NEO (NEO) holder to sell 20,000 shares after restricted stock vests

Rhea-AI Filing Summary

NEO has a shareholder filing to sell 20,000 shares of common stock, with an aggregate market value of $321,480.00, through Morgan Stanley Smith Barney LLC Executive Financial Services on NASDAQ, with a proposed sale date of August 4, 2026.

The filing also lists multiple tranches of common stock underlying restricted stock vesting under a registered plan for services rendered, with vesting dates from May 1, 2024 through May 2, 2026 and share amounts ranging from 1,606 to 4,448.

Key Figures

Shares to be sold: 20,000 shares Aggregate market value: $321,480.00 Proposed sale date: 08/04/2026 +4 more

7 metrics

Shares to be sold 20,000 shares Common stock proposed for sale through Morgan Stanley Smith Barney LLC Executive Financial Services

Aggregate market value $321,480.00 Aggregate market value of 20,000 common shares to be sold

Proposed sale date 08/04/2026 Proposed sale date for the 20,000 common shares on NASDAQ

Restricted stock vesting 05/01/2024 2,910 shares Restricted stock vesting under a registered plan for services rendered on 05/01/2024

Restricted stock vesting 05/02/2025 4,063 shares Restricted stock vesting under a registered plan for services rendered on 05/02/2025

Restricted stock vesting 02/21/2026 4,448 shares Restricted stock vesting under a registered plan for services rendered on 02/21/2026

Restricted stock vesting 05/02/2026 4,063 shares Restricted stock vesting under a registered plan for services rendered on 05/02/2026

Key Terms

Form 144, Restricted Stock Vesting Under a Registered Plan, services rendered, aggregate market value, +1 more

5 terms

Form 144 regulatory

"144: Securities Information Common | Morgan Stanley Smith Barney LLC"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Vesting Under a Registered Plan financial

"Common | 05/01/2024 | Restricted Stock Vesting Under a Registered Plan |"

services rendered financial

"| 2910 | 05/01/2024 | Services Rendered Common | 05/01/2025 |"

aggregate market value financial

"| 20000 | 321480.00 | 128475440 | 08/04/2026 | NASDAQ"

Aggregate market value is the combined price you would pay to buy all outstanding shares of a company or all companies in a group at current market prices — essentially the sum of each stock’s market capitalization. It matters to investors because it shows the overall size and weight of an investment or sector (like the total cost to buy every piece of a puzzle), helps compare scale across companies or markets, and influences index composition and risk exposure.

Executive Financial Services financial

"Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/04/2026 - 04:20 PM Accepted by SEC EDGAR 08/04/2026 - 04:20 PM Learn about SEC filing dates

FAQ

What share sale is disclosed for NEO in this Form 144 filing?

A shareholder plans to sell 20,000 shares of NEO common stock with an aggregate market value of $321,480.00. The sale is proposed to be executed through Morgan Stanley Smith Barney LLC Executive Financial Services on NASDAQ.

What is the proposed sale date for the 20,000 NEO shares?

The proposed sale date for the 20,000 NEO common shares is August 4, 2026. This date appears alongside the transaction details and the NASDAQ trading market reference in the disclosure.

Which broker is involved in the planned NEO share sale?

The planned sale of 20,000 NEO common shares is indicated through Morgan Stanley Smith Barney LLC Executive Financial Services, located at 1 New York Plaza, 8th Floor, New York, NY 10004, as noted in the transaction details.

What vesting events are listed for NEO restricted stock in the filing?

The filing lists several restricted stock vesting events under a registered plan, with share amounts of 2,910, 4,063, 4,448, and 1,606 vesting on dates from May 1, 2024 through May 2, 2026 for services rendered.

Are the NEO shares in this filing related to services rendered?

Yes. The vesting schedule entries describe restricted stock vesting under a registered plan with the stated purpose of services rendered, indicating the underlying awards are compensation-related equity grants.

On which exchange are the NEO shares planned to be sold?

The 20,000 NEO common shares are planned to be sold on NASDAQ. This exchange is specified alongside the share quantity, market value, and proposed sale date in the transaction details.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	20000	321480.00	128475440	08/04/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/01/2024	Restricted Stock Vesting Under a Registered Plan	Issuer			2910	05/01/2024	Services Rendered
Common	05/01/2025	Restricted Stock Vesting Under a Registered Plan	Issuer			2910	05/01/2025	Services Rendered
Common	05/02/2025	Restricted Stock Vesting Under a Registered Plan	Issuer			4063	05/02/2025	Services Rendered
Common	02/21/2026	Restricted Stock Vesting Under a Registered Plan	Issuer			4448	02/21/2026	Services Rendered
Common	05/01/2026	Restricted Stock Vesting Under a Registered Plan	Issuer			1606	05/01/2026	Services Rendered
Common	05/02/2026	Restricted Stock Vesting Under a Registered Plan	Issuer			4063	05/02/2026	Services Rendered

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)