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NACCO Industries awards director Rankin 663 shares

The shares were designated as “Required Shares” under the Non-Employee Directors’ Equity Compensation Plan.

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Form Type
4

Rhea-AI Filing Summary

NACCO Industries Inc. director Alfred M. Et Al Rankin reported an award of 663 shares of Class A Common Stock on October 1, 2026. The shares were designated as “Required Shares” under the company’s Non-Employee Directors’ Equity Compensation Plan. They were held indirectly in AMR Main Trust(A), a trust for the benefit of Alfred M. Rankin, Jr.; the trust’s reported position after the award was 218,383 shares.

Insider RANKIN ALFRED M ET AL
Role Director
Type Security Shares Price Value
Grant/Award Class A Common Stock F1, F2, F3 663 -- --
holding Class B Common Stock F2, F11 -- -- --
holding Class B Common Stock F2, F8 -- -- --
holding Class B Common Stock F2 -- -- --
holding Class A Common Stock F4 -- -- --
holding Class A Common Stock F5 -- -- --
holding Class A Common Stock F6 -- -- --
holding Class A Common Stock F7 -- -- --
holding Class A Common Stock F8 -- -- --
holding Class A Common Stock -- -- --
holding Class A Common Stock F9 -- -- --
holding Class A Common Stock F10 -- -- --
Holdings After Transaction: Class A Common Stock — 218,383 shares (Indirect, AMR Main Trust(A)); Class B Common Stock — 2,000 contracts (Indirect, AMR-RAI/B); Class B Common Stock — 201,928 contracts (Indirect, AMR Associates NC, L.P.); Class B Common Stock — 25 contracts (Indirect, AMR RAIV - GP); Class A Common Stock — 14,160 shares (Indirect, AMR - IRA); Class A Common Stock — 1,975 shares (Indirect, AMR - RMI (Delaware)); Class A Common Stock — 5,320 shares (Indirect, AMR - Trust2 (SR)); Class A Common Stock — 4,800 shares (Indirect, AMR - Trust3 (Grandchildren)); Class A Common Stock — 2,044 shares (Indirect, AMR Associates NC, L.P.); Class A Common Stock — 10,110 shares (Indirect, BTR - Class A Trust); Class A Common Stock — 7,811 shares (Indirect, Trust/RFR); Class A Common Stock — 34,936 shares (Indirect, VGR - Trust)
Footnotes (11)
  1. F1. Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.
  2. F2. N/A
  3. F3. Reporting Person serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr.
  4. F4. Held in an Individual Retirement Account for the benefit of the Reporting Person.
  5. F5. Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates II, L.P. held by Rankin Management, Inc. ("RMI"), as general partner.
  6. F6. Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin. Reporting Person disclaims bene ficial ownership of all such shares.
  7. F7. Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren. Reporting Person disclaims beneficial ownership of all such shares.
  8. F8. Represents the Reporting Person's proportionate limited partnership interest in shares held by AMR NC. The Reporting Person is the trustee of a trust for the benefit of the Reporting Person that is a limited partner of AMR NC.
  9. F9. Reporting Person serves as co-trustee for the benefit of Reporting Person's family members. Reporting Person disclaims ownership of such shares.
  10. F10. Reporting Person serves as Trustee of a Trust for the benefit of Victoire G. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
  11. F11. Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a qualified annuity interest trust for the benefit of Reporting Person.
Class A Common Stock awarded 663 shares Award reported October 1, 2026
AMR Main Trust(A) Class A Common Stock 218,383 shares Reported position after the award on October 1, 2026
AMR - IRA Class A Common Stock 14,160 shares Indirect holding for the benefit of the reporting person, reported October 1, 2026
Required Shares financial
"awarded to the Reporting Person as “Required Shares”"
Non-Employee Directors’ Equity Compensation Plan financial
"under the company's Non-Employee Directors' Equity Compensation Plan"
proportionate limited partnership interest financial
"proportionate limited partnership interest in shares of Rankin Associates II, L.P."

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How many NC shares did Alfred M. Et Al Rankin receive?

Alfred M. Et Al Rankin reported an award of 663 shares of NACCO Industries Inc. Class A Common Stock on October 1, 2026. The award was designated as “Required Shares” under the Non-Employee Directors’ Equity Compensation Plan.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
RANKIN ALFRED M ET AL

(Last)(First)(Middle)
NACCO INDUSTRIES, INC.
22901 MILLCREEK BLVD., SUITE 600

(Street)
CLEVELAND OHIO 44122

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
NACCO INDUSTRIES INC [ NC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)XOther (specify below)
Group Member
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock10/01/2026A(1)663A(2)218,383IAMR Main Trust(A)(3)
Class A Common Stock14,160IAMR - IRA(4)
Class A Common Stock1,975IAMR - RMI (Delaware)(5)
Class A Common Stock5,320IAMR - Trust2 (SR)(6)
Class A Common Stock4,800IAMR - Trust3 (Grandchildren)(7)
Class A Common Stock2,044IAMR Associates NC, L.P.(8)
Class A Common Stock10,110IBTR - Class A Trust
Class A Common Stock7,811ITrust/RFR(9)
Class A Common Stock34,936IVGR - Trust(10)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Class B Common Stock(2) (2) (2)Class A Common Stock2,0002,000IAMR-RAI/B(11)
Class B Common Stock(2) (2) (2)Class A Common Stock201,928201,928IAMR Associates NC, L.P.(8)
Class B Common Stock(2) (2) (2)Class A Common Stock2525IAMR RAIV - GP
Explanation of Responses:
1. Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.
2. N/A
3. Reporting Person serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr.
4. Held in an Individual Retirement Account for the benefit of the Reporting Person.
5. Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates II, L.P. held by Rankin Management, Inc. ("RMI"), as general partner.
6. Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin. Reporting Person disclaims bene ficial ownership of all such shares.
7. Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren. Reporting Person disclaims beneficial ownership of all such shares.
8. Represents the Reporting Person's proportionate limited partnership interest in shares held by AMR NC. The Reporting Person is the trustee of a trust for the benefit of the Reporting Person that is a limited partner of AMR NC.
9. Reporting Person serves as co-trustee for the benefit of Reporting Person's family members. Reporting Person disclaims ownership of such shares.
10. Reporting Person serves as Trustee of a Trust for the benefit of Victoire G. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
11. Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a qualified annuity interest trust for the benefit of Reporting Person.
/s/ Matthew J. Dilluvio, attorney-in-fact10/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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