Planned insider share sale for NEO (NASDAQ: NEO) under Rule 144

Rhea-AI Filing Summary

NEO filed a notice of proposed sale of common stock under Rule 144 through Morgan Stanley Smith Barney LLC’s Executive Financial Services program, to be effected on or after July 30, 2026 on Nasdaq. The shares to be sold stem from equity compensation granted under registered plans.

The filing lists restricted stock that vested on December 7, 2023 (for services rendered), May 11, 2024, and December 7, 2024, as well as common stock issuable upon an option exercise under a registered plan on July 30, 2026 for cash consideration.

Key Figures

Restricted stock vesting: 12/07/2023 Restricted stock vesting: 05/11/2024 Restricted stock vesting: 12/07/2024 +1 more

4 metrics

Restricted stock vesting 12/07/2023 Vesting date of restricted stock for services rendered under a registered plan

Restricted stock vesting 05/11/2024 Second restricted stock vesting date under a registered plan for services rendered

Restricted stock vesting 12/07/2024 Third restricted stock vesting date under a registered plan for services rendered

Option exercise date 07/30/2026 Exercise of options under a registered plan for cash consideration

Key Terms

Rule 144, Restricted Stock Vesting Under a Registered Plan, Exercise of Options Under a Registered Plan, Services Rendered

4 terms

Rule 144 regulatory

"144: Securities To Be Sold"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Restricted Stock Vesting Under a Registered Plan financial

"Common | 12/07/2023 | Restricted Stock Vesting Under a Registered Plan"

Exercise of Options Under a Registered Plan financial

"Common | 07/30/2026 | Exercise of Options Under a Registered Plan"

Services Rendered financial

"12/07/2023 | Services Rendered"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 07/30/2026 - 04:06 PM Accepted by SEC EDGAR 07/30/2026 - 04:05 PM Learn about SEC filing dates

FAQ

What does NEO’s Rule 144 filing disclose?

NEO’s filing discloses a planned sale of common stock under Rule 144 through Morgan Stanley Smith Barney LLC, with transactions expected on or after July 30, 2026 using shares from vested equity awards and option exercises.

Which broker is handling the planned NEO share sale?

The planned sale of NEO common stock is to be handled by Morgan Stanley Smith Barney LLC Executive Financial Services, located at 1 New York Plaza, 8th Floor, New York, NY 10004, as the broker listed for the Rule 144 transaction.

On which market will the NEO Rule 144 shares be sold?

The notice indicates that the NEO common stock subject to the Rule 144 sale is to be sold on the NASDAQ market, with the proposed sale date listed as July 30, 2026, subject to applicable Rule 144 conditions.

What are the sources of the NEO shares covered by this Rule 144 notice?

The NEO shares arise from restricted stock vesting under a registered plan and from the exercise of options under a registered plan, with vesting dates in 2023 and 2024 and an option exercise dated July 30, 2026.

What consideration is involved in the NEO option exercise listed?

The filing states that the common stock from the option exercise under a registered plan dated July 30, 2026 is acquired for cash, distinguishing it from earlier restricted stock that vested in consideration for services rendered.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	236876	3704556.39	128475440	07/30/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	12/07/2023	Restricted Stock Vesting Under a Registered Plan	Issuer			25304	12/07/2023	Services Rendered
Common	05/11/2024	Restricted Stock Vesting Under a Registered Plan	Issuer			9838	05/11/2024	Services Rendered
Common	12/07/2024	Restricted Stock Vesting Under a Registered Plan	Issuer			14858	12/07/2024	Services Rendered
Common	07/30/2026	Exercise of Options Under a Registered Plan	Issuer			186876	07/30/2026	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)