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Independent director Michael Schumann files initial Form 3 at Intercont (NCT)

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Intercont (Cayman) Ltd director Michael Schumann filed an initial Form 3, which is a required statement of beneficial ownership for insiders. The filing lists him as an independent director and does not report any stock transactions or holdings in the non-derivative or derivative sections.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Schumann Michael

(Last) (First) (Middle)
C/O INTERCONT (CAYMAN) LIMITED
39 OCEAN DRIVE

(Street)
SINGAPORE U0 098187

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/27/2025
3. Issuer Name and Ticker or Trading Symbol
Intercont (Cayman) Ltd [ NCT ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) X Other (specify below)
Independent Director
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
/s/ Michael Schumann 03/17/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the NCT Form 3 filing by Michael Schumann show?

The Form 3 for Intercont (Cayman) Ltd (NCT) shows that Michael Schumann is an independent director. It is an initial statement of beneficial ownership and reports no stock transactions or derivative positions for him.

Did Michael Schumann buy or sell NCT shares in this Form 3?

No, the Form 3 reports no purchases or sales of Intercont (Cayman) Ltd (NCT) shares. All buy, sell, acquire, and dispose counters are zero, indicating no reportable transactions in this filing.

Does the NCT Form 3 list any stock or option holdings for Michael Schumann?

The Form 3 shows no reported holdings in either non-derivative or derivative securities for Michael Schumann. Holding entries and derivative summaries are both indicated as zero in the filing data.

What is the role of Michael Schumann at Intercont (Cayman) Ltd (NCT)?

According to the Form 3, Michael Schumann is an independent director of Intercont (Cayman) Ltd (NCT). He is not listed as an officer or a ten percent owner in this filing.

Why is a Form 3 filing required for NCT insiders like Michael Schumann?

Form 3 is required when someone becomes an insider, such as a director, of Intercont (Cayman) Ltd (NCT). It provides an initial disclosure of their beneficial ownership position when they first assume insider status.
Intercont Limited

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