Welcome to our dedicated page for Hashdex Nasdaq CME Crypto Index ETF SEC filings (Ticker: NCIQ), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Hashdex Nasdaq Crypto Index US ETF (NCIQ) files a range of reports and exhibits with the U.S. Securities and Exchange Commission that describe its structure, agreements, and crypto asset holdings. On this page, you can review the Trust’s SEC filings, including Form 8-K reports that outline material definitive agreements, amendments to its Trust Agreement, and other events related to its operations and listing on The Nasdaq Stock Market LLC.
Form 8-K filings for NCIQ provide details on the Trust’s reliance on Nasdaq’s generic listing standards, its alignment with the Nasdaq Crypto US Settlement Price Index (NCIUSS), and the set of crypto assets held by the Trust, which include BTC, ETH, SOL, XLM, XRP, and ADA, subject to quarterly rebalancing and the Index methodology. Other 8-K disclosures cover amendments to the Sponsor Agreement, such as temporary adjustments to the Sponsor’s management fee, and changes to the Trust Agreement that enable in-kind creation and redemption transactions for baskets of shares and underlying crypto assets.
The filings also describe the Master Infrastructure-as-a-Service Agreement with Coinbase Cloud Pte. Ltd., which sets out infrastructure and technical services for potential staking activities on certain eligible crypto assets. These documents explain how staking-related services, custody arrangements, and limitations on the use of the Trust’s crypto assets are structured.
Stock Titan’s SEC filings page for NCIQ presents these documents with AI-powered summaries that highlight key terms, index and asset references, and operational changes. Users can quickly scan Form 8-K items, exhibits, and other disclosures, while AI-generated insights help clarify how agreements, listing standards, and index-linked holdings shape the Hashdex Nasdaq Crypto Index US ETF’s regulatory profile.
Hashdex Nasdaq CME Crypto Index ETF files its annual report describing how the Delaware statutory trust gives investors exchange-traded exposure to a diversified basket of major crypto assets. The fund seeks to match daily moves of the Nasdaq CME Crypto Settlement Price Index, net of expenses, by holding the index’s constituent digital assets.
As of December 31, 2025, the index constituents were bitcoin, ether, XRP, solana, cardano, chainlink and stellar. The ETF had 5,340,000 shares outstanding, with non-affiliate share value of about $16.1 million as of June 30, 2025. The sponsor charges a 0.25% annual management fee, covering most routine operating costs, while the trust bears brokerage and crypto network fees.
The report explains that shares are created and redeemed only in 10,000‑share baskets, either for cash or in kind through Authorized Participants. NAV is calculated once each business day using index-based settlement prices, with fair value procedures if those prices are unavailable or deemed unreliable. The trust is structured as a passive, non‑’40 Act, non‑CEA vehicle, using multiple regulated custodians for crypto and cash holdings.
Hashdex Nasdaq CME Crypto Index ETF filed a prospectus supplement updating its fee schedule: the Sponsor will temporarily reduce the Management Fee to 0.25% per annum through December 31, 2026. After that date, the standard 0.50% per annum fee will apply. The Management Fee accrues daily based on NAV and is payable monthly in cash; the Sponsor may, at its discretion, waive all or a portion of the fee for stated periods.
The Hashdex Nasdaq CME Crypto Index ETF (NCIQ) filed a prospectus supplement to include a Form 8-K disclosing a permanent reduction of the Sponsor's management fee from 0.50% to 0.25% per annum, effective March 16, 2026. The Second Amendment to the Sponsor Agreement, dated March 13, 2026, implements the Management Fee change and removes the prior fee waiver that had produced an effective 0.25% fee through December 31, 2026. A press release announcing the change is furnished as Exhibit 99.1 and an updated prospectus supplement will be filed under Rule 424(b)(3).
Hashdex Nasdaq CME Crypto Index ETF entered a Second Amendment to its Sponsor Agreement that permanently reduces the Sponsor’s management fee from 0.50% to 0.25% per annum of the Trust’s net asset value, effective March 16, 2026. This replaces a temporary waiver that had already lowered the effective fee to 0.25% through December 31, 2026.
The ETF, trading under ticker NCIQ on Nasdaq, tracks the Nasdaq CME Crypto Index and provides diversified exposure to seven major crypto assets, including bitcoin and ether. Hashdex, which manages approximately $1 billion in assets as of March 10, 2026, highlighted that the lower ongoing fee is intended to support long-term access to the digital assets ecosystem for advisors, institutions, and high-net-worth investors.
Hashdex Nasdaq CME Crypto Index ETF files a prospectus supplement dated March 11, 2026 that updates Sponsor leadership information for Hashdex Ltd., the controlling entity of the Trust's sponsor. The Supplement modifies key personnel disclosures in the Prospectus dated February 13, 2025.
The Supplement lists current Sponsor executives and their roles, including Marcelo Sampaio identified as Co‑Founder and Chief Executive Officer Executive Chairman, Bruno Caratori as Co‑Founder, Global Chief Executive Officer and Chief Operating Officer, and other named directors and officers responsible for investment, legal, finance, and U.S. distribution functions.
Hashdex Nasdaq CME Crypto Index ETF Supplement No. 17 incorporates a Form 8-K dated March 11, 2026 reporting leadership changes at Hashdex Ltd., the controlling entity of the Sponsor. Hashdex appointed Bruno Caratori as Global CEO, Marcelo Sampaio as Executive Chairman, and Mick McLaughlin as U.S. CEO. The supplement states these group-level changes do not affect the Sponsor’s management or operation of the Trust. The press release attached as Exhibit 99.1 notes Hashdex manages approximately $1 billion in assets as of March 4, 2026.
Hashdex Nasdaq CME Crypto Index ETF reported leadership changes at its controlling entity, Hashdex Ltd. Effective March 5, 2026, Co-Founder Bruno Caratori was appointed Global Chief Executive Officer, while former CEO Marcelo Sampaio transitioned to Executive Chairman.
Mick McLaughlin was named U.S. CEO and will also remain Global Head of Distribution. The leadership moves occur at the Hashdex group level and the sponsor states they do not affect the management or operation of the ETF. Bruno Sousa continues as the Trust’s principal executive officer and Samir Kerbage continues as Principal Financial and Principal Accounting Officer.
Hashdex Nasdaq CME Crypto Index ETF filed a prospectus supplement to incorporate a Form 8-K reporting Amendment #1 to its Authorized Participant Agreement with Virtu Americas LLC, effective February 24, 2026. The Amendment permits, at Virtu’s discretion and subject to Trust acceptance, creation and redemption of Creation Units via in‑kind transfers of Digital Assets in addition to cash and replaces the Procedures Handbook to reflect updated operational rules and cut‑off/settlement mechanics.
Hashdex Nasdaq CME Crypto Index ETF reported that it has amended its Authorized Participant Agreement with Virtu Americas LLC. The February 24, 2026 amendment allows Virtu to create and redeem ETF Creation Units through in-kind transfers of digital assets, alongside existing cash-based methods.
The amendment also replaces the Procedures Handbook to outline updated operational steps for both cash and in-kind transactions. The ETF’s ability to conduct in-kind creations and redemptions had previously been described in a prospectus supplement, and this agreement formally aligns Virtu’s role with those capabilities.
Hashdex Nasdaq CME Crypto Index ETF is updating its benchmark so that, effective January 20, 2026, the fund’s underlying index changes from the Nasdaq Crypto US Settlement Price Index (NCIUSS) to the Nasdaq CME Crypto Settlement Price Index (NCIS). Nasdaq previously revised both indexes’ eligibility criteria so they now use substantially identical methodologies and, as of the transition date, the same crypto asset constituents and weightings.
The ETF, which trades on Nasdaq under the symbol NCIQ, continues to follow a passive strategy, seeking for its net asset value to reflect daily changes in the Index, less expenses and liabilities. The Trust invests directly in index constituents, may hold limited cash for expenses, and does not use leverage, derivatives, loans, or pledges of its assets.