Bradley J. Peterson plans 13,000-share NDAQ sale (NDAQ) worth $1.20M

Rhea-AI Filing Summary

Bradley J. Peterson has filed a notice for the proposed sale of 13,000 shares of common stock of NDAQ through Morgan Stanley Smith Barney LLC Executive Financial Services, to be sold on the NASDAQ on or after 07/24/2026 with an aggregate market value of $1,203,910.50. These securities are classified as Performance Shares acquired on 02/11/2026.

The filing also reports that during the past three months, a prior sale of 7,710 common shares occurred on 04/28/2026 for total proceeds of $700,209.09.

Key Figures

Shares proposed for sale: 13,000 shares Proposed sale market value: $1,203,910.50 Planned sale date: 07/24/2026 +3 more

6 metrics

Shares proposed for sale 13,000 shares Common stock to be sold through Morgan Stanley Smith Barney LLC

Proposed sale market value $1,203,910.50 Aggregate market value of 13,000 common shares

Planned sale date 07/24/2026 Proposed sale date for the 13,000 common shares

Performance Shares acquired 13,000 shares Performance Shares acquisition date 02/11/2026

Prior 3-month shares sold 7,710 shares Common shares sold on 04/28/2026

Prior sale proceeds $700,209.09 Total proceeds from 7,710-share sale on 04/28/2026

Key Terms

Performance Shares, Securities To Be Sold, Securities Sold During The Past 3 Months

3 terms

Performance Shares financial

"Common | 02/11/2026 | Performance Shares | Issuer"

Performance shares are a type of company stock given to executives or employees that only become theirs if the company meets specific goals, like hitting certain profits or growth targets. They motivate leaders to work toward the company’s success, because their additional shares depend on achieving these results.

Securities To Be Sold regulatory

"144: Securities To Be Sold"

Securities Sold During The Past 3 Months regulatory

"144: Securities Sold During The Past 3 Months"

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Available on EDGAR 07/24/2026 - 04:21 PM Accepted by SEC EDGAR 07/24/2026 - 04:21 PM Learn about SEC filing dates

FAQ

What does the NDAQ filing report about upcoming stock sales?

The filing reports a proposed sale of 13,000 NDAQ common shares with an aggregate market value of $1,203,910.50, to be executed through Morgan Stanley Smith Barney LLC Executive Financial Services on the NASDAQ on or after 07/24/2026.

Who is selling NDAQ shares and how many are involved?

Bradley J. Peterson is listed as the selling security holder, planning to sell 13,000 common shares of NDAQ. These shares are described as Performance Shares originally acquired on 02/11/2026.

What is the total market value of the NDAQ shares proposed for sale?

The proposed sale covers NDAQ common shares with a total market value of $1,203,910.50. This value relates to the planned disposition of 13,000 shares through Morgan Stanley Smith Barney LLC on the NASDAQ market.

Were any NDAQ shares sold in the three months before this notice?

Yes. The filing states that 7,710 NDAQ common shares were sold on 04/28/2026 for total proceeds of $700,209.09. This transaction is disclosed under securities sold during the past three months.

What type of NDAQ securities are being sold in this transaction?

The securities are identified as Performance Shares of NDAQ common stock. They were acquired on 02/11/2026 and are now the subject of a proposed sale totaling 13,000 shares on the NASDAQ.

Which broker is handling the proposed NDAQ share sale?

The proposed sale of NDAQ shares is to be handled by Morgan Stanley Smith Barney LLC Executive Financial Services, located at 1 New York Plaza, 8th Floor, New York, NY 10004, as listed in the securities information section.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	13000	1203910.50	558977372	07/24/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/11/2026	Performance Shares	Issuer			13000	02/11/2026	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
BRADLEY J PETERSON 151 W. 42nd Street, New York NY 10036	Common	04/28/2026	7710	700209.09

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)