STOCK TITAN

Director at NACCO (NYSE: NC) receives 569 share equity award

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

DALRYMPLE JOHN S III reported acquisition or exercise transactions in this Form 4 filing.

NACCO Industries director John S. Dalrymple III received an equity award of 569 shares of Class A Common Stock. The shares were granted at no cost as “Required Shares” under NACCO’s Non-Employee Directors’ Equity Compensation Plan. After this award, he directly holds 26,305 Class A shares.

Positive

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Negative

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Insider DALRYMPLE JOHN S III
Role null
Type Security Shares Price Value
Grant/Award Class A Common Stock 569 $0.00 --
Holdings After Transaction: Class A Common Stock — 26,305 shares (Direct, null)
Footnotes (1)
  1. Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan. N/A
Shares granted 569 shares Class A Common Stock award to director
Grant price $0.0000 per share Equity compensation award, non-cash acquisition
Post-transaction holdings 26,305 shares Director’s direct Class A Common Stock after award
Acquire transactions 1 transaction Grant/award acquisition reported on Form 4
Non-Employee Directors' Equity Compensation Plan financial
"under the company's Non-Employee Directors' Equity Compensation Plan."
Required Shares financial
"awarded to the Reporting Person as "Required Shares" under the company's plan"
Class A Common Stock financial
"Shares of Class A Common Stock awarded to the Reporting Person"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
DALRYMPLE JOHN S III

(Last)(First)(Middle)
NACCO INDUSTRIES, INC.
22901 MILLCREEK BLVD., SUITE 600

(Street)
CLEVELAND OHIO 44122

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
NACCO INDUSTRIES INC [ NC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock07/01/2026A(1)569A(2)26,305D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.
2. N/A
/s/ Matthew J. Dilluvio, attorney-in-fact07/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did NACCO Industries (NC) report for John S. Dalrymple III?

NACCO Industries reported that director John S. Dalrymple III received an award of 569 shares of Class A Common Stock. The award was made as part of the company’s Non-Employee Directors’ Equity Compensation Plan, rather than through an open-market purchase or sale.

How many NACCO Industries (NC) shares were granted to the director and at what price?

The director was granted 569 shares of NACCO Industries Class A Common Stock at a price of $0.0000 per share. This indicates a compensation-related equity award, not a cash purchase, consistent with typical non-employee director stock compensation programs.

What is John S. Dalrymple III’s total NACCO (NC) shareholding after this Form 4 transaction?

After the award, John S. Dalrymple III directly holds 26,305 shares of NACCO Industries Class A Common Stock. This total reflects his position immediately following the grant of 569 “Required Shares” under the company’s Non-Employee Directors’ Equity Compensation Plan.

Was the NACCO (NC) Form 4 transaction a market buy or sell of shares?

The Form 4 does not report a market buy or sell. Instead, it shows an acquisition coded as a grant or award, with 569 Class A shares received at $0.0000 per share as compensation, not as an open-market transaction by the director.

Under which plan were the 569 NACCO (NC) shares awarded to the director?

The 569 shares were awarded as “Required Shares” under NACCO Industries’ Non-Employee Directors’ Equity Compensation Plan. This plan provides equity compensation to non-employee board members, aligning their interests with shareholders through stock-based awards.