STOCK TITAN

NACCO (NC) director gets 563 Class A shares as equity award

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

RANKIN MATTHEW M reported acquisition or exercise transactions in this Form 4 filing.

NACCO Industries director Matthew M. Rankin reported an equity award of 563 shares of Class A Common Stock, received as “Required Shares” under the Non-Employee Directors' Equity Compensation Plan. The shares were granted at no cash cost and are held through a trust for his benefit.

The filing also lists indirect holdings attributed to his spouse, minor children, and Rankin Associates II, L.P., over which he largely disclaims beneficial ownership, plus 500 shares held directly. No open-market purchases or sales were reported in this Form 4.

Positive

  • None.

Negative

  • None.
Insider RANKIN MATTHEW M
Role Director
Type Security Shares Price Value
Grant/Award Class A Common Stock 563 $0.00 --
holding Class A Common Stock -- -- --
holding Class A Common Stock -- -- --
holding Class A Common Stock -- -- --
holding Class A Common Stock -- -- --
holding Class A Common Stock -- -- --
holding Class A Common Stock -- -- --
holding Class A Common Stock -- -- --
holding Class A Common Stock -- -- --
Holdings After Transaction: Class A Common Stock — 37,306 shares (Indirect, By Trust); Class A Common Stock — 500 shares (Direct)
Footnotes (1)
  1. Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan. N/A Held through a trust for the benefit of Reporting Person. Held by Spouse. Reporting Person disclaims beneficial ownership of all such shares. As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement"), the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement. Represents the Reporting Person's spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L. P. Reporting Person disclaims beneficial ownership of all such shares. Held by Trust for Reporting Person's minor child. Reporting Person and Reporting Person's brother, James T. Rankin are co-trustees of the trust. Reporting Person disclaims beneficial ownership of all such shares. Shares represent the Reporting Person's minor child's proportionate limited interests in shares held by Rankin Associates II, L.P. Shares held by Reporting Person as co-trustee with PNC Bank. Reporting Person disclaims beneficial ownership of all such shares. Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P .
Required Shares grant 563 shares Class A Common Stock award under Non-Employee Directors' Equity Compensation Plan on April 1, 2026
Grant price $0.0000 per share Stated transaction price for 563-share Required Shares award
Trust holdings after grant 37,306 shares Class A Common Stock held indirectly through a trust for Reporting Person
Spouse indirect holdings 722 shares Class A Common Stock held by spouse; beneficial ownership disclaimed
RAII/Spouse indirect holdings 2,058 shares Spouse’s proportionate limited partnership interests in Rankin Associates II, L.P.; beneficial ownership disclaimed
Direct holdings 500 shares Class A Common Stock held directly by Reporting Person
RAII indirect holdings 7,637 shares Reporting Person’s proportionate limited partnership interests in Rankin Associates II, L.P.
Non-Employee Directors' Equity Compensation Plan financial
"Shares of Class A Common Stock awarded ... under the company's Non-Employee Directors' Equity Compensation Plan."
Required Shares financial
"Shares of Class A Common Stock awarded ... as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan."
beneficial ownership financial
"Reporting Person disclaims beneficial ownership of all such shares."
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
limited partnership interests financial
"Represents the Reporting Person's spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P."
An ownership stake in a limited partnership gives an investor the role of a limited partner who provides capital but does not run day-to-day operations; a separate general partner manages the business. It matters because limited partners share profits, losses, and tax benefits but generally cannot lose more than they invested and have little control or liquidity—think of it like quietly funding a small business while someone else manages it, with potential return and risk tied to the venture’s performance.
Stockholders' Agreement financial
"As a member of a "group" deemed to own more than 10% ... as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990,"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
RANKIN MATTHEW M

(Last)(First)(Middle)
NACCO INDUSTRIES, INC.
22901 MILLCREEK BLVD., SUITE 600

(Street)
CLEVELAND OHIO 44122

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
NACCO INDUSTRIES INC [ NC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)XOther (specify below)
Member of a group
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock04/01/2026A(1)563A(2)37,306IBy Trust(3)
Class A Common Stock722IBy Spouse(4)
Class A Common Stock(5)2,058IBy RAII/Spouse(6)
Class A Common Stock645ITrust/Child1(7)
Class A Common Stock4,384ITrust/RAII/Child1(8)
Class A Common Stock(5)500D
Class A Common Stock(5)7,637IBy RAII(9)
Class A Common Stock563ITrust/Child2(7)
Class A Common Stock4,236ITrust/RAII/Child2(8)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.
2. N/A
3. Held through a trust for the benefit of Reporting Person.
4. Held by Spouse. Reporting Person disclaims beneficial ownership of all such shares.
5. As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement"), the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement.
6. Represents the Reporting Person's spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L. P. Reporting Person disclaims beneficial ownership of all such shares.
7. Held by Trust for Reporting Person's minor child. Reporting Person and Reporting Person's brother, James T. Rankin are co-trustees of the trust. Reporting Person disclaims beneficial ownership of all such shares.
8. Shares represent the Reporting Person's minor child's proportionate limited interests in shares held by Rankin Associates II, L.P. Shares held by Reporting Person as co-trustee with PNC Bank. Reporting Person disclaims beneficial ownership of all such shares.
9. Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P .
/s/ Matthew J. Dilluvio, attorney-in-fact04/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did NACCO Industries (NC) disclose for Matthew M. Rankin?

NACCO Industries reported that director Matthew M. Rankin received an award of 563 Class A Common shares as “Required Shares” under the Non-Employee Directors' Equity Compensation Plan. The grant was a compensation-related share award rather than an open-market stock purchase.

Was the NACCO (NC) Form 4 transaction a stock purchase or sale by Matthew M. Rankin?

The Form 4 shows an acquisition of 563 Class A Common shares through a grant or award, not an open-market purchase or sale. The shares were issued under the Non-Employee Directors' Equity Compensation Plan at a stated price of $0.0000 per share.

How many NACCO (NC) shares does Matthew M. Rankin hold through the reported trust?

After the award, 37,306 Class A Common shares are shown as held indirectly through a trust for Matthew M. Rankin’s benefit. This trust position includes the newly granted 563 Required Shares under the company’s Non-Employee Directors' Equity Compensation Plan.

What family and partnership holdings are included in the NACCO (NC) Form 4 for Matthew M. Rankin?

The filing lists indirect NACCO holdings by his spouse, minor children, and Rankin Associates II, L.P., including limited partnership interests. Footnotes state that Rankin disclaims beneficial ownership of shares held by his spouse, his children’s trusts, and certain partnership interests.

Does the NACCO (NC) Form 4 indicate Matthew M. Rankin is part of a shareholder group?

Yes. The Form 4 notes that Rankin is a member of a “group” deemed to own more than 10% of an equity security under a Stockholders' Agreement dated March 15, 1990, while he disclaims beneficial ownership of shares owned by other signatories.