NACCO Industries executive receives 7,336-share stock award

NACCO Industries executive share award disclosed NACCO Industries executive John D. Neumann, the company’s Senior Vice President, General Counsel and Secretary, reported receiving an award of 7,336 shares of Class A common stock on 02/18/2025.

Rhea-AI Filing Summary

NACCO Industries executive share award disclosed

NACCO Industries executive John D. Neumann, the company’s Senior Vice President, General Counsel and Secretary, reported receiving an award of 7,336 shares of Class A common stock on 02/18/2025. The filing states that these shares were granted under the company’s Executive Long-Term Incentive Compensation Plan, meaning they represent equity-based compensation rather than an open-market purchase. Following this award, Neumann directly owned a total of 38,548 shares of NACCO Industries Class A common stock.

Insider Trade Summary

Grant/Award: 7,336 shares

Grant/Award 1 txn

Insider Neumann John D

Role SVP, Gen. Counsel & Sec'y

Type	Security	Shares	Price	Value
Grant/Award	Class A Common Stock	7,336	$0.00	$0.00

Holdings After Transaction: Class A Common Stock — 38,548 shares (Direct)

Footnotes (2)

1. F1. Shares of Class A Common Stock awarded to the Reporting Person under the Company's Executive Long-Term Incentive Compensation Plan.
2. F2. N/A

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did NACCO Industries (NC) report for John D. Neumann?

The filing reports that John D. Neumann received an award of 7,336 shares of NACCO Industries Class A common stock on 02/18/2025.

At what price were the NACCO Industries (NC) shares awarded to John D. Neumann?

The 7,336 Class A common shares were reported at a transaction price of $0.0000 per share, reflecting an equity compensation award rather than a market purchase.

How many NACCO Industries (NC) shares does John D. Neumann hold after this transaction?

After the reported award, John D. Neumann directly beneficially owned 38,548 shares of NACCO Industries Class A common stock.

What is the source of the 7,336-share award to John D. Neumann at NACCO Industries (NC)?

A footnote explains that the 7,336 shares were awarded under the company’s Executive Long-Term Incentive Compensation Plan.

Is John D. Neumann a director or officer of NACCO Industries (NC)?

John D. Neumann is reported as an officer of NACCO Industries, serving as SVP, General Counsel & Secretary, and is not listed as a director or 10% owner.

Does the NACCO Industries (NC) Form 4 indicate indirect ownership for this transaction?

No. The Form 4 shows the 7,336 awarded shares and the 38,548 total shares as direct (D) ownership by John D. Neumann.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 01/08/2026 - 02:10 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Neumann John D

(Last) (First) (Middle)

5340 LEGACY DRIVE

BUILDING 1, SUITE 300

(Street)

PLANO TX 75024

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
NACCO INDUSTRIES INC [ NC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SVP, Gen. Counsel & Sec'y

3. Date of Earliest Transaction (Month/Day/Year)
02/18/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	02/18/2025		A(1)		7,336	A	(2)	38,548	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares of Class A Common Stock awarded to the Reporting Person under the Company's Executive Long-Term Incentive Compensation Plan.

2. N/A

	/s/ Matthew J. Dilluvio, attorney-in-fact	01/08/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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