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NACCO Industries awards 663 Class A shares

The award was recorded in AMR - Main Trust - A, which held 218,383 Class A shares afterward; Victoire G. Rankin disclaims beneficial ownership.

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Form Type
4

Rhea-AI Filing Summary

NACCO Industries Inc. (NC) reports 663 Class A common shares awarded to the reporting person's spouse as 'Required Shares' under the Non-Employee Directors' Equity Compensation Plan on October 1, 2026. The shares are held indirectly in AMR - Main Trust - A, which held 218,383 Class A shares following the award. Victoire G. Rankin, identified as a member of a group, disclaims beneficial ownership; the trust is for Alfred M. Rankin, Jr.'s benefit.

Insider RANKIN VICTOIRE G
Role Insider
Type Security Shares Price Value
Grant/Award Class A Common Stock F1, F2, F3 663 -- --
holding Class B Common Stock F2, F12 -- -- --
holding Class B Common Stock F2, F9 -- -- --
holding Class B Common Stock F2, F13 -- -- --
holding Class A Common Stock F4 -- -- --
holding Class A Common Stock F5 -- -- --
holding Class A Common Stock F6 -- -- --
holding Class A Common Stock F7 -- -- --
holding Class A Common Stock F8 -- -- --
holding Class A Common Stock F9 -- -- --
holding Class A Common Stock F10 -- -- --
holding Class A Common Stock F11 -- -- --
Holdings After Transaction: Class A Common Stock — 218,383 shares (Indirect, AMR - Main Trust - A); Class B Common Stock — 2,000 contracts (Indirect, AMR - RAI (B)); Class B Common Stock — 201,928 contracts (Indirect, AMR Associates NC, L.P.); Class B Common Stock — 25 contracts (Indirect, AMR-RAIV-GP); Class A Common Stock — 7,811 shares (Indirect, Spouse/Trust/RFR); Class A Common Stock — 14,160 shares (Indirect, AMR - IRA); Class A Common Stock — 1,975 shares (Indirect, AMR - RMI (Delaware)); Class A Common Stock — 5,320 shares (Indirect, By Spouse/Trust 2 (Sr.)); Class A Common Stock — 4,800 shares (Indirect, AMR - Trust3 (GC)); Class A Common Stock — 2,044 shares (Indirect, AMR Associates NC, L.P.); Class A Common Stock — 10,110 shares (Indirect, BTR-Class A Trust); Class A Common Stock — 34,936 shares (Indirect, VGR - Trust)
Footnotes (13)
  1. F1. Spouse's shares of Class A Common Stock awarded to the Reporting Person's spouse as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.
  2. F2. N/A
  3. F3. Reporting Person's spouse serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr. Reporting Person disclaims beneficial ownership of all such shares.
  4. F4. Reporting Person's spouse serves as co-trustee for the benefit of spouse's family members. Reporting Person disclaims ownership of such shares.
  5. F5. Held in an Individual Retirement Account for the benefit of the Reporting Person's spouse. Reporting Person disclaims beneficial ownership of all such shares.
  6. F6. Represents the Reporting Person's spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI"). Reporting Person disclaims beneficial ownership of all such shares.
  7. F7. Reporting Person's spouse serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin, Sr. Reporting Person disclaims beneficial ownership of all such shares.
  8. F8. Reporting Person's spouse serves as Trustee of Trusts for the benefit of each of grantor's grandchildren. Reporting Person disclaims beneficial onwership of all such shares.
  9. F9. Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by AMR NC. Reporting Person disclaims beneficial ownership of all such shares.
  10. F10. Reporting Person's spouse serves as Trustee of Trusts for the benefit of Bruce T Rankin. Reporting Person disclaims beneficial ownership of all such shares.
  11. F11. Reporting Person's spouse serves as Trustee of a Trust for the benefit of Victoire G. Rankin.
  12. F12. Represents Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. R eporting Person disclaims beneficial ownership of all such shares.
  13. F13. Represents Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person disclaims beneficial ownership of all such shares.
Class A shares awarded 663 shares Required Shares awarded to the reporting person's spouse on October 1, 2026.
Class A shares held in AMR - Main Trust - A 218,383 shares Reported following the October 1, 2026 award.
Class A shares held in VGR - Trust 34,936 shares Indirect holding reported October 1, 2026; the trust is for Victoire G. Rankin.
Class A shares held in AMR - IRA 14,160 shares Indirect holding for the reporting person's spouse, reported October 1, 2026.
Class A shares held in BTR-Class A Trust 10,110 shares Indirect holding reported October 1, 2026; the trust is for Bruce T. Rankin.
Class A shares held through Spouse/Trust/RFR 7,811 shares Indirect holding reported October 1, 2026; the reporting person disclaims ownership.
Required Shares financial
"awarded to the Reporting Person's spouse as "Required Shares""
Non-Employee Directors' Equity Compensation Plan financial
"under the company's Non-Employee Directors' Equity Compensation Plan"
beneficial ownership financial
"Reporting Person disclaims beneficial ownership of all such shares"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
proportionate limited partnership interest financial
"spouse's proportionate limited partnership interest in shares held by AMR NC"

FAQ

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How many NC shares were awarded to Victoire G. Rankin's spouse?

NACCO Industries Inc. reports 663 Class A common shares awarded to the reporting person's spouse as 'Required Shares' under the Non-Employee Directors' Equity Compensation Plan on October 1, 2026. AMR - Main Trust - A reported 218,383 Class A shares following the award, and Victoire G. Rankin disclaims beneficial ownership.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
RANKIN VICTOIRE G

(Last)(First)(Middle)
NACCO INDUSTRIES, INC.
22901 MILLCREEK BLVD., SUITE 600

(Street)
CLEVELAND OHIO 44122

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
NACCO INDUSTRIES INC [ NC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
Officer (give title below)XOther (specify below)
Member of a Group
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock10/01/2026A(1)663A(2)218,383IAMR - Main Trust - A(3)
Class A Common Stock7,811ISpouse/Trust/RFR(4)
Class A Common Stock14,160IAMR - IRA(5)
Class A Common Stock1,975IAMR - RMI (Delaware)(6)
Class A Common Stock5,320IBy Spouse/Trust 2 (Sr.)(7)
Class A Common Stock4,800IAMR - Trust3 (GC)(8)
Class A Common Stock2,044IAMR Associates NC, L.P.(9)
Class A Common Stock10,110IBTR-Class A Trust(10)
Class A Common Stock34,936IVGR - Trust(11)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Class B Common Stock(2) (2) (2)Class A Common Stock2,0002,000IAMR - RAI (B)(12)
Class B Common Stock(2) (2) (2)Class A Common Stock201,928201,928IAMR Associates NC, L.P.(9)
Class B Common Stock(2) (2) (2)Class A Common Stock2525IAMR-RAIV-GP(13)
Explanation of Responses:
1. Spouse's shares of Class A Common Stock awarded to the Reporting Person's spouse as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.
2. N/A
3. Reporting Person's spouse serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr. Reporting Person disclaims beneficial ownership of all such shares.
4. Reporting Person's spouse serves as co-trustee for the benefit of spouse's family members. Reporting Person disclaims ownership of such shares.
5. Held in an Individual Retirement Account for the benefit of the Reporting Person's spouse. Reporting Person disclaims beneficial ownership of all such shares.
6. Represents the Reporting Person's spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI"). Reporting Person disclaims beneficial ownership of all such shares.
7. Reporting Person's spouse serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin, Sr. Reporting Person disclaims beneficial ownership of all such shares.
8. Reporting Person's spouse serves as Trustee of Trusts for the benefit of each of grantor's grandchildren. Reporting Person disclaims beneficial onwership of all such shares.
9. Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by AMR NC. Reporting Person disclaims beneficial ownership of all such shares.
10. Reporting Person's spouse serves as Trustee of Trusts for the benefit of Bruce T Rankin. Reporting Person disclaims beneficial ownership of all such shares.
11. Reporting Person's spouse serves as Trustee of a Trust for the benefit of Victoire G. Rankin.
12. Represents Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. R eporting Person disclaims beneficial ownership of all such shares.
13. Represents Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person disclaims beneficial ownership of all such shares.
/s/ Matthew J. Dilluvio, attorney-in-fact10/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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