STOCK TITAN

NACCO Industries (NC) chair receives 773 Class A shares via trust

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Jumper John P reported acquisition or exercise transactions in this Form 4 filing.

NACCO Industries non-executive chairman John P. Jumper reported an equity award of 773 shares of Class A Common Stock. The shares were granted at no cash cost as “Required Shares” under the company’s Non-Employee Directors' Equity Compensation Plan.

The award is held indirectly through a trust for his benefit and brings his indirect trust holdings to 34,456 Class A shares. This is a routine, compensation-related grant rather than an open-market stock purchase or sale.

Positive

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Negative

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Insider Jumper John P
Role Non-Executive Chairman
Type Security Shares Price Value
Grant/Award Class A Common Stock 773 $0.00 --
Holdings After Transaction: Class A Common Stock — 34,456 shares (Indirect, By Trust)
Footnotes (1)
  1. Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan. N/A Held through a trust for the benefit of Reporting Person.
Equity award 773 shares Class A Common Stock grant under Non-Employee Directors' Equity Compensation Plan
Grant price per share $0.0000/share Stated transaction price for awarded shares
Indirect holdings after grant 34,456 shares Class A Common Stock held through a trust after the transaction
Transaction date 2026-07-01 Date of Class A Common Stock award
Ownership type Indirect, by trust Nature of ownership for reported Class A shares
Class A Common Stock financial
"Shares of Class A Common Stock awarded to the Reporting Person"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
Non-Employee Directors' Equity Compensation Plan financial
"under the company's Non-Employee Directors' Equity Compensation Plan"
Required Shares financial
"awarded to the Reporting Person as "Required Shares" under the company's"
indirect financial
"total shares following transaction 34,456.0000, ownership type indirect by trust"
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Jumper John P

(Last)(First)(Middle)
NACCO INDUSTRIES, INC.
22901 MILLCREEK BLVD., SUITE 600

(Street)
CLEVELAND OHIO 44122

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
NACCO INDUSTRIES INC [ NC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Non-Executive Chairman
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock07/01/2026A(1)773A(2)34,456IBy Trust(3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.
2. N/A
3. Held through a trust for the benefit of Reporting Person.
/s/ Matthew J. Dilluvio, attorney-in-fact07/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did John P. Jumper report in NACCO (NC) on this Form 4?

John P. Jumper reported receiving 773 shares of NACCO Class A Common Stock. These were granted as compensation under the Non-Employee Directors' Equity Compensation Plan and not bought on the open market, reflecting routine board-level equity compensation rather than a discretionary stock purchase.

How many NACCO (NC) shares did John P. Jumper receive and at what price?

He received 773 Class A Common shares at a stated price of $0.0000 per share. This indicates a compensation grant with no cash paid, consistent with equity awards commonly used to pay non-employee directors for their board service and align interests with shareholders.

What are John P. Jumper’s NACCO (NC) holdings after this reported grant?

After the reported grant, John P. Jumper’s indirect holdings through a trust total 34,456 Class A Common shares. This figure reflects the cumulative position in that trust following the 773-share award disclosed in the filing and provides context on his ongoing equity exposure.

How are the newly granted NACCO (NC) shares held for John P. Jumper?

The 773 newly granted shares are held through a trust established for Jumper’s benefit. This means ownership is indirect, with the trust as the record holder, but the economic benefit is tied to him, as noted in the filing’s ownership and footnote disclosures.

What is the source of John P. Jumper’s new NACCO (NC) shares?

The shares were awarded as “Required Shares” under NACCO’s Non-Employee Directors' Equity Compensation Plan. This plan provides equity instead of or in addition to cash fees, so the grant represents standard director compensation rather than a voluntary market transaction.

Is John P. Jumper’s NACCO (NC) transaction a market buy or sell?

The transaction is not a market buy or sell; it is a grant classified as a “Grant, award, or other acquisition.” The company awarded 773 shares as director compensation, so no open-market purchase or sale decision is involved in this particular Form 4 event.