STOCK TITAN

NCS Multistage insider share transactions reported

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

NCS Multistage Holdings, Inc. (symbol: NCSM) is the issuer of record for a Form 4 filing submitted to the SEC.

Positive

  • None.

Negative

  • None.
Insider ADVENT INTERNATIONAL, L.P., ADVENT INTERNATIONAL GP, LLC, Advent-NCS Acquisition Limited Partnership
Role 10% Owner | 10% Owner | 10% Owner
Sold 1,478,426 shs
Type Security Shares Price Value
Sale Common Stock F1, F2, F3 1,478,426 -- --
Holdings After Transaction: Common Stock — 0 shares (Indirect, See footnotes)
Footnotes (3)
  1. F1. The reported securities were disposed of in connection with the consummation of a merger of the Issuer into a wholly-owned subsidiary of Weatherford International plc, for aggregate consideration of $19,666,839.72 in cash and 357,159 ordinary shares of Weatherford International plc.
  2. F2. The reported amount gives effect to a 1-for-20 reverse stock split on December 1, 2020.
  3. F3. The board of Advent International GP, LLC appoints the investment committee of Advent International, L.P. (together, "Advent" and the "Investment Committee," respectively). Such Investment Committee has voting and investment power with respect to the securities that were directly held by Advent-NCS Acquisition Limited Partnership on behalf of various funds and accounts managed by Advent (which may have been included on prior Statements filed with respect to the Issuer). Accordingly, Advent International, L.P. and Advent International GP, LLC may each be deemed to beneficially own the securities directly held by Advent-NCS Acquisition Limited Partnership. Each of the Reporting Persons disclaim such beneficial ownership, except to the extent of their respective pecuniary interest therein, if any, and this Statement shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or any other purpose.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
X
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
ADVENT INTERNATIONAL, L.P.

(Last)(First)(Middle)
PRUDENTIAL TOWER
800 BOYLSTON STREET, SUITE 3300

(Street)
BOSTON MASSACHUSETTS 02199

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
NCS Multistage Holdings, Inc. [ NCSM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
DirectorX10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
XForm filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock09/01/2026S(1)1,478,426(2)D(1)0ISee footnotes(3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
1. Name and Address of Reporting Person*
ADVENT INTERNATIONAL, L.P.

(Last)(First)(Middle)
PRUDENTIAL TOWER
800 BOYLSTON STREET, SUITE 3300

(Street)
BOSTON MASSACHUSETTS 02199

(City)(State)(Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer
DirectorX10% Owner
Officer (give title below)Other (specify below)
1. Name and Address of Reporting Person*
ADVENT INTERNATIONAL GP, LLC

(Last)(First)(Middle)
PRUDENTIAL TOWER
800 BOYLSTON STREET, SUITE 3300

(Street)
BOSTON MASSACHUSETTS 02199

(City)(State)(Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer
DirectorX10% Owner
Officer (give title below)Other (specify below)
1. Name and Address of Reporting Person*
Advent-NCS Acquisition Limited Partnership

(Last)(First)(Middle)
PRUDENTIAL TOWER
800 BOYLSTON STREET, SUITE 3300

(Street)
BOSTON MASSACHUSETTS 02199

(City)(State)(Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer
DirectorX10% Owner
Officer (give title below)Other (specify below)
Explanation of Responses:
1. The reported securities were disposed of in connection with the consummation of a merger of the Issuer into a wholly-owned subsidiary of Weatherford International plc, for aggregate consideration of $19,666,839.72 in cash and 357,159 ordinary shares of Weatherford International plc.
2. The reported amount gives effect to a 1-for-20 reverse stock split on December 1, 2020.
3. The board of Advent International GP, LLC appoints the investment committee of Advent International, L.P. (together, "Advent" and the "Investment Committee," respectively). Such Investment Committee has voting and investment power with respect to the securities that were directly held by Advent-NCS Acquisition Limited Partnership on behalf of various funds and accounts managed by Advent (which may have been included on prior Statements filed with respect to the Issuer). Accordingly, Advent International, L.P. and Advent International GP, LLC may each be deemed to beneficially own the securities directly held by Advent-NCS Acquisition Limited Partnership. Each of the Reporting Persons disclaim such beneficial ownership, except to the extent of their respective pecuniary interest therein, if any, and this Statement shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or any other purpose.
ADVENT INTERNATIONAL, L.P., By: Advent International GP, LLC, its General Partner, By: /s/ Neil Crawford, Name: Neil Crawford, Title: Senior Director, Fund Administration09/01/2026
ADVENT INTERNATIONAL GP, LLC, By: /s/ Neil Crawford, Name: Neil Crawford, Title: Senior Director, Fund Administration09/01/2026
ADVENT-NCS ACQUISITION LIMITED PARTNERSHIP, By: Advent-NCS GP LLC, its General Partner, By: /s/ Neil Crawford, Name: Neil Crawford, Title: Senior Director, Fund Administration09/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)