STOCK TITAN

Director at NACCO Industries (NYSE: NC) gets 563-share equity award

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

DALRYMPLE JOHN S III reported acquisition or exercise transactions in this Form 4 filing.

NACCO Industries director John S. Dalrymple III received an award of 563 shares of Class A Common Stock on April 1, 2026. The shares were granted at a price of $0.00 per share as “Required Shares” under the company’s Non-Employee Directors’ Equity Compensation Plan, bringing his direct holdings to 25,736 shares.

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Insider DALRYMPLE JOHN S III
Role Director
Type Security Shares Price Value
Grant/Award Class A Common Stock 563 $0.00 --
Holdings After Transaction: Class A Common Stock — 25,736 shares (Direct)
Footnotes (1)
  1. Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan. N/A
Shares granted 563 shares Class A Common Stock award on April 1, 2026
Grant price $0.00 per share Reported price for director equity award
Shares held after grant 25,736 shares Total direct Class A holdings following transaction
Class A Common Stock financial
"Shares of Class A Common Stock awarded to the Reporting Person"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
Non-Employee Directors' Equity Compensation Plan financial
"under the company's Non-Employee Directors' Equity Compensation Plan"
Required Shares financial
"awarded to the Reporting Person as "Required Shares" under the company's"
Grant, award, or other acquisition financial
"transaction code description: Grant, award, or other acquisition"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
DALRYMPLE JOHN S III

(Last)(First)(Middle)
NACCO INDUSTRIES, INC.
22901 MILLCREEK BLVD., SUITE 600

(Street)
CLEVELAND OHIO 44122

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
NACCO INDUSTRIES INC [ NC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock04/01/2026A(1)563A(2)25,736D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.
2. N/A
/s/ Matthew J. Dilluvio, attorney-in-fact04/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did NACCO Industries (NC) report for John S. Dalrymple III?

NACCO Industries reported that director John S. Dalrymple III received an award of 563 shares of Class A Common Stock. The grant was recorded at $0.00 per share as part of the company’s Non-Employee Directors’ Equity Compensation Plan, increasing his direct holdings to 25,736 shares.

Was the NACCO Industries (NC) Form 4 transaction a stock purchase or a grant?

The Form 4 transaction was a grant, not an open-market stock purchase. John S. Dalrymple III received 563 Class A Common shares as “Required Shares” under NACCO’s Non-Employee Directors’ Equity Compensation Plan, with a reported price of $0.00 per share as compensation, not a cash investment.

How many NACCO Industries (NC) shares does John S. Dalrymple III hold after this Form 4?

After the 563-share grant, John S. Dalrymple III directly holds 25,736 shares of NACCO Industries Class A Common Stock. This total reflects his position immediately following the reported director equity award under the company’s Non-Employee Directors’ Equity Compensation Plan as disclosed in the filing.

What is the price per share in the NACCO Industries (NC) director stock award?

The director stock award to John S. Dalrymple III was reported at a price of $0.00 per share. This reflects that the 563 Class A Common shares were granted as compensation under the Non-Employee Directors’ Equity Compensation Plan, rather than being purchased in the market for cash.

What plan governs the NACCO Industries (NC) shares granted to the director?

The 563 shares granted to John S. Dalrymple III were awarded as “Required Shares” under NACCO Industries’ Non-Employee Directors’ Equity Compensation Plan. This plan provides equity-based compensation to non-employee directors, aligning their interests with shareholders by delivering part of their compensation in company stock.