Welcome to our dedicated page for Netcapital SEC filings (Ticker: NCPLW), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Netcapital Inc. filings document the regulatory record for a fintech company operating an online private capital markets platform, including its common stock and Nasdaq-listed warrants under NCPLW. The company’s registration statements describe securities offerings, capital structure, risk factors, and its status as a smaller reporting company, while periodic and current reports cover operating and financial results.
Netcapital’s 8-K filings disclose material agreements, promissory note financings, governance matters, shareholder voting items, and capital-structure changes. Its filing record also includes Form 12b-25 notices related to delayed quarterly reporting, providing formal disclosure about Exchange Act reporting timing and related compliance matters.
Netcapital has filed a prospectus supplement to update their At The Market (ATM) offering agreement with H.C. Wainwright & Co. The company is now eligible to sell up to $975,000 worth of common stock through this offering, in addition to the $2,099,667 already sold under prior prospectuses.
Key details of the filing:
- Current public float value: $9,295,284 based on 2,250,674 non-affiliate held shares at $4.13 per share
- Total shares outstanding: 2,280,825
- Trading symbol: NCPL on Nasdaq Capital Market
- Due to General Instruction I.B.6 limitations on Form S-3, Netcapital cannot sell securities exceeding one-third of public float in any 12-month period while float remains below $75 million
- Maximum eligible offering amount under I.B.6: approximately $998,761