Every Form 4 that NACCO Industries (NC) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow NC and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full NC filings page.
TAPLIN BRITTON T reported acquisition or exercise transactions in this Form 4 filing.
NACCO Industries director Britton T. Taplin reported a compensation-related equity award of 569 shares of Class A Common Stock. The filing describes these as “Required Shares” granted under the company’s Non-Employee Directors’ Equity Compensation Plan and held in a trust for Taplin’s benefit.
The Form 4 also updates indirect holdings in Class A shares through multiple trusts, a spouse, and LLCs, with footnotes stating that Taplin disclaims beneficial ownership of shares held by the spouse and certain children’s trusts. The filing does not show any open-market buying or selling activity.
NACCO Industries insider Elizabeth B. Rankin reported updated holdings of Class A and Class B Common Stock, primarily through her spouse and related trusts and partnerships. The filing shows an award of 569 Class A shares to her spouse as “Required Shares” under the company’s Non-Employee Directors' Equity Compensation Plan, held by a trust for the spouse.
Following this compensation-related acquisition, a trust for the spouse holds 37,875 Class A shares indirectly attributed to Rankin. She also reports 722 Class A shares held directly in her own name and various additional indirect Class A positions through her spouse, children’s trusts, and Rankin Associates II, L.P., many of which she expressly disclaims beneficial ownership of.
The filing also notes an indirect position in Class B Common Stock held in a spouse-related trust that is tied to 9,430 underlying Class A shares. Overall, the activity reflects a grant or award and detailed disclosure of existing indirect family and trust holdings, rather than open-market buying or selling.
NACCO Industries director Matthew M. Rankin reported equity holdings and a new share award. The filing shows an indirect acquisition of 569 shares of Class A Common Stock at a price of $0.00 per share, described as “Required Shares” granted under the company’s Non-Employee Directors’ Equity Compensation Plan and held by a trust. The rest of the entries primarily update indirect and direct ownership positions in Class A and Class B shares through various trusts, partnership interests, and family accounts, many of which include footnote disclaimers that Rankin does not beneficially own certain spouse and child-related holdings.
RANKIN VICTOIRE G reported acquisition or exercise transactions in this Form 4 filing.
NACCO Industries insider Victoire G. Rankin reported updated indirect holdings and a compensation-related share award. A trust associated with Rankin’s spouse, identified as AMR – Main Trust – A, received a grant or award of 760 shares of Class A Common Stock, bringing that trust’s holdings to 217,720 shares. Additional indirect positions in Class A and Class B Common Stock are held through multiple trusts, retirement accounts, and limited partnerships, and the filing notes that Rankin disclaims beneficial ownership of many of these spouse- and family-related entities.
RANKIN ALFRED M ET AL reported acquisition or exercise transactions in this Form 4 filing.
NACCO Industries director Alfred M. Rankin-related trust received an equity award of Class A shares. A trust associated with him, listed as "AMR Main Trust(A)", was granted 760 shares of Class A Common Stock as Required Shares under the Non-Employee Directors' Equity Compensation Plan at a stated price of $0.00 per share.
Following this grant, that trust holds 217,720 Class A shares indirectly. The rest of the filing primarily updates indirect holdings across numerous trusts and partnerships, many of which the reporting person serves as trustee and frequently disclaims beneficial ownership. There are no reported open-market purchases or sales in this filing.
SHAPARD ROBERT S reported acquisition or exercise transactions in this Form 4 filing.
NACCO Industries director Robert S. Shapard received an equity award of 569 shares of Class A Common Stock. The shares were granted as “Required Shares” under the company’s Non-Employee Directors' Equity Compensation Plan and increased his direct holdings to 18,750 shares.
SACHS VALERIE GENTILE reported acquisition or exercise transactions in this Form 4 filing.
NACCO Industries director Valerie Gentile Sachs received an equity grant of 569 shares of Class A Common Stock. The shares were awarded at a price of $0.00 per share as “Required Shares” under the company’s Non-Employee Directors' Equity Compensation Plan. Following this grant, she directly holds 11,021 Class A shares.
McDonald William Paul reported acquisition or exercise transactions in this Form 4 filing.
NACCO Industries director William Paul McDonald reported receiving 569 shares of Class A Common Stock as a grant of "Required Shares" under the company’s Non-Employee Directors' Equity Compensation Plan. The shares are held indirectly through a trust for his benefit, bringing his indirect holdings to 7,699 shares.
LABARRE DENNIS W reported acquisition or exercise transactions in this Form 4 filing.
NACCO Industries director Dennis W. LaBarre received an award of 569 shares of Class A Common Stock. The shares were granted at no cash cost to him as “Required Shares” under the company’s Non-Employee Directors’ Equity Compensation Plan. Following this award, he directly holds 44,953 Class A shares.
Miller Michael Sidney reported acquisition or exercise transactions in this Form 4 filing.
NACCO Industries director Michael Sidney Miller received an award of 569 shares of Class A Common Stock at a price of $0.00 per share. The shares were granted as “Required Shares” under the company’s Non-Employee Directors’ Equity Compensation Plan, bringing his direct holdings to 28,321 shares.
Jumper John P reported acquisition or exercise transactions in this Form 4 filing.
NACCO Industries non-executive chairman John P. Jumper reported an equity award of 773 shares of Class A Common Stock. The shares were granted at no cash cost as “Required Shares” under the company’s Non-Employee Directors' Equity Compensation Plan.
The award is held indirectly through a trust for his benefit and brings his indirect trust holdings to 34,456 Class A shares. This is a routine, compensation-related grant rather than an open-market stock purchase or sale.
DALRYMPLE JOHN S III reported acquisition or exercise transactions in this Form 4 filing.
NACCO Industries director John S. Dalrymple III received an equity award of 569 shares of Class A Common Stock. The shares were granted at no cost as “Required Shares” under NACCO’s Non-Employee Directors’ Equity Compensation Plan. After this award, he directly holds 26,305 Class A shares.
NACCO Industries insider Victoire G. Rankin reported an indirect acquisition of 955 shares of Class A Common Stock on April 1, 2026. The shares were awarded to the reporting person’s spouse as “Required Shares” under NACCO’s Non-Employee Directors’ Equity Compensation Plan and carried a price of $0.00 per share.
Following this grant, indirect holdings reported for this account total 216,960 Class A shares. The Form 4 also lists multiple indirect Class A and Class B holdings in various family trusts, retirement accounts, and partnerships where the spouse serves as trustee or holds a limited partnership interest, and the reporting person frequently disclaims beneficial ownership of those shares.
RANKIN ALFRED M ET AL reported acquisition or exercise transactions in this Form 4 filing.
NACCO Industries director and chairman Alfred M. Rankin Jr., reporting for various related entities, recorded a grant of 955 Class A Common shares on April 1, 2026. The shares were awarded as “Required Shares” under the company’s Non-Employee Directors’ Equity Compensation Plan to the AMR Main Trust at a stated price of $0.00 per share.
After this award, the AMR Main Trust held 216,960 Class A shares indirectly attributed to Rankin. The Form 4 also lists multiple indirect holdings in trusts, retirement accounts, and limited partnerships, and several footnotes state that Rankin serves as trustee or co-trustee and disclaims beneficial ownership of certain shares.
SACHS VALERIE GENTILE reported acquisition or exercise transactions in this Form 4 filing.
NACCO Industries director Valerie Gentile Sachs received a grant of Class A Common Stock as part of her board compensation. She was awarded 563 shares at a price of $0.00 per share as “Required Shares” under the company’s Non-Employee Directors’ Equity Compensation Plan, bringing her direct holdings to 10,452 Class A shares.
SHAPARD ROBERT S reported acquisition or exercise transactions in this Form 4 filing.
NACCO Industries director Robert S. Shapard received an equity award of 563 shares of Class A Common Stock as compensation. The shares were granted as “Required Shares” under the company’s Non-Employee Directors’ Equity Compensation Plan and were awarded at no cash cost. Following this grant, Shapard directly holds 18,181 shares of Class A Common Stock.
McDonald William Paul reported acquisition or exercise transactions in this Form 4 filing.
NACCO Industries director William Paul McDonald received an equity award of 563 shares of Class A Common Stock as “Required Shares” under the company’s Non-Employee Directors' Equity Compensation Plan. The shares were granted at no cost and are held indirectly through a trust for his benefit, bringing his indirect holdings to 7,130 Class A shares following the award.
Miller Michael Sidney reported acquisition or exercise transactions in this Form 4 filing.
NACCO Industries director Michael Sidney Miller received 563 shares of Class A Common Stock as a stock award. The shares were granted at no cash cost to him as “Required Shares” under the company’s Non-Employee Directors' Equity Compensation Plan. Following this compensation grant, he holds 27,752 Class A shares directly.
TAPLIN BRITTON T reported acquisition or exercise transactions in this Form 4 filing.
NACCO Industries director Britton T. Taplin reported an equity compensation award of 563 shares of Class A Common Stock. These were granted as “Required Shares” under the company’s Non-Employee Directors’ Equity Compensation Plan at no cash cost and are held indirectly in a trust for his benefit, which now holds 66,600 shares.
The filing also outlines other indirect holdings, including proportionate membership interests in 157,095 shares held by Abigail II, LLC and 18,707 shares held by Abigail LLC, as well as shares held by his spouse and several children’s trusts where he serves as co-trustee and disclaims beneficial ownership.
NACCO Industries reporting person Elizabeth B. Rankin reported an indirect acquisition of 563 shares of Class A Common Stock on April 1, 2026. These shares were awarded to her spouse as “Required Shares” under the company’s Non-Employee Directors’ Equity Compensation Plan and recorded at no purchase price.
After this award, entities associated with Rankin show 37,306 indirect shares, while she also holds 722 shares directly. Several indirect positions are held through her spouse, family trusts, and Rankin Associates II, L.P., with footnotes stating that Rankin disclaims beneficial ownership of multiple trust and partnership-held blocks.
RANKIN MATTHEW M reported acquisition or exercise transactions in this Form 4 filing.
NACCO Industries director Matthew M. Rankin reported an equity award of 563 shares of Class A Common Stock, received as “Required Shares” under the Non-Employee Directors' Equity Compensation Plan. The shares were granted at no cash cost and are held through a trust for his benefit.
The filing also lists indirect holdings attributed to his spouse, minor children, and Rankin Associates II, L.P., over which he largely disclaims beneficial ownership, plus 500 shares held directly. No open-market purchases or sales were reported in this Form 4.
NACCO Industries director John P. Jumper reported an indirect acquisition of 563 shares of Class A Common Stock. These shares were awarded as “Required Shares” under the company’s Non-Employee Directors’ Equity Compensation Plan and are held through a trust for his benefit. Following this equity award, the trust holds 33,683 shares of Class A Common Stock indirectly attributed to him. The shares were granted at a stated price of $0.00 per share, reflecting stock-based director compensation rather than an open-market purchase.
LABARRE DENNIS W reported acquisition or exercise transactions in this Form 4 filing.
NACCO Industries director Dennis W. LaBarre received a grant of 563 shares of Class A Common Stock on April 1, 2026. The shares were awarded as “Required Shares” under the company’s Non-Employee Directors' Equity Compensation Plan, so he did not pay a purchase price.
Following this compensation award, LaBarre directly holds a total of 44,384 Class A Common shares.
DALRYMPLE JOHN S III reported acquisition or exercise transactions in this Form 4 filing.
NACCO Industries director John S. Dalrymple III received an award of 563 shares of Class A Common Stock on April 1, 2026. The shares were granted at a price of $0.00 per share as “Required Shares” under the company’s Non-Employee Directors’ Equity Compensation Plan, bringing his direct holdings to 25,736 shares.
NACCO Industries senior vice president and controller Elizabeth Loveman reported an open-market sale of Class A common stock. On March 13, 2026, she sold 1,662 shares at an average price of $51.44 per share. After this transaction, she directly holds 14,999 shares of the company’s Class A common stock.
NACCO Industries SVP and Controller Elizabeth Loveman reported an open-market sale of Class A common stock. She sold 4,053 shares on March 12, 2026 at an average price of $52.0443 per share. Following this transaction, she directly holds 16,661 Class A common shares.
NACCO Industries SVP Finance and Treasurer Thomas A. Maxwell sold 1,785 shares of Class A Common Stock in an open-market transaction at $48.55 per share. After this sale, he directly holds 5,944 shares of NACCO Industries stock.
NACCO Industries insider Helen Rankin Butler filed a Form 4 reporting indirect changes in Class A Common Stock tied to her spouse’s compensation. Her spouse received 39,630 shares of Class A Common Stock as an award under the company’s Executive Long-Term Incentive Compensation Plan.
On the same date, 8,777 Class A shares were surrendered back to NACCO in a cashless transaction to cover her spouse’s tax withholding obligations on that stock award. The filing also details multiple indirect holdings of both Class A and Class B shares through trusts, partnerships, and retirement accounts, with several footnotes stating that Butler disclaims beneficial ownership of some of these interests.
NACCO Industries reported that a trust associated with President and CEO John C. Butler Jr. acquired 39,630 shares of Class A Common Stock as a stock award under the company’s Executive Long-Term Incentive Compensation Plan. On the same date, the trust surrendered 8,777 Class A shares to the company in a cashless transaction to cover tax withholding on this award, rather than through an open-market sale. After these transactions, the trust’s indirect holdings of Class A shares reported in this line totaled 389,781. The filing also lists additional indirect Class A and Class B holdings through various family trusts, partnerships, and an IRA, with several positions expressly reported as beneficial ownership disclaimed.
NACCO Industries senior vice president and general counsel John D. Neumann reported equity compensation activity in Class A Common Stock. He received a grant of 5,409 shares under the company's Executive Long-Term Incentive Compensation Plan, with no cash price per share. In a related tax-withholding disposition, he surrendered 249 shares back to the company through a cashless exercise to cover tax obligations on the stock award. After these transactions, he directly owned 43,708 Class A shares.
NACCO Industries senior vice president of finance and treasurer Thomas A. Maxwell reported equity compensation activity in Class A common stock. He received a grant of 1,870 shares under the Executive Long-Term Incentive Compensation Plan and separately disposed of 296 shares through a tax-withholding surrender to the company, ending with 7,729 directly held shares.
NACCO Industries senior vice president and controller Elizabeth Loveman reported equity compensation and related tax withholding in Class A Common Stock. On February 17, 2026, she was awarded 2,905 shares at $0 per share under the company’s Executive Long-Term Incentive Compensation Plan. On the same date, she surrendered 363 shares to the company in a cashless transaction to cover tax withholding on this stock award. After these transactions, she directly owned 20,714 shares of Class A Common Stock.
NACCO Industries subsidiary officer John Patrick Sullivan Jr. reported equity-based compensation activity in Class A common stock. He received a grant of 5,180 shares under the company’s Executive Long-Term Incentive Compensation Plan, with no cash price shown because this was an award, not an open-market purchase.
To cover related tax withholding obligations, he surrendered 245 shares back to the company in a cashless transaction. After these grant and tax-withholding disposition entries, he directly owns 41,029 shares of NACCO Industries Class A common stock.
NACCO Industries subsidiary officer Dewing Carroll L reported equity compensation changes in Class A Common Stock. On February 17, 2026, Carroll received a grant of 6,303 shares at no cost under the company’s Executive Long-Term Incentive Compensation Plan. On the same date, 388 shares were disposed of through a cashless, tax-withholding transaction in which award shares were surrendered back to the company to cover tax obligations. After these non-market transactions, Carroll directly owned 49,897 Class A shares.
NACCO Industries executive share award disclosed
NACCO Industries executive John D. Neumann, the company’s Senior Vice President, General Counsel and Secretary, reported receiving an award of 7,336 shares of Class A common stock on 02/18/2025. The filing states that these shares were granted under the company’s Executive Long-Term Incentive Compensation Plan, meaning they represent equity-based compensation rather than an open-market purchase. Following this award, Neumann directly owned a total of 38,548 shares of NACCO Industries Class A common stock.
NACCO Industries, Inc. reported an insider equity award to one of its directors. On 01/02/2026, the director received 604 shares of Class A Common Stock as “Required Shares” under the company’s Non-Employee Directors’ Equity Compensation Plan.
After this award, the director beneficially owns 33,120 Class A shares indirectly through a trust for the director’s benefit. The filing is made by a single reporting person in the capacity of director and reflects non-derivative stock, with no derivative securities reported.
NACCO Industries, Inc. reported an insider transaction involving Class A common stock. On 01/02/2026, the reporting person had 1,052 shares of Class A common stock acquired for the benefit of their spouse as “Required Shares” under the company’s Non-Employee Directors’ Equity Compensation Plan. Following this, the filing lists substantial additional Class A holdings reported as indirectly owned through multiple trusts, retirement accounts, corporations, and limited partnerships associated with the reporting person’s spouse and family. In many of these indirect positions, the reporting person formally disclaims beneficial ownership, clarifying that control or economic interest rests with the spouse, related entities, or trust beneficiaries.
NACCO Industries director and chairman reports stock award
A reporting person who serves as a director, chairman, officer and other related roles at NACCO Industries, Inc. reported receiving 1,052 shares of Class A Common Stock on 01/02/2026. The transaction is coded as an acquisition and is described as "Required Shares" granted under the company's Non-Employee Directors' Equity Compensation Plan, and is held indirectly through the AMR Main Trust.
After this transaction, the reporting person shows indirect beneficial ownership of various blocks of Class A shares through several vehicles, including 216,005 shares via AMR Main Trust, 14,160 shares in an AMR IRA, 1,975 shares via AMR - RMI (Delaware), 2,044 shares in AMR Associates NC, L.P., 10,110 shares in a BTR Class A Trust, and 34,936 shares in a VGR Trust, along with additional indirect Class A interests tied to Class B Common Stock.
NACCO Industries insider reporting shows a family-related acquisition of company stock. On 01/02/2026, the reporting person disclosed an acquisition of 604 shares of Class A Common Stock, marked as an "A" (acquired) transaction. These shares were awarded to the reporting person’s spouse as "Required Shares" under NACCO’s Non-Employee Directors' Equity Compensation Plan and are held indirectly.
Following this transaction, the filing lists 36,743 Class A shares held indirectly by a trust/spouse, along with additional indirect holdings in various trusts and partnership interests for the spouse and minor children. For each of these indirect positions, the reporting person formally disclaims beneficial ownership, indicating they do not treat these holdings as fully their own for economic interest purposes.
NACCO Industries director reports stock award and updated holdings. A board member of NACCO Industries, Inc. filed a Form 4 showing an acquisition on 01/02/2026 of 604 shares of Class A Common Stock. These were awarded as “Required Shares” under the company’s Non-Employee Directors' Equity Compensation Plan, increasing the director’s indirect holdings through a trust.
The filing also details a range of indirect beneficial ownership positions, including shares held through a trust for the director, the director’s spouse, limited partnership interests in Rankin Associates II, L.P., and trusts for the director’s minor children. In multiple cases the director formally disclaims beneficial ownership of shares held by the spouse, children’s trusts, and other signatories to a long-standing Stockholders' Agreement dated March 15, 1990.
NACCO Industries director reported receiving shares of the company’s Class A Common Stock as part of board compensation. On 01/02/2026, the reporting person acquired 604 shares, described as “Required Shares” under the Non-Employee Directors’ Equity Compensation Plan.
After this award, the director’s beneficial ownership is reported as indirect through several holdings, including 66,037 Class A shares held in a trust for the director’s benefit, 157,095 shares via a proportionate membership interest in Abigail II, LLC, 18,707 shares via a proportionate membership interest in Abigail LLC, and 5,755 shares held by the director’s spouse, for which beneficial ownership is disclaimed.
NACCO Industries reported an equity grant to one of its directors. On 01/02/2026, the director acquired 604 shares of NACCO Class A common stock, labeled as an acquisition transaction. These shares were awarded as “Required Shares” under the company’s Non-Employee Directors' Equity Compensation Plan, meaning they are part of the standard equity compensation for non-employee board members.
Following this grant, the director beneficially owned 9,889 shares of Class A common stock in total, held in direct ownership form. The filing does not show any derivative securities activity for this director in the reported period, focusing solely on this routine stock award.
NACCO Industries director reports stock award under equity plan
A director of NACCO Industries, Inc. reported receiving 604 shares of Class A common stock on 01/02/2026. The shares were awarded as “Required Shares” under the company’s Non-Employee Directors' Equity Compensation Plan, meaning they were granted as part of standard director compensation rather than bought on the market. Following this grant, the reporting person beneficially owns 27,189 shares of Class A common stock held directly.
NACCO Industries, Inc. reported that one of its directors received an award of 604 shares of Class A Common Stock on 01/02/2026. The shares were granted as “Required Shares” under the company’s Non-Employee Directors' Equity Compensation Plan and are held through a trust for the benefit of the reporting person. After this award, the director beneficially owns 6,567 Class A shares indirectly through the trust.
NACCO Industries, Inc. reported that one of its directors received an equity award of 604 shares of Class A Common Stock on 01/02/2026. The transaction is coded as an acquisition and is described as “Required Shares” granted under the company’s Non-Employee Directors’ Equity Compensation Plan. Following this grant, the reporting person beneficially owns 17,618 shares of Class A Common Stock in direct ownership. This filing documents a routine director compensation-related stock award rather than an open-market purchase or sale.
NACCO Industries director reports stock award under equity plan. A board member of NACCO Industries, Inc. received 604 shares of Class A Common Stock on 01/02/2026. The filing shows this was an acquisition coded "A" and described as "Required Shares" granted under the company's Non-Employee Directors' Equity Compensation Plan, meaning it was part of standard director compensation rather than an open-market trade.
After this award, the director beneficially owns 43,821 Class A shares in direct form. The transaction was reported on a Section 16 ownership form filed for one reporting person and does not involve any derivative securities.
NACCO Industries director reports stock award under equity plan
A NACCO Industries, Inc. director reported receiving 604 shares of Class A common stock on 01/02/2026. The shares were awarded as “Required Shares” under the company’s Non-Employee Directors’ Equity Compensation Plan, meaning they are part of the standard equity compensation for outside board members rather than an open-market purchase or sale. Following this award, the director beneficially owns 25,173 Class A common shares in direct ownership form. This filing simply records the equity compensation granted and keeps public records of the director’s current holdings.
NACCO Industries (NC) reported an insider transaction by its SVP and Controller. On 11/12/2025, the officer sold 1,897 shares of Class A common stock at $49.9446 per share.
After the sale, the officer beneficially owned 18,172 shares, held directly. The filing indicates a standard open-market sale (Transaction Code S) and shows no derivative securities activity.
NACCO Industries (NC) reported an insider transaction on a Form 4. A company officer serving as SVP and Controller sold 2,997 shares of Class A Common Stock on 11/10/2025 at a price of $45.2205 per share (Transaction Code: S).
Following the sale, the reporting person beneficially owns 20,069 shares, held directly.
Taplin Britton T, a director of NACCO Industries, reported a purchase of 707 shares of Class A Common Stock on 10/01/2025 as "Required Shares" under the companys Non-Employee Directors' Equity Compensation Plan. The filing lists additional beneficial holdings attributed to the reporting person in several forms: 65,433 shares held in trust, 157,095 shares as a proportionate interest in Abigail II, LLC, 18,707 shares as a proportionate interest in Abigail LLC, and 5,755 shares held by the spouse (the reporting person disclaims beneficial ownership of the spouse-held shares). The Form 4 was signed by an attorney-in-fact on 10/02/2025. The filing discloses director equity award activity and existing indirect holdings; no derivative transactions or prices are reported.