NACCO director granted 563 Class A shares

NACCO Industries director John P. Jumper reported an indirect acquisition of 563 shares of Class A Common Stock.

Rhea-AI Filing Summary

NACCO Industries director John P. Jumper reported an indirect acquisition of 563 shares of Class A Common Stock. These shares were awarded as “Required Shares” under the company’s Non-Employee Directors’ Equity Compensation Plan and are held through a trust for his benefit. Following this equity award, the trust holds 33,683 shares of Class A Common Stock indirectly attributed to him. The shares were granted at a stated price of $0.00 per share, reflecting stock-based director compensation rather than an open-market purchase.

Insider Trade Summary

Grant/Award: 563 shares

Grant/Award 1 txn

Insider Jumper John P

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Class A Common Stock	563	$0.00	$0.00

Holdings After Transaction: Class A Common Stock — 33,683 shares (Indirect, By Trust)

Footnotes (3)

1. F1. Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.
2. F2. N/A
3. F3. Held through a trust for the benefit of Reporting Person.

Key Figures

Shares granted: 563 shares Grant price: $0.00 per share Indirect holdings after award: 33,683 shares

3 metrics

Shares granted 563 shares Required Shares equity award on Class A Common Stock

Grant price $0.00 per share Director equity compensation, non-derivative award

Indirect holdings after award 33,683 shares Class A Common Stock held through trust after transaction

Key Terms

Class A Common Stock, Non-Employee Directors' Equity Compensation Plan, Required Shares, indirect ownership

4 terms

Class A Common Stock financial

"security_title: "Class A Common Stock""

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

Non-Employee Directors' Equity Compensation Plan financial

"awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan"

Required Shares financial

"awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan"

indirect ownership financial

"Held through a trust for the benefit of Reporting Person."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did NACCO Industries (NC) director John P. Jumper report in this Form 4?

Director John P. Jumper reported receiving 563 shares of NACCO Industries Class A Common Stock. The shares were awarded as “Required Shares” under the Non-Employee Directors’ Equity Compensation Plan and are held indirectly through a trust for his benefit.

Is the NACCO Industries (NC) Form 4 transaction an open-market purchase or a grant?

The Form 4 shows a grant/award acquisition, not an open-market purchase. The 563 shares were granted as Required Shares under the company’s Non-Employee Directors’ Equity Compensation Plan, with a reported price of $0.00 per share as stock-based compensation.

How many NACCO Industries (NC) shares does John P. Jumper hold after this transaction?

After the award of 563 shares, an associated trust holds 33,683 shares of NACCO Industries Class A Common Stock for John P. Jumper’s benefit. The filing characterizes this as indirect ownership through a trust rather than direct personal share ownership.

How is the NACCO Industries (NC) equity award to John P. Jumper structured?

The award consists of 563 Class A Common shares labeled as Required Shares under the Non-Employee Directors’ Equity Compensation Plan. These shares are held through a trust for the reporting person’s benefit, reflecting typical director equity compensation rather than cash payment.

Does the NACCO Industries (NC) Form 4 indicate any share sales by John P. Jumper?

The Form 4 shows only an acquisition of 563 Class A Common shares via grant. Transaction data indicate no reported sales, gifts, tax withholdings, or derivative exercises in this filing, and net buy/sell direction is listed as neutral in the transaction summary.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/01/2026 - 02:57 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Jumper John P

(Last) (First) (Middle)

NACCO INDUSTRIES, INC.

22901 MILLCREEK BLVD., SUITE 600

(Street)

CLEVELAND OHIO 44122

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
NACCO INDUSTRIES INC [ NC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	04/01/2026		A(1)		563	A	(2)	33,683	I	By Trust(3)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

2. N/A

3. Held through a trust for the benefit of Reporting Person.

	/s/ Matthew J. Dilluvio, attorney-in-fact	04/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)