STOCK TITAN

Newmont (NEM) executive Rodgers sells 1,361 shares in 10b5-1 trade

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Newmont Corporation executive Mark C. Rodgers, Managing Director for Africa-Asia Pacific, reported an open-market sale of 1,361 shares of Newmont common stock on March 3, 2026 at an average price of $120.78 per share. The transaction was effected under a pre-established Rule 10b5-1 trading plan dated November 24, 2025, indicating it was pre-arranged rather than a discretionary trade. Following this sale, Rodgers directly owns 25,756 shares of Newmont common stock.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Rodgers Mark C

(Last) (First) (Middle)
6900 E. LAYTON AVE.
SUITE 700

(Street)
DENVER CO 80237

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
NEWMONT Corp /DE/ [ NEM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
MD, Africa-Asia Pacific
3. Date of Earliest Transaction (Month/Day/Year)
03/03/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, $1.60 par value 03/03/2026 S 1,361(1) D $120.78 25,756 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan dated November 24, 2025.
/s/ Logan H. Hennessey, Attorney-in-fact for Mark C. Rodgers 03/04/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Mark C. Rodgers report at Newmont (NEM)?

Mark C. Rodgers reported selling 1,361 shares of Newmont common stock. The sale occurred in the open market at an average price of $120.78 per share, as part of a pre-arranged Rule 10b5-1 trading plan.

When did the Newmont (NEM) insider sale by Mark C. Rodgers occur?

The insider sale by Mark C. Rodgers took place on March 3, 2026. On that date, he executed an open-market transaction involving 1,361 shares of Newmont common stock at an average price of $120.78 per share.

How many Newmont (NEM) shares does Mark C. Rodgers own after the reported sale?

After the reported sale, Mark C. Rodgers directly owns 25,756 shares of Newmont common stock. This figure reflects his holdings following the disposition of 1,361 shares in the March 3, 2026 open-market transaction.

At what price did Mark C. Rodgers sell his Newmont (NEM) shares?

Mark C. Rodgers sold his Newmont shares at an average price of $120.78 per share. This price applied to the 1,361 shares sold in the open market on March 3, 2026 under his trading plan.

Was the Newmont (NEM) insider sale by Mark C. Rodgers under a Rule 10b5-1 plan?

Yes, the sale was executed under a Rule 10b5-1 trading plan dated November 24, 2025. Such plans allow insiders to pre-arrange trades, helping separate routine portfolio moves from discretionary decisions based on new information.

What role does Mark C. Rodgers hold at Newmont (NEM)?

Mark C. Rodgers serves as Managing Director, Africa-Asia Pacific, at Newmont. His Form 4 filing reflects an open-market sale of 1,361 common shares while in this officer role, leaving him with 25,756 shares directly owned.
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