Netcapital (NASDAQ: NCPL) discloses financial results for period ended Oct. 31, 2025

Rhea-AI Filing Summary

Netcapital Inc. reported that it has shared its latest financial results by issuing a press release. On December 15, 2025, the company announced financial results for the period ended October 31, 2025, and made the full text of this press release available as Exhibit 99.1. The information is being furnished rather than filed, meaning it is not subject to certain Exchange Act liabilities and is not automatically incorporated into other securities law documents unless specifically referenced. Netcapital’s common stock and its warrants to purchase common stock trade on The Nasdaq Stock Market under the symbols NCPL and NCPLW, respectively.

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT PURSUANT

TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): March 17, 2025

NETCAPITAL INC.

(Exact name of registrant as specified in charter)

Utah		001-41443		87-0409951
(State or other jurisdiction of incorporation)		(Commission File Number)		(IRS Employer Identification No.)

1 Lincoln Street, Boston, Massachusetts		02111
(Address of principal executive offices)		(Zip Code)

Registrant’s telephone number, including area code: (781) 925-1700

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class		Trading symbol(s)		Name of each exchange on which registered
Common Stock, $0.001 par value per share		NCPL		The Nasdaq Stock Market LLC
Warrants to Purchase Common Stock		NCPLW		The Nasdaq Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1934 (§240.12b-2 of this chapter)

Emerging growth company ☐.

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 2.02. Results of Operations and Financial Condition.

On December 15, 2025, Netcapital Inc. (the “Company”) issued a press release announcing financial results for the period ended October 31, 2025. The text of the press release is furnished as Exhibit 99.1 to this current report.

The information in this Item 2.02 and Exhibit 99.1 hereto shall not be deemed “filed” for the purposes of or otherwise subject to the liabilities under Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”). Unless expressly incorporated into a filing of the Company under the Securities Act of 1933, as amended, or the Exchange Act, the information contained in this Item 2.02 and Exhibit 99.1 hereto shall not be incorporated by reference into any Company filing, whether made before or after the date hereof, regardless of any general incorporation language in such filing.

Item 9.01 Financial Statements and Exhibits

(d) Exhibits.

Exhibit No.		Description
99.1		Press Release dated December 15, 2025.
104		Cover Page Interactive Data File (embedded within the Inline XBRL document)

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

	Netcapital Inc. (Registrant)
	By:	/s/ Coreen Kraysler
	Name:	Coreen Kraysler
	Title:	Chief Financial Officer
Dated December 15, 2025

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FAQ

What did Netcapital Inc. (NCPL) disclose in this current report?

Netcapital Inc. disclosed that it issued a press release announcing its financial results for the period ended October 31, 2025, which is provided as Exhibit 99.1.

Which period do Netcapital Inc.’s reported financial results cover?

The financial results announced by Netcapital Inc. cover the period ended October 31, 2025.

Where can investors find the detailed financial results for Netcapital Inc. (NCPL)?

The detailed financial results are contained in Netcapital Inc.’s press release, which is attached as Exhibit 99.1.

Is Netcapital Inc.’s financial information in this report considered filed with the SEC?

No. The company states that the information is furnished, not filed, and is not subject to Section 18 liabilities or automatically incorporated into other securities law documents unless expressly incorporated.

Which securities of Netcapital Inc. are listed on Nasdaq?

Netcapital Inc. lists its common stock, par value $0.001 per share, under the symbol NCPL, and its warrants to purchase common stock under the symbol NCPLW on The Nasdaq Stock Market LLC.

Who signed the Netcapital Inc. report and in what capacity?

The report was signed on behalf of Netcapital Inc. by Coreen Kraysler, who serves as the company’s Chief Financial Officer.