Welcome to our dedicated page for NASDAQ SEC filings (Ticker: NDAQ), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Nasdaq, Inc. filings document governance, financial results, capital actions and registered securities for a public market-technology operator. Recent 8-K reports cover quarterly and annual results, Regulation FD presentation materials, dividend declarations, amendments to charter and bylaw provisions, and tender offers involving outstanding senior notes.
The company’s proxy materials describe board matters, shareholder voting items, executive compensation and equity awards. Cover-page disclosures identify Nasdaq common stock and listed senior notes, including securities registered on The Nasdaq Stock Market and related Nasdaq trading venues.
Nasdaq, Inc. EVP, CSO Jeremy Skule sold 1,125 common shares at $95.0000 per share on September 22, 2026. The sale was effected under a Rule 10b5-1(c) trading plan adopted on May 7, 2026. After the sale, the reported position was 100,073 shares or units, representing 35,511 restricted-stock shares or units (9,551 vested), 60,843 shares underlying PSUs (52,817 vested), and 3,719 shares purchased under the issuer’s Employee Stock Purchase Plan.
NASDAQ, INC. (NDAQ) officer Jeremy Skule has filed notice of planned share sales under Rule 144. The notice covers the potential sale of 1,125 shares of common stock, originally received as performance shares, with an indicated aggregate market value of $106,875.00. During the prior three months, Skule reported sales totaling 3,375 shares for combined proceeds of $319,185.00.
NASDAQ, INC. (NDAQ) reported that executive vice president and chief strategy officer Jeremy Skule sold 1,125 shares of common stock on September 10, 2026 at $94.22 per share in an open-market transaction effected under a Rule 10b5-1(c) trading plan adopted on May 7, 2026. After this sale, he holds 101,198 shares directly, including restricted stock, performance stock units and shares acquired through the employee stock purchase plan.
NASDAQ, INC. (NDAQ) received a notice that officer Jeremy Skule plans to sell 1,125 shares of common stock under Rule 144 through Morgan Stanley Smith Barney LLC, with an aggregate market value of $105,997.50, to be sold on or about September 10, 2026 on Nasdaq.
The shares consist of 18 restricted stock shares granted April 1, 2026 and 1,107 performance shares granted February 19, 2025. The notice also reports that Skule sold 2,250 shares of common stock in the prior three months on August 10, 2026 for $213,187.50.
Wellington Management Group LLP and related entities report a significant passive stake in The NASDAQ OMX Group, Inc. common stock. Across their investment adviser structure, they collectively report 30,332,304 shares beneficially owned, representing 5.36% of the outstanding common stock. The shares are held of record by clients of various Wellington investment advisers, not by Wellington itself. Wellington and its affiliated entities report no sole voting or dispositive power over these shares; all reported authority is on a shared basis among the group’s advisory entities and their clients. The filing states that, although Wellington’s clients have rights to dividends and sale proceeds, no individual client is known to hold more than 5% of this class of securities.
Massachusetts Financial Services Company filed an amended Schedule 13G reporting its beneficial ownership in NASDAQ, Inc. common stock. The firm reports beneficial ownership of 23,259,540 shares, representing 4.1% of the outstanding common stock. It has sole voting power over 22,728,519 shares and sole dispositive power over 23,259,540 shares, with no shared voting or dispositive power. The filing states that the holder now owns 5 percent or less of this class of securities.
NASDAQ, INC. executive Jeremy Skule (EVP, CSO) reported a sale of 2,250 shares of common stock on August 10, 2026 at a weighted average price of $94.75 per share, executed under a Rule 10b5-1(c) trading plan. Following the transaction, he reported 102,323 shares or units in various forms of equity awards and purchased stock.
NASDAQ, INC. executive Nelson Griggs, President of Capital Access Platforms, reported an open-market sale of 3,226 shares of common stock on August 10, 2026 at $96.16 per share. Following the sale, his reported holdings total 201,775 shares, including 52,724 restricted-stock shares or units (17,520 vested) and 149,051 shares underlying PSUs (136,209 vested).
NASDAQ, Inc. executive vice president and chief information officer Bradley J. Peterson reported an open-market sale of 6,000 shares of common stock on August 7, 2026 at $95.55 per share. Following this transaction, he reports 122,293 shares, consisting of 64,377 shares or units of restricted stock (38,372 vested), 52,618 shares underlying performance stock units (42,986 vested), and 5,298 shares purchased under the employee stock purchase plan.
An affiliate of Nasdaq, Inc. filed a notice to sell common stock under Rule 144 through Morgan Stanley Smith Barney LLC Executive Financial Services. The planned sale covers 2,250 common shares with an aggregate market value of $213,187.50, to be sold on or after August 10, 2026 on NASDAQ. The notice also lists prior sales of 1,429 and 821 restricted common shares on April 1, 2026 and April 3, 2026, respectively.