Northann (NYSE: NCL) CEO flagged as insider with no reported stock

Rhea-AI Filing Summary

Northann Corp. (NCL) filed an initial insider ownership report for Vachon Francois, who is identified as both a director and the Chief Executive Officer. This Form 3 establishes his status as a reporting person for the company’s equity securities, and lists no reportable transactions or holdings at this time.

Key Terms

Form 3, reporting person, Chief Executive Officer, ten percent owner

4 terms

Form 3 regulatory

"filed an initial insider ownership report for Vachon Francois"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

reporting person regulatory

"establishes his status as a reporting person for the company’s equity"

Chief Executive Officer financial

"identified as both a director and the Chief Executive Officer"

A chief executive officer (CEO) is the top leader of a company, responsible for making major decisions, setting goals, and guiding the organization’s overall direction. Think of the CEO as the captain of a ship, steering it toward success. Investors pay close attention to the CEO because their leadership and strategy can significantly influence the company's performance and future growth.

ten percent owner regulatory

"indicates that Vachon Francois is not a ten percent owner"

FAQ

What does Northann Corp. (NCL) report in this Form 3 for Vachon Francois?

Northann Corp. reports that Vachon Francois is a director and Chief Executive Officer and is now a reporting person for the company’s equity securities. The Form 3 includes no reported transactions or holdings in this filing.

Does the Northann Corp. (NCL) Form 3 show any stock transactions by Vachon Francois?

No. The Form 3 shows no reported transactions by Vachon Francois. All transaction-related counts, such as buys, sells, and option exercises, are listed as zero in the transaction summary.

What roles does Vachon Francois hold at Northann Corp. (NCL)?

Vachon Francois is identified as both a director and an officer of Northann Corp., with the officer title of Chief Executive Officer. These roles make him a reporting person for insider ownership disclosure purposes.

Is Vachon Francois reported as a 10% owner of Northann Corp. (NCL)?

No. The Form 3 indicates that Vachon Francois is not a ten percent owner. His reporting status is based on his positions as director and Chief Executive Officer, not on crossing a 10% ownership threshold.

Does this Northann Corp. (NCL) Form 3 indicate any Rule 10b5-1 trading plan?

No. The document-level Rule 10b5-1 indicator is null, and there are no footnotes describing any trading plan. The filing does not state that any trades were made under a Rule 10b5-1 plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/28/2026 - 08:45 AM Accepted by SEC EDGAR 08/28/2026 - 06:31 AM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Vachon Francois

(Last) (First) (Middle)

2251 CATAWBA RIVER RD

(Street)

FORT LAWN SOUTH CAROLINA 29714

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
08/13/2026

3. Issuer Name and Ticker or Trading Symbol
Northann Corp. [ NCL ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ Francois Vachon	08/27/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)