Is the NACCO Industries (NC) Form 4 transaction related to options or derivatives?

The reported transaction involves non-derivative Class A Common Stock, not options or other derivatives. The derivative section in the summarized data is empty, indicating no option exercises or derivative conversions were reported in this filing.

Director Robert Shapard of NACCO (NC) granted 569 Class A shares in equity award

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

SHAPARD ROBERT S reported acquisition or exercise transactions in this Form 4 filing.

NACCO Industries director Robert S. Shapard received an equity award of 569 shares of Class A Common Stock. The shares were granted as “Required Shares” under the company’s Non-Employee Directors' Equity Compensation Plan and increased his direct holdings to 18,750 shares.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider SHAPARD ROBERT S

Role null

Type	Security	Shares	Price	Value
Grant/Award	Class A Common Stock	569	$0.00	--

Holdings After Transaction: Class A Common Stock — 18,750 shares (Direct, null)

Footnotes (1)

Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan. N/A

Key Figures

Equity award shares: 569 shares Award price per share: $0.00 per share Shares owned after award: 18,750 shares +2 more

5 metrics

Equity award shares 569 shares Class A Common Stock grant on 2026-07-01

Award price per share $0.00 per share Reported grant price for Required Shares

Shares owned after award 18,750 shares Total direct Class A holdings post-transaction

Acquire transactions 1 transaction Non-derivative acquisition recorded in transaction summary

Buy/sell transactions 0 buys, 0 sells No open-market purchases or sales reported

Key Terms

Class A Common Stock, Non-Employee Directors' Equity Compensation Plan, Required Shares, Form 4

4 terms

Class A Common Stock financial

"security_title: Class A Common Stock"

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

Non-Employee Directors' Equity Compensation Plan financial

"awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan"

Required Shares financial

"Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares""

Form 4 regulatory

"INSIDER FILING DATA (Form 4)"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/02/2026 - 11:06 AM Accepted by SEC EDGAR 07/02/2026 - 11:05 AM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

SHAPARD ROBERT S

(Last)

(First)

(Middle)

NACCO INDUSTRIES, INC.

22901 MILLCREEK BLVD., SUITE 600

(Street)

CLEVELAND

OHIO

44122

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
NACCO INDUSTRIES INC [ NC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	07/01/2026		A⁽¹⁾		569	A	⁽²⁾	18,750	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

2. N/A

	/s/ Matthew J. Dilluvio, attorney-in-fact	07/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did NACCO Industries (NC) director Robert S. Shapard report on this Form 4?

Robert S. Shapard reported receiving 569 shares of NACCO Class A Common Stock. These shares were granted as Required Shares under the Non-Employee Directors' Equity Compensation Plan, increasing his direct ownership to 18,750 shares after the award.

Was the NACCO Industries (NC) Form 4 transaction a purchase or a grant?

The Form 4 transaction was a grant, not a market purchase. Shapard received 569 Class A shares at a reported price of $0.00 per share as an equity award under the Non-Employee Directors' Equity Compensation Plan.

How many NACCO Industries (NC) shares does Robert S. Shapard own after this Form 4?

After the reported award, Robert S. Shapard directly owns 18,750 shares of NACCO Class A Common Stock. This total reflects the addition of 569 Required Shares granted under the company’s Non-Employee Directors' Equity Compensation Plan.

What are “Required Shares” in the NACCO Industries (NC) filing for Robert S. Shapard?

“Required Shares” are shares of Class A Common Stock awarded under NACCO’s Non-Employee Directors' Equity Compensation Plan. In this filing, 569 Required Shares were granted to director Robert S. Shapard as part of his equity-based director compensation.

Did the NACCO Industries (NC) Form 4 show any insider sales by Robert S. Shapard?

The Form 4 shows no insider sales by Robert S. Shapard. It reports only an acquisition of 569 Class A Common shares through an equity award, with no sell transactions or dispositions indicated in the summarized transaction data.