STOCK TITAN

Virtus Convertible & Income Fund (NYSE: NCV) director buys 356 shares

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Virtus Convertible & Income Fund (NCV) director Connie D. McDaniel reported purchasing 356 shares of Common Stock on 2026-08-18 in an open market or private transaction at $16.8302 per share. After this transaction, McDaniel directly owns 723 shares of NCV common stock.

Positive

  • None.

Negative

  • None.
Insider MCDANIEL CONNIE D
Role Director
Bought 356 shs ($6K)
Type Security Shares Price Value
Purchase Common Stock 356 $16.8302 $6K
Holdings After Transaction: Common Stock — 723 shares (Direct)
Shares purchased 356 shares Common Stock acquired on 2026-08-18
Purchase price per share $16.8302 per share Open market or private transaction on 2026-08-18
Shares owned after transaction 723 shares Direct holdings of Common Stock following 2026-08-18 purchase
Net buy shares reported 356 shares Net buy direction in transaction summary
Common Stock financial
"security_title: "Common Stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
open market or private transaction financial
"transaction_code_description: "Purchase in open market or private transaction""
direct ownership financial
"ownership_type: "direct" with ownership_code "D""

FAQ

What insider transaction did NCV report on this Form 4?

Director Connie D. McDaniel reported a purchase of 356 shares of Virtus Convertible & Income Fund Common Stock on 2026-08-18 in an open market or private transaction at $16.8302 per share.

How many NCV shares does the reporting person hold after this transaction?

After the reported transaction, Connie D. McDaniel directly holds 723 shares of Virtus Convertible & Income Fund Common Stock.

Was the NCV Form 4 transaction a purchase or a sale?

The Form 4 reports a purchase of Virtus Convertible & Income Fund Common Stock. The transaction is coded "P," described as a purchase in an open market or private transaction.

What was the price paid per NCV share in the reported transaction?

Connie D. McDaniel paid $16.8302 per share for the 356 shares of Virtus Convertible & Income Fund Common Stock acquired on 2026-08-18.

Is the NCV insider’s ownership classified as direct or indirect?

The 723 shares of Virtus Convertible & Income Fund Common Stock held by Connie D. McDaniel after the transaction are reported as direct ownership, indicated by the ownership code "D."

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
MCDANIEL CONNIE D

(Last)(First)(Middle)
C/O VIRTUS INVESTMENT PARTNERS, INC.
ONE FINANCIAL PLAZA, 26TH FLOOR

(Street)
HARTFORD CONNECTICUT 06103

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Virtus Convertible & Income Fund [ NCV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/18/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/18/2026P356A$16.8302723D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
/s/ Kathryn Santoro, Attorney-in-Fact08/20/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)