Nasdaq, Inc. (NDAQ) affiliate files Rule 144 to sell 2,250 shares

Rhea-AI Filing Summary

An affiliate of Nasdaq, Inc. filed a notice to sell common stock under Rule 144 through Morgan Stanley Smith Barney LLC Executive Financial Services. The planned sale covers 2,250 common shares with an aggregate market value of $213,187.50, to be sold on or after August 10, 2026 on NASDAQ. The notice also lists prior sales of 1,429 and 821 restricted common shares on April 1, 2026 and April 3, 2026, respectively.

Key Figures

Planned shares to be sold: 2,250 shares Aggregate market value: $213,187.50 Prospective sale date: 08/10/2026 +2 more

5 metrics

Planned shares to be sold 2,250 shares Common stock to be sold under Rule 144 on or after August 10, 2026

Aggregate market value $213,187.50 Aggregate value of 2,250 common shares to be sold

Prospective sale date 08/10/2026 Planned commencement date for NASDAQ sales

Restricted stock sold 04/01/2026 1,429 shares Restricted common stock reported as sold during past 3 months

Restricted stock sold 04/03/2026 821 shares Restricted common stock reported as sold during past 3 months

Key Terms

Restricted Stock, Securities Sold During The Past 3 Months, Executive Financial Services

3 terms

Restricted Stock financial

"Common | 04/01/2026 | Restricted Stock | ISSUER"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Securities Sold During The Past 3 Months financial

"144: Securities Sold During The Past 3 Months"

Executive Financial Services financial

"Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza"

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Available on EDGAR 08/10/2026 - 04:19 PM Accepted by SEC EDGAR 08/10/2026 - 04:19 PM Learn about SEC filing dates

FAQ

What does Nasdaq (NDAQ) disclose in this Form 144 filing?

The filing discloses a planned sale of 2,250 common shares of Nasdaq, Inc. through Morgan Stanley Smith Barney LLC, with an aggregate value of $213,187.50, under Rule 144 on or after August 10, 2026.

How many Nasdaq (NDAQ) shares are planned to be sold and at what value?

The notice covers 2,250 common shares of Nasdaq, Inc. with an aggregate market value of $213,187.50. These shares are expected to be sold on NASDAQ beginning August 10, 2026, under Rule 144.

Which broker is handling the planned Rule 144 sale for Nasdaq (NDAQ) shares?

The planned sale of 2,250 Nasdaq common shares is to be handled by Morgan Stanley Smith Barney LLC Executive Financial Services, based at 1 New York Plaza, 8th Floor, New York, NY 10004.

What prior Nasdaq (NDAQ) share sales are reported in the last three months?

The filing reports prior sales of 1,429 restricted common shares on April 1, 2026 and 821 restricted common shares on April 3, 2026, both categorized as restricted stock transactions.

On which exchange will the Nasdaq (NDAQ) Rule 144 shares be sold?

The 2,250 common shares covered by this notice are expected to be sold on the NASDAQ market. The filing lists the security as common stock traded on NASDAQ.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	2250	213187.50	558977372	08/10/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	04/01/2026	Restricted Stock	ISSUER			1429	04/01/2026	Not Applicable
Common	04/03/2026	Restricted Stock	ISSUER			821	04/03/2026	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)