted as “Required Shares” under the company’s Non-Employee Directors' Equity Compensation Plan and increased his direct holdings to 18,750 shares.
SACHS VALERIE GENTILE reported acquisition or exercise transactions in this Form 4 filing.
NACCO Industries director Valerie Gentile Sachs received an equity grant of 569 shares of Class A Common Stock. The shares were awarded at a price of $0.00 per share as “Required Shares” under the company’s Non-Employee Directors' Equity Compensation Plan. Following this grant, she directly holds 11,021 Class A shares.
McDonald William Paul reported acquisition or exercise transactions in this Form 4 filing.
NACCO Industries director William Paul McDonald reported receiving 569 shares of Class A Common Stock as a grant of "Required Shares" under the company’s Non-Employee Directors' Equity Compensation Plan. The shares are held indirectly through a trust for his benefit, bringing his indirect holdings to 7,699 shares.
LABARRE DENNIS W reported acquisition or exercise transactions in this Form 4 filing.
NACCO Industries director Dennis W. LaBarre received an award of 569 shares of Class A Common Stock. The shares were granted at no cash cost to him as “Required Shares” under the company’s Non-Employee Directors’ Equity Compensation Plan. Following this award, he directly holds 44,953 Class A shares.
Miller Michael Sidney reported acquisition or exercise transactions in this Form 4 filing.
NACCO Industries director Michael Sidney Miller received an award of 569 shares of Class A Common Stock at a price of $0.00 per share. The shares were granted as “Required Shares” under the company’s Non-Employee Directors’ Equity Compensation Plan, bringing his direct holdings to 28,321 shares.