STOCK TITAN

Newmont (NEM) EVP Peter Toth sells 3,000 shares under Rule 10b5-1 plan

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

NEWMONT Corp executive Peter Toth, EVP and Chief Sustainability & Development Officer, sold common stock in an open-market transaction. On April 1, 2026, he sold 3,000 shares of Newmont common stock at $113.09 per share.

After this sale, Toth directly held 52,315 shares of Newmont common stock. The transaction was carried out under a Rule 10b5-1 trading plan dated December 17, 2025, indicating it was pre-arranged under SEC rules rather than timed discretionarily.

Positive

  • None.

Negative

  • None.
Insider Toth Peter
Role EVP, Chief Sustain & Dev Off
Sold 3,000 shs ($339K)
Type Security Shares Price Value
Sale Common Stock, $1.60 par value 3,000 $113.09 $339K
Holdings After Transaction: Common Stock, $1.60 par value — 52,315 shares (Direct)
Footnotes (1)
  1. [object Object]
Shares sold 3,000 shares Open-market sale on April 1, 2026
Sale price per share $113.09 per share Newmont common stock, $1.60 par value
Shares owned after transaction 52,315 shares Direct ownership after April 1, 2026 sale
Net shares sold 3,000 shares Net-sell direction in transaction summary
Rule 10b5-1 trading plan regulatory
"The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan dated December 17, 2025."
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
open-market sale financial
"transaction_action: "open-market sale""
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
Common Stock, $1.60 par value financial
"security_title: "Common Stock, $1.60 par value""
Form 4 regulatory
"The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Toth Peter

(Last)(First)(Middle)
6900 E. LAYTON AVE.
SUITE 700

(Street)
DENVER COLORADO 80237

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
NEWMONT Corp /DE/ [ NEM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP, Chief Sustain & Dev Off
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, $1.60 par value04/01/2026S3,000(1)D$113.0952,315D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan dated December 17, 2025.
/s/ Logan H. Hennessey, as attorney-in-fact for Peter Toth04/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did NEWMONT (NEM) executive Peter Toth report?

Peter Toth reported an open-market sale of 3,000 shares of Newmont common stock. The transaction occurred on April 1, 2026, at a price of $113.09 per share, as disclosed in his Form 4 filing with the SEC.

How many NEWMONT (NEM) shares does Peter Toth hold after this Form 4 sale?

After selling 3,000 shares, Peter Toth directly holds 52,315 shares of Newmont common stock. This post-transaction ownership figure is reported in the Form 4 and reflects his remaining direct stake following the disclosed sale.

Was Peter Toth’s NEWMONT (NEM) share sale part of a 10b5-1 trading plan?

Yes. The Form 4 footnote states the sale was effected pursuant to a Rule 10b5-1 trading plan dated December 17, 2025. Such plans allow insiders to schedule trades in advance under predefined instructions.

What price did Peter Toth receive per share in the NEWMONT (NEM) sale?

The reported sale price was $113.09 per share of Newmont common stock. This price reflects the transaction value used for the 3,000 shares sold in the open-market transaction disclosed in the Form 4 filing.

What type of security did Peter Toth trade in NEWMONT (NEM)?

Peter Toth traded Newmont’s common stock with a $1.60 par value. His Form 4 reports a non-derivative open-market sale of this common equity security, not options or other derivative instruments, on April 1, 2026.