Newmont director awarded 1,645 stock units

NEWMONT Corp director Jose Manuel Madero Garza reported an equity compensation award rather than an open-market trade.

Rhea-AI Filing Summary

NEWMONT Corp director Jose Manuel Madero Garza reported an equity compensation award rather than an open-market trade. On May 13, 2026, he acquired 1,645 director stock units (DSUs) of common stock under Newmont’s 2020 Stock Incentive Compensation Plan in connection with his re-election to the Board.

The DSUs are immediately fully vested and non-forfeitable and represent the right to receive one share of common stock for each unit upon his retirement from the Board. Following this award, his direct holdings reported in the filing total 18,452 shares of common stock.

Insider Trade Summary

Grant/Award: 1,645 shares

Grant/Award 1 txn

Insider Madero Garza Jose Manuel

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock, $1.60 par value	1,645	$0.00	$0.00

Holdings After Transaction: Common Stock, $1.60 par value — 18,452 shares (Direct)

Footnotes (1)

1. F1. The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2020 Stock Incentive Compensation Plan (the "Plan") in connection with the reporting person's re-election to the Newmont Corporation Board of Directors. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU.

Key Figures

Director stock units granted: 1,645 units Total shares after transaction: 18,452 shares Par value per share: $1.60 par value +2 more

5 metrics

Director stock units granted 1,645 units Award of DSUs on May 13, 2026

Total shares after transaction 18,452 shares Direct holdings following DSU award

Par value per share $1.60 par value Common Stock, $1.60 par value

Reported transaction price $0.0000 per share Grant/award acquisition, no purchase price

Transaction code Code A Grant, award, or other acquisition

Key Terms

director stock units ("DSUs"), 2020 Stock Incentive Compensation Plan, non-forfeitable, fully vested, +1 more

5 terms

director stock units ("DSUs") financial

"The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2020 Stock Incentive Compensation Plan"

2020 Stock Incentive Compensation Plan financial

"DSUs awarded under the Issuer's 2020 Stock Incentive Compensation Plan (the "Plan") in connection with the reporting person's re-election"

non-forfeitable financial

"DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable"

fully vested financial

"DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable"

par value financial

"Common Stock, $1.60 par value"

Par value is the fixed amount printed on a bond or stock that represents its original value when issued. It’s like the face value of a coin or bill—what the issuer promises to pay back or the starting price of a stock—though it often doesn’t change with market prices. It matters because it helps determine certain financial details, like how much the company will pay back at maturity.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Newmont (NEM) director Jose Manuel Madero Garza report in this Form 4?

He reported an equity compensation award, not a market trade. On May 13, 2026, he received 1,645 director stock units under Newmont’s 2020 Stock Incentive Compensation Plan, tied to his re-election to the Board of Directors.

How many Newmont (NEM) shares does Jose Manuel Madero Garza hold after this transaction?

After the reported award, his direct holdings total 18,452 shares of Newmont common stock. This figure comes from the Form 4’s post-transaction ownership field and reflects his position following receipt of 1,645 director stock units.

What are director stock units (DSUs) in Newmont (NEM) and how do they work?

Director stock units are equity awards that track Newmont common stock. Each DSU represents the right to receive one share of common stock, is immediately fully vested and non-forfeitable, and is settled in shares when the director retires from the Board.

Was there a purchase or sale on the open market in this Newmont (NEM) Form 4?

No open-market purchase or sale occurred. The Form 4 shows a grant-type acquisition coded “A,” reflecting 1,645 director stock units awarded as compensation under Newmont’s 2020 Stock Incentive Compensation Plan, with a reported price per share of $0.0000.

When will the Newmont (NEM) DSUs reported by Jose Manuel Madero Garza convert into common shares?

The DSUs convert upon his retirement from the Board of Directors. At that time, he is entitled to receive one share of Newmont common stock for each director stock unit reported in this filing, according to the footnote description.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/15/2026 - 04:37 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Madero Garza Jose Manuel

(Last) (First) (Middle)

6900 E. LAYTON AVE.

SUITE 700

(Street)

DENVER COLORADO 80237

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
NEWMONT Corp /DE/ [ NEM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/13/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, $1.60 par value	05/13/2026		A		1,645(1)	A	$0	18,452	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2020 Stock Incentive Compensation Plan (the "Plan") in connection with the reporting person's re-election to the Newmont Corporation Board of Directors. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU.

	/s/ Logan H. Hennessey, Attorney-in-fact for Jose Manuel Madero Garza	05/15/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)