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Newmont (NYSE: NEM) MD Rodgers sells 5,147 shares in 10b5-1 plan

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Newmont Corp executive Mark C. Rodgers reported an open-market sale of company stock. On February 25, 2026, he sold 5,147 shares of Newmont common stock at $125.00 per share. After this transaction, he directly owned 32,250 shares of Newmont common stock.

The filing notes that this sale was carried out under a pre-arranged Rule 10b5-1 trading plan dated November 24, 2025, which is designed to allow insiders to sell shares according to a preset schedule.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Rodgers Mark C

(Last) (First) (Middle)
6900 E. LAYTON AVE.
SUITE 700

(Street)
DENVER CO 80237

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
NEWMONT Corp /DE/ [ NEM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
MD, Africa-Asia Pacific
3. Date of Earliest Transaction (Month/Day/Year)
02/25/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, $1.60 par value 02/25/2026 S 5,147(1) D $125 32,250 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan dated November 24, 2025.
/s/ Logan H. Hennessey, Attorney-in-fact for Mark C. Rodgers 02/27/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Newmont (NEM) disclose for Mark C. Rodgers?

Newmont disclosed that executive Mark C. Rodgers sold 5,147 shares of common stock. The sale occurred on February 25, 2026, at $125.00 per share in an open-market transaction under a Rule 10b5-1 trading plan.

At what price did Mark C. Rodgers sell Newmont (NEM) shares?

Mark C. Rodgers sold Newmont common stock at $125.00 per share. The Form 4 describes this as an open-market sale of 5,147 shares executed on February 25, 2026, pursuant to a pre-arranged Rule 10b5-1 trading plan.

How many Newmont (NEM) shares does Mark C. Rodgers hold after this sale?

After the reported sale, Mark C. Rodgers directly holds 32,250 shares of Newmont common stock. This post-transaction balance is stated in the Form 4 and reflects his direct ownership following the 5,147-share open-market sale.

Was the Newmont (NEM) insider sale by Mark C. Rodgers under a Rule 10b5-1 plan?

Yes. The filing states the sale was effected under a Rule 10b5-1 trading plan dated November 24, 2025. Such plans allow insiders to schedule trades in advance, helping separate trading decisions from later market-sensitive information.

What role does Mark C. Rodgers hold at Newmont (NEM)?

Mark C. Rodgers is identified as an officer of Newmont with the title "MD, Africa-Asia Pacific." This means he serves in a managerial leadership role overseeing Newmont’s operations across the Africa and Asia-Pacific regions, according to the Form 4.

Is the Mark C. Rodgers Newmont (NEM) transaction a buy or sell?

The transaction is a sell. The Form 4 lists transaction code "S" and describes it as a sale in the open market or private transaction, with 5,147 shares of Newmont common stock sold at $125.00 per share.
Newmont Corp

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