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NACCO Industries (NC) reports director equity award of 604 shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

NACCO Industries, Inc. reported that one of its directors received an award of 604 shares of Class A Common Stock on 01/02/2026. The shares were granted as “Required Shares” under the company’s Non-Employee Directors' Equity Compensation Plan and are held through a trust for the benefit of the reporting person. After this award, the director beneficially owns 6,567 Class A shares indirectly through the trust.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
McDonald William Paul

(Last) (First) (Middle)
22901 MILLCREEK BLVD.
SUITE 600

(Street)
CLEVELAND OH 44122

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
NACCO INDUSTRIES INC [ NC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/02/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 01/02/2026 A(1) 604(2) A (3) 6,567 I By Trust(4)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.
2. Held through a trust for the benefit of Reporting Person.
3. N/A
4. Held through a trust for the benefit of Reporting Person.
/s/ Matthew J. Dilluvio, attorney-in-fact 01/05/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did NACCO Industries (NC) disclose in this Form 4?

The company disclosed that a director received an award of 604 shares of Class A Common Stock on 01/02/2026 under the Non-Employee Directors' Equity Compensation Plan.

How many NACCO Industries Class A shares does the reporting person now beneficially own?

Following the reported transaction, the reporting person beneficially owns 6,567 shares of Class A Common Stock, held indirectly through a trust.

What is the nature of the shares awarded to the NACCO Industries director?

The 604 shares were granted as “Required Shares” under NACCO Industries' Non-Employee Directors' Equity Compensation Plan.

How are the NACCO Industries shares held by the reporting person structured?

The reported Class A shares are held through a trust for the benefit of the reporting person, meaning the ownership is reported as indirect.

What is the relationship of the reporting person to NACCO Industries (NC)?

The reporting person is identified as a director of NACCO Industries, Inc., as indicated in the relationship section of the filing.

Does this Form 4 for NACCO Industries involve any derivative securities?

No derivative securities are reported. The filing’s activity is limited to non-derivative Class A Common Stock awarded to the director.

NACCO Industries

NYSE:NC

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364.87M
4.09M
Thermal Coal
Bituminous Coal & Lignite Surface Mining
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United States
CLEVELAND