NASDAQ, INC. (NDAQ) exec Nelson Griggs sells 3,226 shares at $96.16
Rhea-AI Filing Summary
NASDAQ, INC. executive Nelson Griggs, President of Capital Access Platforms, reported an open-market sale of 3,226 shares of common stock on August 10, 2026 at $96.16 per share. Following the sale, his reported holdings total 201,775 shares, including 52,724 restricted-stock shares or units (17,520 vested) and 149,051 shares underlying PSUs (136,209 vested).
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Seller: 3,226 shares
Net Sell
1 txn
Insider
Griggs PC Nelson
Role
Pres. Capital Access Platforms
Sold
3,226 shs ($310K)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Sale | Common Stock, par value $0.01 per share F1 | 3,226 | $96.16 | $310K |
Holdings After Transaction:
Common Stock, par value $0.01 per share — 201,775 shares (Direct)
Footnotes (1)
- F1. Represents (i) 52,724 shares or units of restricted stock, of which 17,520 are vested and (ii) 149,051 shares of Common Stock underlying PSUs, 136,209 of which are vested.
Key Figures
Shares sold: 3,226 shares
Sale price: $96.16 per share
Post-transaction holdings: 201,775 shares
+2 more
5 metrics
Shares sold
3,226 shares
Non-derivative common stock sale on August 10, 2026
Sale price
$96.16 per share
Reported per-share price for the August 10, 2026 sale
Post-transaction holdings
201,775 shares
Total common stock and equity-based units following the reported sale
Restricted stock units and shares
52,724 (17,520 vested)
Restricted stock or units included in post-transaction holdings
PSU underlying shares
149,051 (136,209 vested)
Common stock underlying performance stock units in holdings footnote
Key Terms
Performance Stock Units, restricted stock, par value
3 terms
Performance Stock Units financial
"149,051 shares of Common Stock underlying PSUs, 136,209 of which are vested"
Performance stock units are a type of company award that grants employees shares of stock only if certain performance goals are met. They motivate employees to work toward specific company achievements, aligning their interests with those of shareholders. For investors, they can influence a company's future stock supply and reflect management’s confidence in reaching key targets.
restricted stock financial
"Represents (i) 52,724 shares or units of restricted stock, of which 17,520 are vested"
Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.
par value financial
"Common Stock, par value $0.01 per share"
Par value is the fixed amount printed on a bond or stock that represents its original value when issued. It’s like the face value of a coin or bill—what the issuer promises to pay back or the starting price of a stock—though it often doesn’t change with market prices. It matters because it helps determine certain financial details, like how much the company will pay back at maturity.
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What insider transaction did NASDAQ, INC. (NDAQ) report for Nelson Griggs?
Nelson Griggs reported a sale of 3,226 NASDAQ, INC. shares of common stock on August 10, 2026 in an open-market or private transaction at $96.16 per share, according to the Form 4 filing.
Was the Nelson Griggs NDAQ stock sale made under a Rule 10b5-1 trading plan?
The filing’s Rule 10b5-1 checkbox is not marked as using a trading plan. The aff_10b5_one field is false, and no footnote states that the August 10, 2026 sale was executed pursuant to a 10b5-1 plan.
What portion of Nelson Griggs’ NDAQ holdings are restricted stock and PSUs?
The filing notes 52,724 restricted-stock shares or units, of which 17,520 are vested, and 149,051 shares underlying PSUs, of which 136,209 are vested, included within Griggs’ reported post-transaction holdings of NASDAQ, INC. equity.
Is the Nelson Griggs NDAQ transaction a purchase or a sale of stock?
The Form 4 reports a sale of NASDAQ, INC. common stock by Nelson Griggs. The transaction code is “S”, and the acquired/disposed code indicates a disposition, classifying the August 10, 2026 transaction as a sale.