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NACCO Industries (NC) director reports 604-share equity grant on Form 4

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

NACCO Industries director reports stock award under equity plan

A NACCO Industries, Inc. director reported receiving 604 shares of Class A common stock on 01/02/2026. The shares were awarded as “Required Shares” under the company’s Non-Employee Directors’ Equity Compensation Plan, meaning they are part of the standard equity compensation for outside board members rather than an open-market purchase or sale. Following this award, the director beneficially owns 25,173 Class A common shares in direct ownership form. This filing simply records the equity compensation granted and keeps public records of the director’s current holdings.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
DALRYMPLE JOHN S III

(Last) (First) (Middle)
NACCO INDUSTRIES, INC.
22901 MILLCREEK BLVD., SUITE 600

(Street)
CLEVELAND OH 44122

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
NACCO INDUSTRIES INC [ NC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/02/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 01/02/2026 A(1) 604 A (2) 25,173 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.
2. N/A
/s/ Matthew J. Dilluvio, attorney-in-fact 01/05/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did NACCO Industries (NC) report in this Form 4?

A NACCO Industries, Inc. director reported receiving 604 shares of Class A common stock on 01/02/2026 as part of director equity compensation.

How many NACCO Industries (NC) shares does the director own after this transaction?

After the reported award, the director beneficially owns 25,173 shares of NACCO Industries Class A common stock in direct ownership.

Was the NACCO (NC) director’s transaction a purchase, sale, or stock award?

The transaction was an award of shares classified as an acquisition (A), not a market purchase or sale, under the Non-Employee Directors’ Equity Compensation Plan.

What is the source of the 604 NACCO Industries (NC) shares reported?

The 604 shares were granted as “Required Shares” under NACCO Industries’ Non-Employee Directors’ Equity Compensation Plan.

Is the reporting person an officer or a director of NACCO Industries (NC)?

The reporting person is listed as a Director of NACCO Industries, Inc.; the officer and 10% owner boxes are not checked.

Was the NACCO (NC) director’s Form 4 filed for multiple people or just one?

The form indicates it is filed by one reporting person, not by more than one reporting person.

Does this NACCO Industries (NC) Form 4 involve any derivative securities?

The section for derivative securities is present, but there are no derivative transactions reported; only non-derivative Class A common stock is listed.
NACCO Industries

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