STOCK TITAN

NACCO Industries (NYSE: NC) insider updates indirect holdings and spouse trust grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

RANKIN VICTOIRE G reported acquisition or exercise transactions in this Form 4 filing.

NACCO Industries insider Victoire G. Rankin reported updated indirect holdings and a compensation-related share award. A trust associated with Rankin’s spouse, identified as AMR – Main Trust – A, received a grant or award of 760 shares of Class A Common Stock, bringing that trust’s holdings to 217,720 shares. Additional indirect positions in Class A and Class B Common Stock are held through multiple trusts, retirement accounts, and limited partnerships, and the filing notes that Rankin disclaims beneficial ownership of many of these spouse- and family-related entities.

Positive

  • None.

Negative

  • None.
Insider RANKIN VICTOIRE G
Role null
Type Security Shares Price Value
Grant/Award Class A Common Stock 760 $0.00 --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class A Common Stock -- -- --
holding Class A Common Stock -- -- --
holding Class A Common Stock -- -- --
holding Class A Common Stock -- -- --
holding Class A Common Stock -- -- --
holding Class A Common Stock -- -- --
holding Class A Common Stock -- -- --
holding Class A Common Stock -- -- --
holding Class A Common Stock -- -- --
Holdings After Transaction: Class A Common Stock — 217,720 shares (Indirect, AMR - Main Trust - A); Class B Common Stock — 201,928 shares (Indirect, AMR Associates NC, L.P.)
Footnotes (1)
  1. Spouse's shares of Class A Common Stock awarded to the Reporting Person's spouse as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan. N/A Reporting Person's spouse serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr. Reporting Person disclaims beneficial ownership of all such shares. Reporting Person's spouse serves as co-trustee for the benefit of spouse's family members. Reporting Person disclaims ownership of such shares. Represents the Reporting Person's spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI"). Reporting Person disclaims beneficial ownership of all such shares. Reporting Person's spouse serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin, Sr. Reporting Person disclaims beneficial ownership of all such shares. Reporting Person's spouse serves as Trustee of Trusts for the benefit of each of grantor's grandchildren. Reporting Person disclaims beneficial onwership of all such shares. Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by AMR NC. Reporting Person disclaims beneficial ownership of all such shares. Reporting Person's spouse serves as Trustee of Trusts for the benefit of Bruce T Rankin. Reporting Person disclaims beneficial ownership of all such shares. Reporting Person's spouse serves as Trustee of a Trust for the benefit of Victoire G. Rankin. Held in an Individual Retirement Account for the benefit of the Reporting Person's spouse. Reporting Person disclaims beneficial ownership of all such shares. Reporting Person's spouse serves as Trustee of the Clara T. Rankin Remainder Unitrust#2 u/a/d 1/5/77. Reporting Person disclaim s beneficial ownership of all such shares. Represents Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person disclaims beneficial ownership of all such shares. Represents Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. R eporting Person disclaims beneficial ownership of all such shares.
Grant to spouse-related trust 760 shares Class A Common Stock Grant or award credited to AMR – Main Trust – A
AMR – Main Trust – A holdings 217,720 shares Class A Total shares following the reported grant or award
IRA indirect Class A holdings 14,160 shares Class A Held in an Individual Retirement Account for spouse’s benefit
VGR Trust Class A holdings 34,936 shares Class A Indirect holdings through VGR – Trust
AMR Associates NC, L.P. Class A holdings 2,044 shares Class A Indirect interest via partnership structure
AMR Associates NC, L.P. Class B holdings 201,928 shares Class B Indirect, with corresponding underlying Class A shares
Non-Employee Directors' Equity Compensation Plan financial
"shares of Class A Common Stock awarded as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan"
Individual Retirement Account financial
"Held in an Individual Retirement Account for the benefit of the Reporting Person's spouse"
limited partnership interest financial
"Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by AMR NC"
Class B Common Stock financial
"Class B Common Stock with underlying Class A Common Stock reported as indirect holdings"
A class B common stock is one of multiple types of a company’s ordinary shares that carries specific rights—often different voting power or dividend priority—compared with other classes. For investors it matters because those differences affect how much influence you have over company decisions, the income you might receive, and how freely the shares trade; think of it like owning a car with different keys: some keys let you start the engine and open the trunk, others only unlock the door.
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FAQ

What insider activity did NACCO Industries (NC) report for Victoire G. Rankin?

NACCO Industries reported that a trust associated with Victoire G. Rankin’s spouse received a grant or award of 760 Class A shares, while numerous indirect trust and partnership holdings were updated, with Rankin disclaiming beneficial ownership of many spouse- and family-related positions.

How many NACCO (NC) shares does the AMR – Main Trust – A hold after this Form 4?

After the reported grant, the AMR – Main Trust – A holds 217,720 shares of NACCO Class A Common Stock. This position reflects a 760-share grant or award credited to the trust in connection with a compensation arrangement disclosed in the filing.

Are the NACCO (NC) shares in this Form 4 held directly by Victoire G. Rankin?

The shares are reported as indirect holdings through various trusts, retirement accounts, and partnerships. Footnotes state that many positions represent the spouse’s interests, and Victoire G. Rankin disclaims beneficial ownership of several entities’ shares described in the disclosure.

What role does the Non-Employee Directors’ Equity Compensation Plan play in this NACCO (NC) filing?

A footnote explains that certain Class A shares were awarded to the reporting person’s spouse as “Required Shares” under NACCO’s Non-Employee Directors’ Equity Compensation Plan, and these shares are reflected as a grant or award to a spouse-related trust in the Form 4.

What Class B Common Stock interests are reported in this NACCO (NC) Form 4?

The filing lists indirect holdings of Class B Common Stock through entities such as AMR Associates NC, L.P., including 201,928 Class B shares with corresponding underlying Class A shares, with the reporting person disclaiming beneficial ownership consistent with the partnership interest disclosures.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
RANKIN VICTOIRE G

(Last)(First)(Middle)
NACCO INDUSTRIES, INC.
22901 MILLCREEK BLVD., SUITE 600

(Street)
CLEVELAND OHIO 44122

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
NACCO INDUSTRIES INC [ NC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
Officer (give title below)XOther (specify below)
Member of a Group
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock07/01/2026A(1)760A(2)217,720IAMR - Main Trust - A(3)
Class A Common Stock7,811ISpouse/Trust/RFR(4)
Class A Common Stock1,975IAMR - RMI (Delaware)(5)
Class A Common Stock5,320IBy Spouse/Trust 2 (Sr.)(6)
Class A Common Stock4,800IAMR - Trust3 (GC)(7)
Class A Common Stock2,044IAMR Associates NC, L.P.(8)
Class A Common Stock10,110IBTR-Class A Trust(9)
Class A Common Stock34,936IVGR - Trust(10)
Class A Common Stock14,160IAMR - IRA(11)
Class A Common Stock0IAMR - (Unitrust)(12)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Class B Common Stock(2) (2) (2)Class A Common Stock201,928201,928IAMR Associates NC, L.P.(8)
Class B Common Stock(2) (2) (2)Class A Common Stock2525IAMR-RAIV-GP(13)
Class B Common Stock(2) (2) (2)Class A Common Stock2,0002,000IAMR - RAI (B)(14)
Explanation of Responses:
1. Spouse's shares of Class A Common Stock awarded to the Reporting Person's spouse as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.
2. N/A
3. Reporting Person's spouse serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr. Reporting Person disclaims beneficial ownership of all such shares.
4. Reporting Person's spouse serves as co-trustee for the benefit of spouse's family members. Reporting Person disclaims ownership of such shares.
5. Represents the Reporting Person's spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI"). Reporting Person disclaims beneficial ownership of all such shares.
6. Reporting Person's spouse serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin, Sr. Reporting Person disclaims beneficial ownership of all such shares.
7. Reporting Person's spouse serves as Trustee of Trusts for the benefit of each of grantor's grandchildren. Reporting Person disclaims beneficial onwership of all such shares.
8. Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by AMR NC. Reporting Person disclaims beneficial ownership of all such shares.
9. Reporting Person's spouse serves as Trustee of Trusts for the benefit of Bruce T Rankin. Reporting Person disclaims beneficial ownership of all such shares.
10. Reporting Person's spouse serves as Trustee of a Trust for the benefit of Victoire G. Rankin.
11. Held in an Individual Retirement Account for the benefit of the Reporting Person's spouse. Reporting Person disclaims beneficial ownership of all such shares.
12. Reporting Person's spouse serves as Trustee of the Clara T. Rankin Remainder Unitrust#2 u/a/d 1/5/77. Reporting Person disclaim s beneficial ownership of all such shares.
13. Represents Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person disclaims beneficial ownership of all such shares.
14. Represents Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. R eporting Person disclaims beneficial ownership of all such shares.
/s/ Matthew J. Dilluvio, attorney-in-fact07/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)