Nasdaq insider plans sale of 11,010 common shares

Nasdaq, Inc. (NDAQ) is reported as the issuer for a planned sale of common stock by P C Griggs.

Accepted by SEC EDGAR 07/29/2026 - 04:08 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Nasdaq, Inc. (NDAQ) is reported as the issuer for a planned sale of common stock by P C Griggs. A brokerage account at Morgan Stanley Smith Barney LLC lists 11,010 common shares to be sold, with an aggregate market value of $1,060,755.15 and Nasdaq as the trading market. The securities are described as Restricted Stock originally acquired from the issuer.

Over the past three months, P C Griggs has reported sales of Nasdaq common stock totaling several thousand shares across three transactions, each with specified share counts, dates, and aggregate sale prices.

Key Figures

Planned shares to be sold: 11,010 shares Aggregate market value of planned sale: $1,060,755.15 Sale on 07/27/2026: 11,010 shares; $1,034,459.96 +2 more

5 metrics

Planned shares to be sold 11,010 shares Common stock listed for sale through Morgan Stanley Smith Barney LLC

Aggregate market value of planned sale $1,060,755.15 Value of 11,010 Nasdaq common shares proposed for sale

Sale on 07/27/2026 11,010 shares; $1,034,459.96 Reported past 3-month sale of Nasdaq common stock by P C Griggs

Sale on 07/24/2026 6,777 shares; $627,075.81 Reported past 3-month sale of Nasdaq common stock by P C Griggs

Sale on 05/18/2026 5,093 shares; $471,688.20 Reported past 3-month sale of Nasdaq common stock by P C Griggs

Key Terms

Restricted Stock, Securities To Be Sold, Securities Sold During The Past 3 Months

3 terms

Restricted Stock financial

"Common | 07/01/2024 | Restricted Stock | Issuer"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Securities To Be Sold regulatory

"144: Securities To Be Sold"

Securities Sold During The Past 3 Months regulatory

"144: Securities Sold During The Past 3 Months"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Nasdaq (NDAQ) report in this Form 144 filing?

The filing reports a planned sale of 11,010 shares of Nasdaq common stock associated with P C Griggs, with an aggregate market value of $1,060,755.15, to be traded on the Nasdaq market.

How many Nasdaq (NDAQ) shares are proposed to be sold by P C Griggs?

P C Griggs is associated with a proposed sale of 11,010 shares of Nasdaq common stock. These shares have an aggregate market value of $1,060,755.15 according to the filing details.

What recent Nasdaq (NDAQ) stock sales has P C Griggs reported?

Over the past three months, P C Griggs reported three Nasdaq common stock sales: 5,093 shares on 05/18/2026, 6,777 shares on 07/24/2026, and 11,010 shares on 07/27/2026, each with specified aggregate sale prices.

What is the aggregate value of the latest planned Nasdaq (NDAQ) share sale?

The latest planned sale associated with P C Griggs covers 11,010 shares of Nasdaq common stock with an aggregate market value of $1,060,755.15, as listed in the securities information section.

How are the Nasdaq (NDAQ) shares characterized in this sale notice?

The Nasdaq common shares are characterized as Restricted Stock, originally acquired from the issuer. They are held in an account at Morgan Stanley Smith Barney LLC and are proposed for sale on the Nasdaq market.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001622632
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	NASDAQ, INC.
SEC File Number	001-38855
Address of Issuer	151 W. 42nd Street, New York NEW YORK 10036
Phone	212-401-8700
Name of Person for Whose Account the Securities are To Be Sold	P C GRIGGS
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	11010	1060755.15	558977372	07/29/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	07/01/2024	Restricted Stock	Issuer			11010	07/01/2024	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
P C GRIGGS 151 W. 42nd Street, New York NY 10036	Common	07/27/2026	11010	1034459.96
P C GRIGGS 151 W. 42nd Street, New York NY 10036	Common	07/24/2026	6777	627075.81
P C GRIGGS 151 W. 42nd Street, New York NY 10036	Common	05/18/2026	5093	471688.20

144: Remarks and Signature

Remarks
Date of Notice	07/29/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ P.C. Nelson Griggs
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)