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[8-K] Northann Corp. Reports Material Event

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
8-K
Rhea-AI Filing Summary
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Positive
  • None.
Negative
  • None.

Insights

Regaining NYSE American compliance removes near-term delisting risk and restores normal trading status.

The filing discloses that Northann Corp. has filed its previously delayed March 31, 2025 quarterly report and the exchange has confirmed the company is again in full compliance with Section 1007 of the NYSE American Company Guide. Practical effects follow immediately: (1) Northann will be taken off the public late-filers list, and (2) the "LF" flag that warns data vendors of reporting deficiencies will disappear from the company’s ticker page.

Why this matters: Section 1007 non-compliance can escalate to trading suspension or delisting. By curing the defect, Northann eliminates that regulatory overhang and protects both liquidity and institutional eligibility; many funds cannot hold securities facing delisting proceedings. The change also removes reputational stigma that can hamper vendor, customer, and lender relationships.

Lingering considerations: The underlying cause of the late filing is not addressed in this 8-K, so investors may still evaluate management’s reporting controls. Nevertheless, the immediate compliance milestone is unambiguously positive because it restores a clean listing status without conditions or ongoing monitoring requirements.

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false0001923780SC 0001923780 2025-07-18 2025-07-18
 
 
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K
 
CURRENT REPORT
 
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported): July 18, 2025
 
NORTHANN CORP.
(Exact name of registrant as specified in its charter)
 
Nevada
 
000-41816
 
88-1513509
(State or Other Jurisdiction
of Incorporation)
 
(Commission
File Number)
 
(I.R.S. Employer
Identification No.)
 
2251 Catawba River Rd
Fort Lawn,
SC
29714
(Address of Principal Executive Office) (Zip Code)
 
(916) 573 3803
(Registrant’s telephone number, including area code)
 
N/A
(Former name or former address, if changed since last report)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
 
¨
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
 
¨
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
 
¨
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
 
¨
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
Securities registered pursuant to Section 12(b) of the Act:
 
Title of each class
 
Trading Symbol(s)
 
Name of each exchange on which
registered
Common Stock, $0.001 par value
 
NCL
 
NYSE American LLC
 
Indicate by check mark whether the registrant is an emerging growth company as defined in in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
 
Emerging Growth Company
x
 
If an emerging growth company, indicate by checkmark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. 
¨
 
 
 
 
Item 8.01 Other Events.
 
On July 18, 2025, Northann Corp. (the “Company”) received a notice from the NYSE American LLC acknowledging that the Company filed its delayed Form 10-Q for the fiscal quarter ended March 31, 2025 and informing the Company that it has now regained compliance with Section 1007 of the NYSE American Company Guide. The notice states further that (i) the Company will be removed from the late filers’ list disseminated to data vendors and posted on the Listed Standards Filing Status page on
www.nyse.com
and (ii) the “LF” indicator posted on the Profile, Data and News page related to each issue will be removed.
 
 
2
 
 
 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
NORTHANN CORP.
Date:  July 22, 2025
By:
/s/ Lin Li
 
Name:
Lin Li
 
Title:
Chief Executive Officer
 
 
3
Northann Corp

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