Nasdaq, Inc. (NDAQ) insider P C Griggs plans 3,226-share stock sale

Rhea-AI Filing Summary

Nasdaq, Inc. (NDAQ) reporting person P C Griggs filed to sell common stock through Morgan Stanley Smith Barney LLC’s Executive Financial Services program. The planned sale covers 3,226 shares of common stock, with an approximate market value of $310,223.77, to be sold on or after August 10, 2026 on NASDAQ.

The filing references restricted stock awards from April 1, 2024, 2025, and 2026 totaling 3,226 shares. It also lists prior sales over the past three months: 11,010 shares for $1,060,755.15 on July 29, 2026; 11,010 shares for $1,034,459.96 on July 27, 2026; 6,777 shares for $627,075.81 on July 24, 2026; and 5,093 shares for $471,688.20 on May 18, 2026.

Key Figures

Planned shares to be sold: 3,226 shares Approximate market value of planned sale: $310,223.77 Restricted stock award 2024: 1,076 shares +5 more

8 metrics

Planned shares to be sold 3,226 shares Common stock planned for sale on or after August 10, 2026

Approximate market value of planned sale $310,223.77 Estimated value of 3,226 Nasdaq common shares

Restricted stock award 2024 1,076 shares Restricted stock dated April 1, 2024

Restricted stock award 2025 1,076 shares Restricted stock dated April 1, 2025

Restricted stock award 2026 1,074 shares Restricted stock dated April 1, 2026

Sale July 29, 2026 11,010 shares; $1,060,755.15 Common stock sold by P C Griggs

Sale July 27, 2026 11,010 shares; $1,034,459.96 Common stock sold by P C Griggs

Sale May 18, 2026 5,093 shares; $471,688.20 Common stock sold by P C Griggs

Key Terms

Restricted Stock, Securities To Be Sold, Securities Sold During The Past 3 Months, Executive Financial Services

4 terms

Restricted Stock financial

"Common | 04/01/2024 | Restricted Stock | Issuer"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Securities To Be Sold financial

"144: Securities To Be Sold"

Securities Sold During The Past 3 Months financial

"144: Securities Sold During The Past 3 Months"

Executive Financial Services financial

"Morgan Stanley Smith Barney LLC Executive Financial Services"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/10/2026 - 04:17 PM Accepted by SEC EDGAR 08/10/2026 - 04:16 PM Learn about SEC filing dates

FAQ

What stock sale is P C Griggs planning for Nasdaq, Inc. (NDAQ)?

P C Griggs plans to sell 3,226 shares of Nasdaq, Inc. common stock through Morgan Stanley Smith Barney LLC, with an approximate market value of $310,223.77, in transactions on or after August 10, 2026 on NASDAQ.

What restricted stock awards are referenced for Nasdaq, Inc. (NDAQ)?

The filing lists Nasdaq restricted stock awards dated April 1, 2024 (1,076 shares), April 1, 2025 (1,076 shares), and April 1, 2026 (1,074 shares), for a combined 3,226 restricted shares associated with the planned sale.

What Nasdaq (NDAQ) shares did P C Griggs sell on July 29, 2026?

On July 29, 2026, P C Griggs sold 11,010 shares of Nasdaq common stock for total consideration of $1,060,755.15, as reported under the section covering securities sold during the past three months.

What Nasdaq (NDAQ) stock sales did P C Griggs report for July 27 and July 24, 2026?

On July 27, 2026, P C Griggs sold 11,010 Nasdaq shares for $1,034,459.96. On July 24, 2026, P C Griggs sold 6,777 shares for $627,075.81, all reported as common stock sales.

What Nasdaq (NDAQ) shares did P C Griggs sell on May 18, 2026?

On May 18, 2026, P C Griggs sold 5,093 shares of Nasdaq common stock for total proceeds of $471,688.20, disclosed in the section summarizing securities sold during the prior three months.

Which broker is handling P C Griggs’ planned Nasdaq (NDAQ) sale?

The planned Nasdaq common stock sale for P C Griggs is to be handled by Morgan Stanley Smith Barney LLC Executive Financial Services, located at 1 New York Plaza, 8th Floor, New York, NY 10004.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	3226	310223.77	558977372	08/10/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	04/01/2024	Restricted Stock	Issuer			1076	04/01/2024	Not Applicable
Common	04/01/2025	Restricted Stock	Issuer			1076	04/01/2025	Not Applicable
Common	04/01/2026	Restricted Stock	Issuer			1074	04/01/2026	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
P C GRIGGS 151 W. 42nd Street, New York NY 10036	Common	07/29/2026	11010	1060755.15
P C GRIGGS 151 W. 42nd Street, New York NY 10036	Common	07/27/2026	11010	1034459.96
P C GRIGGS 151 W. 42nd Street, New York NY 10036	Common	07/24/2026	6777	627075.81
P C GRIGGS 151 W. 42nd Street, New York NY 10036	Common	05/18/2026	5093	471688.20

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)