STOCK TITAN

[Form 4] NACCO INDUSTRIES INC Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

TAPLIN BRITTON T reported acquisition or exercise transactions in this Form 4 filing.

NACCO Industries director Britton T. Taplin reported an equity compensation award of 563 shares of Class A Common Stock. These were granted as “Required Shares” under the company’s Non-Employee Directors’ Equity Compensation Plan at no cash cost and are held indirectly in a trust for his benefit, which now holds 66,600 shares.

The filing also outlines other indirect holdings, including proportionate membership interests in 157,095 shares held by Abigail II, LLC and 18,707 shares held by Abigail LLC, as well as shares held by his spouse and several children’s trusts where he serves as co-trustee and disclaims beneficial ownership.

Positive

  • None.

Negative

  • None.
Insider TAPLIN BRITTON T
Role Director
Type Security Shares Price Value
Grant/Award Class A Common Stock 563 $0.00 --
holding Class A Common Stock -- -- --
holding Class A Common Stock -- -- --
holding Class A Common Stock -- -- --
holding Class A Common Stock -- -- --
holding Class A Common Stock -- -- --
holding Class A Common Stock -- -- --
holding Class A Common Stock -- -- --
holding Class A Common Stock -- -- --
Holdings After Transaction: Class A Common Stock — 66,600 shares (Indirect, By Trust)
Footnotes (1)
  1. Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan. N/A Held in Trust for the benefit of Reporting Person. By Spouse. Reporting Person disclaims beneficial ownership of all such shares. Reporting Person serves as co-trustee with PNC Bank of Trusts for the benefit of Reporting Person's children. Reporting Person disclaims beneficial ownership of all such shares.
Equity award 563 shares Required Shares grant under Non-Employee Directors’ Equity Compensation Plan
Trust holdings post-award 66,600 shares Class A Common Stock held in trust benefiting reporting person
Abigail II, LLC interest 157,095 shares Proportionate membership interest in shares held by Abigail II, LLC
Abigail LLC interest 18,707 shares Proportionate membership interest in shares held by Abigail LLC
Spouse holdings 5,755 shares Shares held by spouse; beneficial ownership disclaimed
Children’s trust GC#1 5,250 shares Trust GC#1 where reporting person is co-trustee; ownership disclaimed
Children’s trusts GC#2 and GC#3 12,649 shares each Trusts GC#2 and GC#3; reporting person co-trustee, ownership disclaimed
Children’s trusts GC#4 and GC#5 9,785 shares each Trusts GC#4 and GC#5; reporting person co-trustee, ownership disclaimed
Non-Employee Directors' Equity Compensation Plan financial
"Shares of Class A Common Stock awarded ... under the company's Non-Employee Directors' Equity Compensation Plan."
Required Shares financial
"Shares of Class A Common Stock awarded ... as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan."
beneficial ownership financial
"Reporting Person disclaims beneficial ownership of all such shares."
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
co-trustee financial
"Reporting Person serves as co-trustee with PNC Bank of Trusts for the benefit of Reporting Person's children."
Class A Common Stock financial
"Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares"..."
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
TAPLIN BRITTON T

(Last)(First)(Middle)
NACCO INDUSTRIES, INC.
22901 MILLCREEK BLVD., SUITE 600

(Street)
CLEVELAND OHIO 44122

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
NACCO INDUSTRIES INC [ NC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock04/01/2026A(1)563A(2)66,600IBy Trust(3)
Class A Common Stock157,095IProportionate membership interest in shares held by Abigail II, LLC
Class A Common Stock18,707IProportionate membership interest in shares held by Abigail LLC
Class A Common Stock5,755IBy Spouse(4)
Class A Common Stock9,785IBy Trust/GC#5(5)
Class A Common Stock9,785ITrust/GC#4(5)
Class A Common Stock5,250ITrust/GC#1(5)
Class A Common Stock12,649ITrust/GC#2(5)
Class A Common Stock12,649ITrust/GC#3(5)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.
2. N/A
3. Held in Trust for the benefit of Reporting Person.
4. By Spouse. Reporting Person disclaims beneficial ownership of all such shares.
5. Reporting Person serves as co-trustee with PNC Bank of Trusts for the benefit of Reporting Person's children. Reporting Person disclaims beneficial ownership of all such shares.
/s/ Matthew J. Dilluvio, attorney-in-fact04/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)