Nuveen CA Muni Value names VP as reporting person
NUVEEN CALIFORNIA MUNICIPAL VALUE FUND (NCA) filed an initial statement of beneficial ownership on Form 3 for Parth Doshi.
Rhea-AI Filing Summary
NUVEEN CALIFORNIA MUNICIPAL VALUE FUND (NCA) filed an initial statement of beneficial ownership on Form 3 for Parth Doshi. Doshi is identified as a VP but not as a director, officer of the issuer, or ten percent owner. The filing reports no securities transactions or holdings at this time.
Positive
- None.
Negative
- None.
Key Figures
Buy transactions reported: 0
Sell transactions reported: 0
Derivative transactions reported: 0
+1 more
4 metrics
Buy transactions reported
0
Transaction summary buyCount for Parth Doshi on Form 3
Sell transactions reported
0
Transaction summary sellCount for Parth Doshi on Form 3
Derivative transactions reported
0
Transaction summary derivativeTransactionCount for Parth Doshi on Form 3
Net buy/sell shares
0
Transaction summary netBuySellShares for this initial ownership report
Key Terms
Form 3, ten percent owner, reporting person
3 terms
Form 3 regulatory
"filed an initial statement of beneficial ownership on Form 3 for Parth"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
ten percent owner regulatory
"not as a director, officer of the issuer, or ten percent owner"
reporting person regulatory
"is now a reporting person, but it reports no transactions"
FAQ
What does the Form 3 filing for NCA disclose about Parth Doshi?
It discloses that Parth Doshi is a VP associated with NUVEEN CALIFORNIA MUNICIPAL VALUE FUND (NCA) and is now a reporting person, but it reports no transactions and no holdings of NCA securities as of this filing.
Is Parth Doshi reported as a ten percent owner of NCA?
No. The Form 3 states that Parth Doshi is not a ten percent owner of NUVEEN CALIFORNIA MUNICIPAL VALUE FUND (NCA); the ten percent owner checkbox is not selected in the reporting person information.
Does the NCA Form 3 show any recent insider trades by Parth Doshi?
No. The Form 3 includes no reported transactions. All transaction counts, including buys, sells, exercises, and gifts, are shown as zero in the transaction summary.
Are any derivative securities reported for Parth Doshi in the NCA Form 3?
No. The derivative summary is empty, and the transaction summary shows zero derivative transactions, indicating no reportable derivative positions in this initial filing.
Does the Form 3 for NCA mention a Rule 10b5-1 trading plan for Parth Doshi?
No. The document-level Rule 10b5-1 indicator is null, meaning it does not state that reported transactions, if any, were made under a 10b5-1 trading plan. In this case, there are no transactions reported.
AI-generated analysis. How Rhea-AI works. Not financial advice.