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Tax-withholding share moves by NCLH (NYSE: NCLH) chief accounting officer

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Norwegian Cruise Line Holdings Ltd. senior vice president and chief accounting officer Faye L. Ashby reported three tax-withholding share dispositions of common stock. On March 1, 2026, a total of 8,213 shares were withheld by the company at $24.79 per share to cover tax obligations tied to vesting restricted share units granted in 2023, 2024, and 2025. After these non-market transactions, Ashby directly held 122,157 common shares.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Ashby Faye L.

(Last) (First) (Middle)
7665 CORPORATE CENTER DRIVE

(Street)
MIAMI FL 33126

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Norwegian Cruise Line Holdings Ltd. [ NCLH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP & Chief Accounting Officer
3. Date of Earliest Transaction (Month/Day/Year)
03/01/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock(1) 03/01/2026 F 3,469 D $24.79 126,901 D
Common Stock(2) 03/01/2026 F 2,525 D $24.79 124,376 D
Common Stock(3) 03/01/2026 F 2,219 D $24.79 122,157 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents shares withheld by NCLH to satisfy tax withholding obligations in connection with the vesting of 13,210 restricted share units granted to the reporting person on March 1, 2023.
2. Represents shares withheld by NCLH to satisfy tax withholding obligations in connection with the vesting of 10,368 restricted share units granted to the reporting person on March 1, 2024.
3. Represents shares withheld by NCLH to satisfy tax withholding obligations in connection with the vesting of 9,111 restricted share units granted to the reporting person on March 3, 2025.
/s/ Daniel S. Farkas, as attorney-in-fact for Faye L. Ashby 03/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did NCLH insider Faye L. Ashby report in this Form 4?

Faye L. Ashby reported tax-withholding dispositions of NCLH common stock. On March 1, 2026, 8,213 shares were withheld by the company to satisfy tax obligations from vesting restricted share units, rather than open-market sales.

How many Norwegian Cruise Line (NCLH) shares were withheld for taxes?

A total of 8,213 NCLH common shares were withheld for taxes. The Form 4 shows three separate tax-withholding dispositions of 3,469, 2,525, and 2,219 shares, all at a price of $24.79 per share.

Were NCLH shares sold on the open market in this Form 4?

No open-market sales were reported in this Form 4. The transactions are coded “F” and described as shares withheld by NCLH to pay tax liabilities related to vesting restricted share units, not discretionary market sales.

How many NCLH shares does Faye L. Ashby own after these transactions?

After the reported tax-withholding dispositions, Faye L. Ashby directly owns 122,157 NCLH common shares. The Form 4 lists this figure as the total number of shares beneficially owned following the final transaction.

What grants triggered the NCLH tax-withholding share dispositions?

The tax-withholding dispositions relate to restricted share units granted on March 1, 2023, March 1, 2024, and March 3, 2025. As those awards vested, NCLH withheld shares to satisfy associated tax withholding obligations, as described in the footnotes.
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10.10B
451.57M
Travel Services
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United States
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