Nasdaq (NDAQ) insider plans $1.03M Form 144 stock sale

Rhea-AI Filing Summary

Nasdaq, Inc. (NDAQ) insider P C Griggs filed a notice of proposed sale of up to 11,010 shares of common stock through Morgan Stanley Smith Barney LLC Executive Financial Services. The shares, valued at $1,034,459.96 as of 07/27/2026, relate to restricted stock acquired on 07/01/2025.

The filing also lists prior sales in the last three months: 6,777 shares on 07/24/2026 for $627,075.81 and 5,093 shares on 05/18/2026 for $471,688.20.

Key Figures

Shares proposed for sale: 11,010 shares Aggregate market value of proposed sale: $1,034,459.96 Shares sold on 07/24/2026: 6,777 shares +4 more

7 metrics

Shares proposed for sale 11,010 shares Common stock proposed to be sold by P C Griggs under Form 144

Aggregate market value of proposed sale $1,034,459.96 Market value of 11,010 shares as of 07/27/2026

Shares sold on 07/24/2026 6,777 shares Common stock sold during past 3 months by P C Griggs

Proceeds from 07/24/2026 sale $627,075.81 Value of 6,777 shares of common stock sold on 07/24/2026

Shares sold on 05/18/2026 5,093 shares Common stock sold during past 3 months by P C Griggs

Proceeds from 05/18/2026 sale $471,688.20 Value of 5,093 shares of common stock sold on 05/18/2026

Acquisition date of restricted stock 07/01/2025 Date restricted stock related to the proposed sale was acquired from issuer

Key Terms

Form 144, Restricted Stock, Executive Financial Services

3 terms

Form 144 regulatory

"144: Filer Information | | | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock financial

"Common | 07/01/2025 | Restricted Stock | Issuer"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Executive Financial Services financial

"Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza"

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Available on EDGAR 07/27/2026 - 04:02 PM Accepted by SEC EDGAR 07/27/2026 - 04:01 PM Learn about SEC filing dates

FAQ

What does the Form 144 filing for NDAQ by P C Griggs disclose?

The filing discloses that P C Griggs plans to sell up to 11,010 shares of Nasdaq, Inc. common stock under Form 144. It identifies Morgan Stanley Smith Barney LLC Executive Financial Services as the broker handling the proposed sale.

How many NDAQ shares are planned to be sold and what is their value?

P C Griggs plans to sell up to 11,010 shares of Nasdaq, Inc. common stock. The filing reports an aggregate market value of $1,034,459.96 for these shares as of 07/27/2026 on the NASDAQ market.

What prior NDAQ stock sales by P C Griggs are reported in the last 3 months?

The filing reports two recent sales: 6,777 shares on 07/24/2026 for $627,075.81 and 5,093 shares on 05/18/2026 for $471,688.20. These transactions are listed as securities sold during the past three months.

What type of NDAQ security is covered in this Form 144 filing?

The filing covers common stock of Nasdaq, Inc. It notes that the shares to be sold are related to restricted stock originally acquired from the issuer on 07/01/2025, with the proposed sale disclosed under Form 144.

Which broker is handling the proposed NDAQ stock sale for P C Griggs?

The broker identified is Morgan Stanley Smith Barney LLC Executive Financial Services, located at 1 New York Plaza, 8th Floor, New York, NY 10004. This firm is listed in connection with the proposed sale of 11,010 shares of Nasdaq, Inc. common stock.

On which exchange is the NDAQ stock in this Form 144 filing listed?

The common stock referenced in the filing is listed on the NASDAQ exchange. The filing associates the proposed sale of 11,010 shares of Nasdaq, Inc. common stock with trading on NASDAQ as of 07/27/2026.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	11010	1034459.96	558977372	07/27/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	07/01/2025	Restricted Stock	Issuer			11010	07/01/2025	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
P C GRIGGS 151 W. 42nd Street, New York NY 10036	Common	07/24/2026	6777	627075.81
P C GRIGGS 151 W. 42nd Street, New York NY 10036	Common	05/18/2026	5093	471688.20

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)