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Newmont (NEM) MD, Americas David Thornton discloses 35,497 shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Newmont Corporation executive David John Thornton reported his initial ownership of company stock. As of January 1, 2026, he beneficially owned 35,497 shares of Newmont common stock with a par value of $1.60 per share, held directly in his name. Thornton serves as an officer of Newmont with the title MD, Americas, and this filing reflects his status as a reporting person rather than a new stock transaction.

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SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Thornton David John

(Last) (First) (Middle)
6900 E. LAYTON AVE.
SUITE 700

(Street)
DENVER CO 80237

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/01/2026
3. Issuer Name and Ticker or Trading Symbol
NEWMONT Corp /DE/ [ NEM ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
MD, Americas
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, $1.60 par value 35,497 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
/s/ Logan H. Hennessey, Attorney-in-fact for David J. Thornton 01/09/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Who is the insider reporting ownership in Newmont (NEM)?

The reporting person is David John Thornton, who is an officer of Newmont Corporation with the title MD, Americas.

How many Newmont (NEM) shares does David John Thornton beneficially own?

He beneficially owns 35,497 shares of Newmont common stock, $1.60 par value, as disclosed in the filing.

Is the Newmont (NEM) insider ownership held directly or indirectly?

The 35,497 shares of Newmont common stock are reported as held directly by David John Thornton.

What role does David John Thornton hold at Newmont (NEM)?

David John Thornton is an officer of Newmont Corporation with the title MD, Americas, as indicated in the ownership report.

Does this Newmont (NEM) Form 3 reflect a stock transaction?

No specific stock purchase or sale is reported. The filing shows beneficial ownership of 35,497 shares as of January 1, 2026.

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