Welcome to our dedicated page for Nasdaq SEC filings (Ticker: NDAQ), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Nasdaq, Inc. filings document governance, financial results, capital actions and registered securities for a public market-technology operator. Recent 8-K reports cover quarterly and annual results, Regulation FD presentation materials, dividend declarations, amendments to charter and bylaw provisions, and tender offers involving outstanding senior notes.
The company’s proxy materials describe board matters, shareholder voting items, executive compensation and equity awards. Cover-page disclosures identify Nasdaq common stock and listed senior notes, including securities registered on The Nasdaq Stock Market and related Nasdaq trading venues.
Nasdaq, Inc. director Alfred W. Zollar received an equity award of 4,497 Restricted Stock Units (RSUs), each representing one share of common stock. The RSUs were granted under Nasdaq's Equity Incentive Plan and the entire award vests on June 10, 2027.
After this grant, Zollar holds 58,281 shares of common stock, including RSUs. Footnotes state he has been granted a total of 55,739 RSUs under the plan, of which 51,242 are vested, as well as 2,542 shares acquired through open market purchases.
KLOET THOMAS A reported acquisition or exercise transactions in this Form 4 filing.
NASDAQ, INC. director Thomas A. Kloet reported an equity compensation grant and updated share holdings. He received an award of 4,554 Restricted Stock Units (RSUs), with each unit representing a contingent right to one share of common stock, vesting on June 10, 2027. After this grant, he directly holds 36,559 shares of common stock and an additional 68,709 shares are held indirectly through a family trust for which he is trustee and beneficiary. The Form 4 reflects compensation-related share awards and holdings, with no reported open‑market purchases or sales.
Townes-Whitley Toni reported acquisition or exercise transactions in this Form 4 filing.
NASDAQ, INC. director Toni Townes-Whitley received an equity award in the form of 2,998 Restricted Stock Units (RSUs) of common stock at no cash cost, as part of Nasdaq's Equity Incentive Plan. Each RSU represents a right to receive one share of common stock if vesting conditions are met.
The entire 2,998-unit award is scheduled to vest on June 10, 2027. Following this grant, Townes-Whitley now holds a total of 23,469 RSUs under Nasdaq's plan, of which 20,471 are already vested as of the Form 4 filing date.
ARNOLDI MELISSA reported acquisition or exercise transactions in this Form 4 filing.
NASDAQ, INC. director Melissa Arnoldi received a grant of 4,324 Restricted Stock Units as equity compensation, with no cash paid per share. Each RSU represents a right to one share of common stock and vests in full on June 10, 2027. Following this award, she holds 55,515 RSUs in total, of which 51,191 are already vested.
SPLINTER MICHAEL R reported acquisition or exercise transactions in this Form 4 filing.
NASDAQ, INC. director Michael R. Splinter reported a new stock-based compensation award and updated holdings. He received an award of 5,246 Restricted Stock Units (RSUs) under Nasdaq's Equity Incentive Plan, with the entire grant vesting on June 10, 2027. Each RSU represents a contingent right to receive one share of Nasdaq common stock.
Following this grant, he holds 217,988 RSUs in total, of which 212,742 were vested as of the filing date. In addition, 15,225 shares of common stock are held indirectly through family trusts, which reflect shares he previously gifted and for which he serves as trustee. These transactions reflect equity compensation and prior gifting activity rather than open-market buying or selling.
NASDAQ, INC. director Johan Torgeby received an award of 2,998 Restricted Stock Units under the company’s Equity Incentive Plan, with all units scheduled to vest on June 10, 2027. Separately, 300 shares were surrendered to cover withholding taxes on previously vested equity, a non-market disposition. Following these updates, Torgeby’s holdings total 43,495 shares and RSUs, including 17,495 RSUs (14,497 vested) and 26,000 shares acquired through prior open-market purchases.
Nasdaq, Inc. director Kazim Essa reported routine equity compensation activity. On June 10, 2026, he received 4,151 shares of common stock as a grant under Nasdaq's Equity Incentive Plan, tied to Restricted Stock Units. On June 11, 2026, 622 shares were surrendered to cover withholding taxes related to a prior equity vesting, not an open-market sale. Following these transactions, he holds 146,917 RSUs granted under the plan, of which 142,766 are vested as of the Form 4 filing date.
Nelson Griggs, President of Capital Access Platforms at Nasdaq, Inc., reported an open-market sale of 5,093 shares of common stock at $92.62 per share on May 18, 2026. After this transaction, he directly holds 233,798 shares. Footnote disclosures also list sizeable restricted stock and performance stock unit awards, with a substantial portion already vested.
NDAQ files a Form 144 notice of proposed resale of restricted common stock through a broker-dealer. The filing lists proposed sales handled by Morgan Stanley Smith Barney LLC and specifies proposed lot dates and share counts: 1,499 shares dated 04/03/2025, 2,095 shares dated 04/01/2026, and 1,499 shares dated 04/03/2026. The filing names the securities as Restricted Stock and identifies Morgan Stanley Smith Barney LLC as the broker-dealer.