Nasdaq, Inc. filings document governance, financial results, capital actions and registered securities for a public market-technology operator. Recent 8-K reports cover quarterly and annual results, Regulation FD presentation materials, dividend declarations, amendments to charter and bylaw provisions, and tender offers involving outstanding senior notes.
The company’s proxy materials describe board matters, shareholder voting items, executive compensation and equity awards. Cover-page disclosures identify Nasdaq common stock and listed senior notes, including securities registered on The Nasdaq Stock Market and related Nasdaq trading venues.
Nasdaq, Inc. common stock was included in BlackRock, Inc.’s amended beneficial ownership report, which lists 34,857,826 shares, or 6.2% of the class, as of September 30, 2026. BlackRock reported sole voting power over 31,456,855 shares and sole dispositive power over 34,857,826 shares, with zero shared voting and dispositive power. The reported securities reflect certain BlackRock business units and subsidiaries and affiliates; other business units whose ownership is disaggregated are excluded. BlackRock stated that various persons have rights to dividends or sale proceeds, but no such person’s interest exceeds 5% of the outstanding common shares.
Nasdaq, Inc. officer Bradley J. Peterson reported a proposed sale of 3,987 common shares, with an aggregate market value of $417,638.25, through Morgan Stanley Smith Barney LLC; the notice lists October 27, 2026 as the approximate sale date. It also reports earlier sales of 4,000 shares on October 23, 2026 and 6,000 shares on August 7, 2026.
NASDAQ, Inc. reported that Tal Cohen, its President of Market Platforms, sold 10,390 shares of common stock on October 23, 2026, at a weighted average price of $103.34 per share. The shares were sold in multiple transactions at prices from $103.14 to $103.51 per share. His reported post-transaction position was 205,076 shares, including 116,173 shares or units of restricted stock, 87,017 shares underlying PSUs and 1,886 shares purchased under the Employee Stock Purchase Plan. No Rule 10b5-1 plan is reported for the sale.
Nasdaq, Inc. EVP and CIO Bradley J. Peterson sold 4,000 shares of common stock on October 23, 2026, at $103.38 per share. He reported 118,293 shares following the sale. The transaction was reported as direct ownership, and no Rule 10b5-1 plan is reported.
Nasdaq, Inc. (NDAQ) elected Börje Ekholm to its Board of Directors, effective November 1, 2026. The Board determined he is independent, and he will serve on the Audit & Risk Committee. His term runs until the earlier of his death, resignation or removal, or the 2027 Annual Meeting of Shareholders and the qualification and election of a successor.
Holden Spaht notified Nasdaq of his resignation from the Board and all committees, effective December 31, 2026; Nasdaq stated his decision was not the result of a disagreement with the company. An immediate family member of Ekholm is employed by Nasdaq in a non-officer position and received aggregate total compensation in excess of $120,000 from the beginning of fiscal year 2025 through the 8-K filing date. The Audit & Risk Committee reviewed and ratified the compensation arrangements before Ekholm’s election.
Nasdaq, Inc. officer Tal Cohen gave notice of a proposed sale of 10,390 common shares through Morgan Stanley Smith Barney LLC, with an aggregate market value of $1,073,754.55 and an approximate sale date of October 23, 2026. The notice lists restricted stock acquired from the issuer on April 1, 2025, in separate amounts of 973 and 9,417 shares.
Nasdaq, Inc. officer Bradley J. Peterson gave notice of a proposed sale of 4,000 common shares, with an aggregate market value of $413,520 and an approximate sale date of October 23, 2026. Morgan Stanley Smith Barney LLC is named as broker, and NASDAQ is listed as the exchange. The listed restricted-stock lots were acquired from the issuer: 2,434 shares on July 1, 2024, and 1,566 shares on April 3, 2025. Peterson's past-three-month sales included 13,000 shares on July 24, 2026, and 6,000 shares on August 7, 2026.
Nasdaq, Inc. EVP, CSO Jeremy Skule sold 1,125 shares of common stock at $95 per share on October 20, 2026, under a Rule 10b5-1(c) trading plan adopted on May 7, 2026.
His reported holdings following the sale were 96,561 shares, representing restricted stock, shares underlying performance stock units (PSUs), and shares purchased under the Employee Stock Purchase Plan.
Nasdaq, Inc. reported third-quarter 2026 revenue of $2.393 billion, compared with $1.979 billion a year earlier. Net income attributable to Nasdaq was $540 million versus $423 million, and diluted earnings per share were $0.96 versus $0.73. Revenues less transaction-based expenses were $1.481 billion versus $1.315 billion; operating income was $732 million versus $586 million. Segment revenue was $1.221 billion in Market Services, $641 million in Capital Access Platforms and $529 million in Financial Technology.
Operating cash flow for the first nine months of 2026 was $1.921 billion, compared with $1.630 billion in 2025. Nasdaq repurchased 13,960,673 shares for $1.226 billion and paid $500 million in dividends during the period. The board approved a $0.31-per-share October dividend. Nasdaq completed its Dasseti acquisition in September and acquired the remaining interests in LeveL Holdings, LLC, parent of LeveL Markets, in October; LeveL Markets became a wholly owned subsidiary. Nasdaq also paid $385 million, the maximum notional amount, for an initial share delivery under an October accelerated share repurchase; final settlement is expected in the fourth quarter of 2026.
Nasdaq, Inc. reported third-quarter 2026 net revenue—revenues less transaction-based expenses—of $1.481 billion, up 13% year over year and 14% on an organic basis. Solutions revenue was $1.172 billion, up 17% (18% organic). GAAP diluted EPS was $0.96, up 31%; non-GAAP diluted EPS was $1.04, up 18% reported (19% organic). ARR was $3.365 billion, up 12% reported and 14% organic.
Operating cash flow was $521 million. Nasdaq returned $173 million through dividends and $323 million through common-stock repurchases; $2.2 billion remained under the board-authorized repurchase program as of September 30, 2026. Nasdaq updated 2026 non-GAAP operating expense guidance to $2.550 billion to $2.580 billion and maintained its non-GAAP tax-rate guidance range of 22.5% to 24.5%. The board declared a $0.31 quarterly dividend, payable December 18, 2026, to shareholders of record at the close of business December 4, 2026; future declarations are subject to board approval.
Index net inflows were $49 billion in the quarter. Nasdaq completed its acquisition of LeveL Markets early in the fourth quarter, and The Nasdaq Stock Market remained on track to begin 23/5 trading on December 6, 2026.