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NACCO Industries (NC) director reports Class A stock award and holdings

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

NACCO Industries director reported receiving shares of the company’s Class A Common Stock as part of board compensation. On 01/02/2026, the reporting person acquired 604 shares, described as “Required Shares” under the Non-Employee Directors’ Equity Compensation Plan.

After this award, the director’s beneficial ownership is reported as indirect through several holdings, including 66,037 Class A shares held in a trust for the director’s benefit, 157,095 shares via a proportionate membership interest in Abigail II, LLC, 18,707 shares via a proportionate membership interest in Abigail LLC, and 5,755 shares held by the director’s spouse, for which beneficial ownership is disclaimed.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
TAPLIN BRITTON T

(Last) (First) (Middle)
NACCO INDUSTRIES, INC.
22901 MILLCREEK BLVD., SUITE 600

(Street)
CLEVELAND OH 44122

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
NACCO INDUSTRIES INC [ NC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/02/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 01/02/2026 A(1) 604 A (2) 66,037 I By Trust(3)
Class A Common Stock 157,095 I Proportionate membership interest in shares held by Abigail II, LLC
Class A Common Stock 18,707 I Proportionate membership interest in shares held by Abigail LLC
Class A Common Stock 5,755 I By Spouse(4)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.
2. N/A
3. Held in Trust for the benefit of Reporting Person.
4. By Spouse. Reporting Person disclaims beneficial ownership of all such shares.
/s/ Matthew J. Dilluvio, attorney-in-fact 01/05/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did NACCO Industries (NC) report in this filing?

The filing reports that a director of NACCO Industries acquired 604 shares of Class A Common Stock on 01/02/2026 as part of director equity compensation.

How did the NACCO Industries director receive the 604 Class A shares?

The 604 Class A shares were awarded as “Required Shares” under NACCO Industries’ Non-Employee Directors’ Equity Compensation Plan.

What is the director’s beneficial ownership in NACCO Industries after the reported transaction?

After the transaction, the director reports indirect beneficial ownership of 66,037 Class A shares in a trust, 157,095 shares via Abigail II, LLC, 18,707 shares via Abigail LLC, and 5,755 shares held by the director’s spouse.

How are the NACCO Industries shares held for the director’s benefit?

Shares are reported as held in trust for the director’s benefit, and through proportionate membership interests in Abigail II, LLC and Abigail LLC, plus additional shares held by the director’s spouse.

Does the NACCO Industries director claim ownership of shares held by a spouse?

The filing states that shares held by the spouse are reported, but the director disclaims beneficial ownership of those 5,755 shares.

Is this NACCO Industries transaction part of a compensation plan?

Yes, the 604 Class A shares acquired on 01/02/2026 are described as Required Shares under the company’s Non-Employee Directors’ Equity Compensation Plan.
NACCO Industries

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