Newmont (NYSE: NEM) MD, Americas sells 8,060 shares under 10b5-1 plan

Rhea-AI Filing Summary

NEWMONT Corp executive David John Thornton, MD, Americas, reported an open-market sale of common stock. On March 3, 2026, he sold 8,060 shares of Newmont common stock at an average price of $120.78 per share, and now holds 27,264 shares directly.

The transaction was carried out under a pre-established Rule 10b5-1 trading plan dated December 1, 2025, indicating it was scheduled in advance rather than decided at the time of sale.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Thornton David John

(Last) (First) (Middle)

6900 E. LAYTON AVE.

SUITE 700

(Street)

DENVER CO 80237

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
NEWMONT Corp /DE/ [ NEM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	MD, Americas

3. Date of Earliest Transaction (Month/Day/Year)
03/03/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, $1.60 par value	03/03/2026		S		8,060(1)	D	$120.78	27,264	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan dated December 1, 2025

	/s/ Logan H. Hennessey, Attorney-in-fact for David J. Thornton	03/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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FAQ

What insider transaction did NEWMONT (NEM) report for David John Thornton?

NEWMONT reported that executive David John Thornton sold 8,060 shares of common stock in an open-market transaction at an average price of $120.78 per share. After this sale, he directly holds 27,264 Newmont shares, according to the Form 4 disclosure.

When did David John Thornton sell NEWMONT (NEM) shares and at what price?

David John Thornton sold Newmont common stock on March 3, 2026 at an average price of $120.78 per share. The Form 4 shows a single transaction involving 8,060 shares of Newmont’s $1.60 par value common stock in an open-market sale.

How many NEWMONT (NEM) shares does David John Thornton own after the reported sale?

After the reported transaction, David John Thornton directly owns 27,264 shares of Newmont common stock. This figure reflects his holdings following the open-market sale of 8,060 shares disclosed in the Form 4 insider trading report filed for the March 3, 2026 transaction.

Was the NEWMONT (NEM) insider sale by David John Thornton under a 10b5-1 plan?

Yes. The Form 4 footnote states the sale was effected pursuant to a Rule 10b5-1 trading plan dated December 1, 2025. Such plans allow insiders to pre-schedule trades, helping separate routine portfolio management from trading based on nonpublic information.

What role does David John Thornton hold at NEWMONT (NEM)?

David John Thornton is identified as an officer of Newmont with the title MD, Americas. This means he is a senior executive overseeing Newmont’s Americas region, making his share transactions subject to Form 4 insider reporting requirements under U.S. securities regulations.