Newmont director awarded 1,645 stock units

Seaton David Thomas reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Seaton David Thomas reported acquisition or exercise transactions in this Form 4 filing.

NEWMONT Corp director David Thomas Seaton reported an equity award tied to his board service. He received 1,645 director stock units (DSUs) under the company’s 2020 Stock Incentive Compensation Plan in connection with his re-election to the Board of Directors.

The DSUs are immediately fully vested and non-forfeitable, and each DSU entitles him to receive one share of common stock upon retirement from the Board. Following this award, Seaton directly holds 5,140 shares of common stock.

Insider Trade Summary

Grant/Award: 1,645 shares

Grant/Award 1 txn

Insider Seaton David Thomas

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock, $1.60 par value	1,645	$0.00	$0.00

Holdings After Transaction: Common Stock, $1.60 par value — 5,140 shares (Direct)

Footnotes (1)

1. F1. The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2020 Stock Incentive Compensation Plan (the "Plan") in connection with the reporting person's re-election to the Newmont Corporation Board of Directors. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU.

Key Figures

Director stock units granted: 1,645 shares Shares held after transaction: 5,140 shares Grant price per share: $0.00 per share +1 more

4 metrics

Director stock units granted 1,645 shares DSUs awarded in connection with board re-election

Shares held after transaction 5,140 shares Total direct common stock holdings following grant

Grant price per share $0.00 per share Equity award; no cash paid by director

DSU conversion ratio 1 DSU : 1 share Each DSU converts into one common share at board retirement

Key Terms

director stock units ("DSUs"), 2020 Stock Incentive Compensation Plan, non-forfeitable, Board of Directors

4 terms

director stock units ("DSUs") financial

"The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2020 Stock Incentive Compensation Plan"

2020 Stock Incentive Compensation Plan financial

"DSUs awarded under the Issuer's 2020 Stock Incentive Compensation Plan (the "Plan")"

non-forfeitable financial

"DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable"

Board of Directors financial

"Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU"

The Board of Directors is a group of people chosen by a company's owners to help make big decisions and oversee how the company is run. They act like a team of advisors or managers, making sure the company stays on track and meets its goals. Their choices can influence the company's success and how it grows.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did NEWMONT (NEM) director David Thomas Seaton report?

Director David Thomas Seaton reported receiving 1,645 director stock units (DSUs) in NEWMONT common stock. The grant was made under the 2020 Stock Incentive Compensation Plan in connection with his re-election to the Board of Directors.

How many shares does David Thomas Seaton hold after this NEWMONT (NEM) grant?

After the reported award, David Thomas Seaton directly holds 5,140 shares of NEWMONT common stock. This figure includes the effect of the 1,645 director stock units granted in connection with his re-election to the Board of Directors.

What are director stock units (DSUs) in the NEWMONT (NEM) Form 4 filing?

The filing describes director stock units (DSUs) as rights to receive NEWMONT common shares. Each DSU is fully vested, non-forfeitable, and converts into one share of common stock when the director retires from the Board of Directors.

Was the NEWMONT (NEM) director stock unit grant an open-market purchase?

No, the 1,645 shares reported were a grant, not an open-market purchase. The Form 4 classifies the transaction as a grant or award acquisition under the 2020 Stock Incentive Compensation Plan for board service.

When will David Thomas Seaton receive NEWMONT (NEM) shares from these DSUs?

According to the footnote, Seaton will receive one NEWMONT common share for each director stock unit upon retirement from the Board of Directors. The DSUs are already fully vested and non-forfeitable.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/15/2026 - 04:58 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Seaton David Thomas

(Last) (First) (Middle)

6900 E. LAYTON AVE.

SUITE 700

(Street)

DENVER COLORADO 80237

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
NEWMONT Corp /DE/ [ NEM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/13/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, $1.60 par value	05/13/2026		A		1,645(1)	A	$0	5,140	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2020 Stock Incentive Compensation Plan (the "Plan") in connection with the reporting person's re-election to the Newmont Corporation Board of Directors. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU.

	/s/ Logan H. Hennessey, Attorney-in-fact for David Thomas Seaton	05/15/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)