Nasdaq insider plans sale of 6,777 common shares

NDAQ insider P C Griggs filed to sell common stock under Rule 144.

Accepted by SEC EDGAR 07/24/2026 - 04:07 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

NDAQ insider P C Griggs filed to sell common stock under Rule 144. The filing lists a planned sale of 6,777 shares of Nasdaq, Inc. common stock through Morgan Stanley Smith Barney LLC Executive Financial Services, with an aggregate market value of $627,075.81, expected on July 24, 2026 on NASDAQ. It also notes prior acquisitions of performance shares from the issuer and reports that 5,093 shares of common stock were sold on May 18, 2026 for $471,688.20.

Key Figures

Planned shares to be sold: 6,777 shares Aggregate market value of planned sale: $627,075.81 Shares sold in past 3 months: 5,093 shares +3 more

6 metrics

Planned shares to be sold 6,777 shares Common stock sale expected on July 24, 2026

Aggregate market value of planned sale $627,075.81 Value of 6,777 NDAQ common shares to be sold

Shares sold in past 3 months 5,093 shares Common stock sold on May 18, 2026

Value of past 3‑month sale $471,688.20 Proceeds from 5,093 shares sold on May 18, 2026

Performance shares (Feb 19, 2025) 3,519 shares Common stock performance shares from issuer dated February 19, 2025

Performance shares (Feb 11, 2026) 3,258 shares Common stock performance shares from issuer dated February 11, 2026

Key Terms

Performance Shares, Executive Financial Services, Rule 144

3 terms

Performance Shares financial

"Common | 02/19/2025 | Performance Shares | Issuer"

Performance shares are a type of company stock given to executives or employees that only become theirs if the company meets specific goals, like hitting certain profits or growth targets. They motivate leaders to work toward the company’s success, because their additional shares depend on achieving these results.

Executive Financial Services financial

"Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza"

Rule 144 regulatory

"144: Securities To Be Sold"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What stock sale is P C Griggs planning according to the NDAQ Form 144?

P C Griggs plans to sell 6,777 shares of Nasdaq, Inc. common stock with an aggregate market value of $627,075.81, expected to be executed on July 24, 2026 on the NASDAQ market.

Which broker is handling P C Griggs’ planned NDAQ share sale?

The planned sale of NDAQ common stock is to be handled by Morgan Stanley Smith Barney LLC Executive Financial Services, located at 1 New York Plaza, 8th Floor, New York, NY 10004, as indicated in the filing.

What prior NDAQ share sale did P C Griggs report in the last three months?

The filing reports that P C Griggs sold 5,093 shares of Nasdaq, Inc. common stock on May 18, 2026 for total proceeds of $471,688.20 during the past three months.

How many NDAQ performance shares are referenced in the Form 144 filing?

The filing references performance share acquisitions of 3,519 shares on February 19, 2025 and 3,258 shares on February 11, 2026, both issued by Nasdaq, Inc. as performance shares.

On which exchange will P C Griggs’ NDAQ shares be sold?

The planned sale of Nasdaq, Inc. common stock by P C Griggs is indicated to occur on the NASDAQ exchange, with the expected sale date listed as July 24, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001622632
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	NASDAQ, INC.
SEC File Number	001-38855
Address of Issuer	151 W. 42nd Street, New York NEW YORK 10036
Phone	212-401-8700
Name of Person for Whose Account the Securities are To Be Sold	P C GRIGGS
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	6777	627075.81	558977372	07/24/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/19/2025	Performance Shares	Issuer			3519	02/19/2025	Not Applicable
Common	02/11/2026	Performance Shares	Issuer			3258	02/11/2026	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
P C GRIGGS 151 W. 42nd Street, New York NY 10036	Common	05/18/2026	5093	471688.20

144: Remarks and Signature

Remarks
Date of Notice	07/24/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ P.C. Nelson Griggs
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)