Netcapital CEO files initial Form 3 report

Netcapital Inc. CEO Todd A. Violette has filed an initial insider ownership report on Form 3.

Accepted by SEC EDGAR 06/08/2026 - 02:05 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Netcapital Inc. CEO Todd A. Violette has filed an initial insider ownership report on Form 3. This filing identifies Violette as an officer of the company with the title of CEO. The data provided shows no insider buy, sell, or other reportable transactions in this Form 3.

Key Figures

Buy transactions: 0 transactions Sell transactions: 0 transactions Net buy/sell shares: 0 shares

3 metrics

Buy transactions 0 transactions BuyCount in transactionSummary

Sell transactions 0 transactions SellCount in transactionSummary

Net buy/sell shares 0 shares netBuySellShares in transactionSummary

Key Terms

Form 3, reportingPersons, transactionSummary, derivativeSummary

4 terms

Form 3 regulatory

"INSIDER FILING DATA (Form 3): {"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

reportingPersons regulatory

""reportingPersons": [ { "name": "Violette Todd A""

transactionSummary financial

""transactionSummary": { "buyCount": 0, "sellCount": 0"

derivativeSummary financial

""derivativeSummary": [],"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Netcapital (NCPL) Form 3 filing by CEO Todd A. Violette show?

The Form 3 filing identifies Todd A. Violette as CEO of Netcapital Inc. It serves as an initial insider ownership report and, in the data provided, does not list any insider transactions.

Does the Netcapital (NCPL) Form 3 report any insider share purchases or sales?

No, the data provided for this Form 3 shows zero buy, sell, gift, exercise, or other reportable transactions. It functions as an initial identification of the CEO as a reporting person.

Who is the reporting person on the Netcapital Inc. (NCPL) Form 3?

The reporting person is Todd A. Violette, listed as an officer of Netcapital Inc. with the title of CEO. The Form 3 records this insider status without detailing any transactions in the provided data.

Are there any derivative securities reported in this Netcapital (NCPL) Form 3?

The derivative section in the provided Form 3 data is empty. The derivativeSummary array contains no entries, indicating no derivative securities are detailed in this particular snapshot.

What does the transactionSummary indicate in the Netcapital (NCPL) Form 3?

The transactionSummary shows zero counts and zero shares for buys, sells, exercises, gifts, tax withholding, and restructurings. It reflects that no reportable transactions are included in this Form 3 data.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Violette Todd A

(Last) (First) (Middle)

1 LINCOLN STREET

(Street)

BOSTON MASSACHUSETTS 02111

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
04/13/2026

3. Issuer Name and Ticker or Trading Symbol
Netcapital Inc. [ NCPL ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CEO

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ Violette Todd A	06/08/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)