Welcome to our dedicated page for NASDAQ SEC filings (Ticker: NDAQ), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Nasdaq, Inc. filings document governance, financial results, capital actions and registered securities for a public market-technology operator. Recent 8-K reports cover quarterly and annual results, Regulation FD presentation materials, dividend declarations, amendments to charter and bylaw provisions, and tender offers involving outstanding senior notes.
The company’s proxy materials describe board matters, shareholder voting items, executive compensation and equity awards. Cover-page disclosures identify Nasdaq common stock and listed senior notes, including securities registered on The Nasdaq Stock Market and related Nasdaq trading venues.
NASDAQ, Inc. executive vice president and chief information officer Bradley J. Peterson reported an open-market sale of 6,000 shares of common stock on August 7, 2026 at $95.55 per share. Following this transaction, he reports 122,293 shares, consisting of 64,377 shares or units of restricted stock (38,372 vested), 52,618 shares underlying performance stock units (42,986 vested), and 5,298 shares purchased under the employee stock purchase plan.
An affiliate of Nasdaq, Inc. filed a notice to sell common stock under Rule 144 through Morgan Stanley Smith Barney LLC Executive Financial Services. The planned sale covers 2,250 common shares with an aggregate market value of $213,187.50, to be sold on or after August 10, 2026 on NASDAQ. The notice also lists prior sales of 1,429 and 821 restricted common shares on April 1, 2026 and April 3, 2026, respectively.
Nasdaq, Inc. (NDAQ) reporting person P C Griggs filed to sell common stock through Morgan Stanley Smith Barney LLC’s Executive Financial Services program. The planned sale covers 3,226 shares of common stock, with an approximate market value of $310,223.77, to be sold on or after August 10, 2026 on NASDAQ.
The filing references restricted stock awards from April 1, 2024, 2025, and 2026 totaling 3,226 shares. It also lists prior sales over the past three months: 11,010 shares for $1,060,755.15 on July 29, 2026; 11,010 shares for $1,034,459.96 on July 27, 2026; 6,777 shares for $627,075.81 on July 24, 2026; and 5,093 shares for $471,688.20 on May 18, 2026.
Bradley J. Peterson filed a notice to potentially sell up to 6,000 shares of NDAQ common stock through Morgan Stanley Smith Barney LLC Executive Financial Services on August 7, 2026, with a reported aggregate market value of $573,300.60. The shares relate to Performance Shares acquired from the issuer on February 11, 2026. In the preceding three months, Peterson reported selling 13,000 shares of common stock on July 24, 2026 for $1,203,910.50.
Bryan Everard Smith, EVP and CPO of Nasdaq, Inc., reported a sale of 1,556 shares of common stock on August 3, 2026 at $95.07 per share, reported as a sale in open market or private transaction. The transaction was effected under a Rule 10b5-1(c) trading plan adopted on March 12, 2026. Following the sale, he directly beneficially owns 67,647 shares, including 22,563 restricted shares or units, 40,202 shares underlying PSUs and 4,882 shares purchased under the Employee Stock Purchase Plan.
Bryan Smith filed a notice to sell up to 1,556 shares of Common Stock of NDAQ through Morgan Stanley Smith Barney LLC Executive Financial Services at New York Plaza. The proposed sale has an aggregate value of $147,928.92 and is listed for NASDAQ. The filing also reports past 3‑month sales of 3,000 shares for $240,000.00 on July 1, 2026 and 3,000 shares for $260,730.00 on June 11, 2026.
Nelson Griggs, President, Capital Access Platforms at NASDAQ, INC., sold 11,010 shares of common stock on July 29, 2026 at a weighted average price of $96.35 per share, with trades between $96.17 and $96.43. After the sale, he reported 205,001 shares and units, consisting of 55,950 shares or units of restricted stock (20,746 vested) and 149,051 shares of common stock underlying PSUs, 136,209 of which are vested.
Nasdaq, Inc. (NDAQ) is reported as the issuer for a planned sale of common stock by P C Griggs. A brokerage account at Morgan Stanley Smith Barney LLC lists 11,010 common shares to be sold, with an aggregate market value of $1,060,755.15 and Nasdaq as the trading market. The securities are described as Restricted Stock originally acquired from the issuer.
Over the past three months, P C Griggs has reported sales of Nasdaq common stock totaling several thousand shares across three transactions, each with specified share counts, dates, and aggregate sale prices.
NASDAQ, INC. executive Bradley J. Peterson, EVP and CIO, sold 13,000 shares of common stock on July 24, 2026 in an open-market transaction at a weighted average price of $92.61, with individual sale prices between $92.58 and $92.66. After this sale, he holds 128,293 shares, consisting of 64,377 shares or units of restricted stock (38,372 vested), 58,618 shares underlying performance stock units (48,986 vested), and 5,298 shares purchased under the Employee Stock Purchase Plan.
Nasdaq, Inc. officer Nelson Griggs, President of Capital Access Platforms, reported open-market sales of a total of 17,787 common shares. He sold 6,777 shares on July 24, 2026 at $92.53 per share and 11,010 shares on July 27, 2026 at a weighted-average $93.96 (range $93.83–$94.10). He continues to hold equity awards covering 66,960 restricted shares or units and 149,051 PSUs, with substantial portions already vested.