Newmont executive granted 4,426 shares, 1,367 withheld

Newmont Corp executive David John Thornton reported two equity transactions involving common stock.

Rhea-AI Filing Summary

Newmont Corp executive David John Thornton reported two equity transactions involving common stock. On February 23, he acquired 4,426 shares through a grant or award at $0.00 per share, increasing his direct holdings. On February 24, 1,367 shares were disposed of as a tax-withholding disposition at $124.25 per share to satisfy taxes on the vesting of 4,541 stock-settled restricted stock units. After these transactions, he directly owned 38,556 shares of Newmont common stock.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Thornton David John

Role MD, Americas

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock, $1.60 par value	1,367	$124.25	$170K
Grant/Award	Common Stock, $1.60 par value	4,426	$0.00	$0.00

Holdings After Transaction: Common Stock, $1.60 par value — 38,556 shares (Direct)

Footnotes (1)

1. F1. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,541 stock-settled restricted stock units.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did Newmont (NEM) executive David John Thornton report?

David John Thornton reported receiving a grant of 4,426 Newmont shares and a tax-withholding disposition of 1,367 shares. The disposition satisfied taxes due on the vesting of 4,541 restricted stock units, and both transactions involved common stock with $1.60 par value.

Was the Newmont (NEM) Form 4 transaction a sale of shares on the open market?

No, the Form 4 shows a tax-withholding disposition of 1,367 shares, not an open-market sale. The shares were withheld to cover tax obligations tied to vesting of 4,541 stock-settled restricted stock units, as noted in the filing’s footnote.

How many Newmont (NEM) shares did David John Thornton acquire in the reported award?

He acquired 4,426 shares of Newmont common stock through a grant or award at $0.00 per share. This award increased his direct ownership, as reflected in the Form 4, and is categorized as a grant, award, or other acquisition transaction.

What is David John Thornton’s Newmont (NEM) share ownership after these Form 4 transactions?

After the reported transactions, David John Thornton directly owned 38,556 Newmont shares. This figure reflects the impact of both the 4,426-share grant and the 1,367-share tax-withholding disposition, as detailed in the ownership totals following each transaction.

Why were 1,367 Newmont (NEM) shares disposed of in the Form 4 filing?

The 1,367 shares were withheld as a tax-withholding disposition to satisfy tax obligations. According to the footnote, this withholding related to the vesting of 4,541 stock-settled restricted stock units, meaning the disposition was for taxes, not a discretionary share sale.

What do the transaction codes A and F mean in the Newmont (NEM) Form 4?

Code A indicates a grant, award, or other acquisition, here covering the 4,426-share stock grant. Code F indicates payment of a tax liability by delivering securities, describing the 1,367-share tax-withholding disposition related to restricted stock unit vesting.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Accepted by SEC EDGAR 02/25/2026 - 05:05 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Thornton David John

(Last) (First) (Middle)

6900 E. LAYTON AVE.

SUITE 700

(Street)

DENVER CO 80237

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
NEWMONT Corp /DE/ [ NEM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	MD, Americas

3. Date of Earliest Transaction (Month/Day/Year)
02/23/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, $1.60 par value	02/23/2026		A		4,426	A	$0	39,923	D
Common Stock, $1.60 par value	02/24/2026		F		1,367(1)	D	$124.25	38,556	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,541 stock-settled restricted stock units.

	/s/ Logan H. Hennessey, Attorney-in-fact for David J. Thornton	02/25/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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