NeoGenomics COO exercises stock units for 17,562 shares
The president and COO had 6,911 common shares withheld for tax obligations tied to the release of 17,562 restricted stock units.
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Form Type
4
Rhea-AI Filing Summary
NeoGenomics Inc. President and Chief Operating Officer Warren Stone exercised 17,562 restricted stock units on October 1, 2026, acquiring 17,562 common shares. The issuer withheld 6,911 common shares to satisfy tax obligations related to the RSU release; no Rule 10b5-1 plan is reported. His disclosed direct options include options for 166,113 underlying shares at $11.21, expiring December 1, 2029, and options for 253,378 underlying shares at $10.81, expiring March 1, 2036.
Insider Trade Summary
17,562 shares exercised/converted
Exercise
18 txns
Insider
Stone Warren
Role
Pres & Chief Operating Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Unit F2, F3 | 17,562 | $0.00 | $0.00 |
| Exercise | Common Stock | 17,562 | $0.00 | $0.00 |
| Tax Withholding | Common Stock F1 | 6,911 | $0.00 | $0.00 |
| holding | Stock Option (Right to Buy) F4 | -- | -- | -- |
| holding | Stock Option (Right to Buy) F5 | -- | -- | -- |
| holding | Restricted Stock Unit F6, F3 | -- | -- | -- |
| holding | Performance Stock Unit F7, F3 | -- | -- | -- |
| holding | Stock Option (Right to Buy) F8 | -- | -- | -- |
| holding | Performance Stock Unit F9, F3 | -- | -- | -- |
| holding | Restricted Stock Unit F10, F3 | -- | -- | -- |
| holding | Stock Option (Right to Buy) F11 | -- | -- | -- |
| holding | Performance Stock Unit F12, F3 | -- | -- | -- |
| holding | Restricted Stock Unit F13, F3 | -- | -- | -- |
| holding | Restricted Stock Unit F3 | -- | -- | -- |
| holding | Stock Option (Right to Buy) F14, F15 | -- | -- | -- |
| holding | Stock Option (Right to Buy) F16, F17 | -- | -- | -- |
| holding | Stock Option (Right to Buy) F18, F19 | -- | -- | -- |
| holding | Restricted Stock Unit F20, F3 | -- | -- | -- |
Holdings After Transaction:
Restricted Stock Unit — 253,704 contracts for 236,141 underlying shares (Direct);
Common Stock — 191,729 shares (Direct);
Stock Option (Right to Buy) — 783,564 contracts (Direct);
Performance Stock Unit — 64,442 contracts (Direct)
Footnotes (20)
- F1. Disposition of shares was in connection with the Issuer's withholding of common stock to satisfy tax withholding obligations related to the issuance of common stock upon release of restricted stock units.
- F2. On April 1, 2025, Mr. Stone was granted 52,687 restricted stock units. The restricted stock units vest ratably on the 12-month, 18-month and 24-month anniversary dates of the grant date.
- F3. Once vested, the shares of common stock are not subject to expiration.
- F4. On December 1, 2022, Mr. Stone was granted 166,113 stock options. The options vest ratably over the first four anniversary dates of the grant date.
- F5. On May 11, 2023, Mr. Stone was granted 53,969 stock options. The options vest ratably over the first three anniversary dates of the grant date.
- F6. On May 11, 2023, Mr. Stone was granted 28,838 restricted stock units. The restricted stock units vest ratably over the first three anniversary dates of the grant date.
- F7. On May 11, 2023, Mr. Stone was granted 21,204 performance stock units representing the number of shares that may vest at target performance. The maximum number of shares that may vest pursuant to the performance criteria is 31,806. The number of performance stock units that may vest is based on the achievement of certain growth goals based on the weighted average price of the Company's common stock over the 20-day trailing trading period at the applicable measurement dates, subject to continued service with the Company.
- F8. On February 23, 2024, Mr. Stone was granted 42,344 stock options. The options vest ratably over the first three anniversary dates of the grant date.
- F9. On February 23, 2024, Mr. Stone was granted 25,330 performance stock units representing the number of shares that may vest at target performance. The maximum number of shares that may vest pursuant to the performance criteria is 37,996. 50% of the number of performance stock units that may vest is based on the achievements of certain share growth goals based on the weighted average price of the Company's common stock over the 20-day trailing trading period at the applicable measurement dates, subject to continued service with the Company. 50% of the number of performance stock units that may vest is based on the achievement of certain revenue growth goals based on the achievement of the cumulative fiscal year revenue goal at the applicable measurement amounts, subject to continued service with the Company.
- F10. On February 23, 2024, Mr. Stone was granted 25,329 restricted stock units. The restricted stock units vest ratably over the first three anniversary dates of the grant date.
- F11. On May 2, 2024, Mr. Stone was granted 29,976 stock options. The options vest ratably over the first three anniversary dates of the grant date.
- F12. On May 2, 2024, Mr. Stone was granted 17,908 performance stock units representing the number of shares that may vest at target performance. The maximum number of shares that may vest pursuant to the performance criteria is 26,862. 50% of the number of performance stock units that may vest is based on the achievements of certain share growth goals based on the weighted average price of the Company's common stock over the 20-day trailing trading period at the applicable measurement dates, subject to continued service with the Company. 50% of the number of performance stock units that may vest is based on the achievement of certain revenue growth goals based on the achievement of the cumulative fiscal year revenue goal at the applicable measurement amounts, subject to continued service with the Company.
- F13. On May 2, 2024, Mr. Stone was granted 17,905 restricted stock units. The restricted stock units vest ratably over the first three anniversary dates of the grant date.
- F14. This stock option was granted as a premium-price stock option. To calculate the premium exercise price we used the closing price on February 20, 2025 and multiplied by 110%.
- F15. On February 21, 2025, Mr. Stone was granted 143,266 stock options. At the time of the grant, the options vested ratably over the first three anniversary dates of the grant date. In connection with Mr. Stone's promotion to President & Chief Operating Officer on April 1, 2025, the vesting schedule of these options was modified so that they now vest ratably on the 12-month, 18-month and 24-month anniversary dates of the grant date.
- F16. This stock option was granted as a premium-price stock option. To calculate the premium exercise price we used the closing price on April 1, 2025 and multiplied by 110%.
- F17. On April 1, 2025, Mr. Stone was granted 94,518 stock options. The options vest ratably on the 12-month, 18-month and 24-month anniversary dates of the grant date.
- F18. This stock option was granted as a premium-price stock option. To calculate the premium exercise price we used the closing price on February 27, 2026 multiplied by 110%.
- F19. On March 1, 2026, Mr. Stone was granted 253,378 stock options. The options vest ratably over the first three anniversary dates of the grant date.
- F20. On March 1, 2026, Mr. Stone was granted 152,594 restricted stock units. The restricted stock units vest ratably over the first three anniversary dates of the grant date.
Key Figures
Restricted stock units exercised: 17,562 shares
Common shares acquired: 17,562 shares
Common shares withheld for tax obligations: 6,911 shares
+3 more
6 metrics
Restricted stock units exercised
17,562 shares
October 1, 2026
Common shares acquired
17,562 shares
Upon release of restricted stock units on October 1, 2026
Common shares withheld for tax obligations
6,911 shares
Related to the restricted stock unit release
Performance stock units at target
21,204 shares
Granted May 11, 2023; maximum number that may vest is 31,806 shares
Stock option underlying shares
166,113 shares
$11.21 exercise price; expires December 1, 2029
Stock option underlying shares
253,378 shares
$10.81 exercise price; expires March 1, 2036
Key Terms
Restricted Stock Unit, Performance Stock Unit, premium-price stock option, tax withholding obligations, +1 more
5 terms
Restricted Stock Unit financial
"issuance of common stock upon release of restricted stock units"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
Performance Stock Unit financial
"performance stock units representing the number of shares that may vest at target performance"
A performance stock unit is a type of reward companies give to employees, usually managers, that depends on how well the company performs over time. If the company hits specific goals, the employee earns shares of stock, like earning a prize for reaching certain levels in a game. It motivates employees to work hard because their rewards are tied to the company's success.
tax withholding obligations financial
"to satisfy tax withholding obligations related to the issuance"
weighted average price financial
"weighted average price of the Company's common stock over the 20-day trailing trading period"
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What are the vesting conditions for Warren Stone's 21,204 performance stock units?
The 21,204 performance stock units granted May 11, 2023 represent target shares; a maximum of 31,806 shares may vest. Vesting depends on growth goals based on the weighted average price of NeoGenomics common stock over the 20-day trailing trading period at applicable measurement dates, subject to continued service.
AI-generated analysis. How Rhea-AI works. Not financial advice.
