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Norwegian Cruise Line (NCLH) grants 44,887 restricted share units to EVP Daniel Farkas

Filing Impact
(Very High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Farkas Daniel S reported acquisition or exercise transactions in this Form 4 filing.

Norwegian Cruise Line Holdings reported that executive Daniel S. Farkas, EVP GC, CDO & Secretary, received a grant of 44,887 shares of common stock as restricted share units valued at $20.05 per share. These restricted share units will vest in three equal installments on March 1, 2027, March 1, 2028 and March 1, 2029, tying compensation to longer-term company performance. Following this award, Farkas directly holds 424,037 shares of Norwegian Cruise Line Holdings common stock.

Positive

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Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Farkas Daniel S

(Last) (First) (Middle)
7665 CORPORATE CENTER DRIVE

(Street)
MIAMI FL 33126

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Norwegian Cruise Line Holdings Ltd. [ NCLH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP GC, CDO & Sec'y
3. Date of Earliest Transaction (Month/Day/Year)
03/06/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock(1) 03/06/2026 A 44,887 A $20.05 424,037 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents a grant of restricted share units under NCLH's Amended and Restated 2013 Performance Incentive Plan. The restricted share units will vest in three equal installments on March 1, 2027, March 1, 2028 and March 1, 2029.
/s/ Daniel S. Farkas 03/10/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did NCLH report for Daniel S. Farkas?

Norwegian Cruise Line Holdings reported that executive Daniel S. Farkas received 44,887 restricted share units of common stock as a compensation grant. These units vest over three years and increase his direct ownership to 424,037 shares after the transaction.

How many NCLH shares were granted to Daniel S. Farkas in this Form 4?

Daniel S. Farkas was granted 44,887 restricted share units of Norwegian Cruise Line Holdings common stock. The grant price is listed as $20.05 per share, and the award represents additional compensation rather than an open-market purchase.

When do Daniel S. Farkas’s NCLH restricted share units vest?

The restricted share units granted to Daniel S. Farkas vest in three equal installments on March 1, 2027, March 1, 2028 and March 1, 2029. This schedule links his equity compensation to the company’s multi-year performance and retention.

What is Daniel S. Farkas’s NCLH share ownership after this Form 4 transaction?

After receiving the restricted share unit grant, Daniel S. Farkas directly holds 424,037 shares of Norwegian Cruise Line Holdings common stock. This total reflects his ownership following the award reported in the Form 4 filing.

Was the NCLH transaction a purchase or a compensation award for Daniel S. Farkas?

The transaction was a compensation-related award, not an open-market purchase. Daniel S. Farkas received 44,887 restricted share units under Norwegian Cruise Line Holdings’ Amended and Restated 2013 Performance Incentive Plan, as disclosed in the Form 4 footnote.
Norwegian Cruise Line Hldg Ltd

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