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NeoGenomics (NASDAQ: NEO) pays $9.8M to resolve DOJ healthcare inquiry

(Neutral)
(Neutral)
Form Type
8-K/A

Rhea-AI Filing Summary

NeoGenomics, Inc. filed an amendment to correct date references in a prior current report, changing erroneous “June 20, 2026” mentions in Items 7.01 and 8.01 to the correct date, July 20, 2026. The amendment restates those items but does not update any other prior disclosure.

The company had voluntarily conducted an internal investigation into the compliance of certain consulting and service agreements with federal healthcare laws and regulations and notified the Office of Inspector General of the U.S. Department of Health and Human Services in November 2021. On July 20, 2026, NeoGenomics finalized a civil settlement with the U.S. Department of Justice, acting on behalf of OIG-HHS, resolving the government’s investigation concerning consulting services provided to certain health care providers. Under the settlement, NeoGenomics will pay $9,813,260. As of March 31, 2026, it had accrued a reserve of $11.2 million for potential damages and liabilities. The settlement agreement states it is neither an admission of liability by the company nor a concession by the United States that its claims are not well founded.

Positive

  • Government investigation resolved via civil settlement, removing uncertainty around consulting-service compliance issues with federal healthcare laws.
  • Settlement amount of $9.8 million is below the previously accrued $11.2 million reserve for potential damages and liabilities.

Negative

  • NeoGenomics agreed to pay $9,813,260 in a civil settlement with the U.S. Department of Justice relating to consulting services provided to certain health care providers.
Item 7.01 Regulation FD Disclosure Disclosure
Material non-public information disclosed under Regulation Fair Disclosure, often investor presentations or guidance.
Item 8.01 Other Events Other
Voluntary disclosure of events the company deems important to shareholders but not covered by other items.
Item 9.01 Financial Statements and Exhibits Exhibits
Financial statements, pro forma financial information, and exhibit attachments filed with this report.
Civil settlement payment $9,813,260 Amount NeoGenomics agreed to pay to resolve the DOJ investigation
Reserve for potential damages $11.2 million Accrued as of March 31, 2026 for matters identified in the investigation
Notification to OIG-HHS November 2021 Date NeoGenomics voluntarily notified the Office of Inspector General about its internal investigation
civil settlement regulatory
"On July 20, 2026, the Company finalized a civil settlement with the U.S. Department of Justice"
A civil settlement is an agreement reached between parties to resolve a non-criminal legal dispute without a trial, often involving a payment or corrective actions and typically without an admission of wrongdoing. For investors, settlements matter because they can create one-time costs, change future obligations, and affect a company’s reputation and regulatory risk—similar to paying a bill to avoid a long, uncertain courtroom fight.
fraud, waste and abuse regulatory
"including those relating to fraud, waste and abuse"
Office of Inspector General regulatory
"The Company voluntarily notified the Office of Inspector General of the U.S. Department of Health and Human Services"
Inline XBRL technical
"Cover Page Interactive Data File (embedded within the Inline XBRL document)"
Inline XBRL is a file format for financial filings that embeds machine-readable data tags directly inside the human-readable report, so the same document can be read by people and parsed by software. For investors it makes extracting, comparing and verifying financial numbers faster and more reliable—like a grocery list where each item also has a barcode—reducing manual errors and speeding up analysis.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What did NeoGenomics (NEO) announce regarding its DOJ investigation?

NeoGenomics finalized a civil settlement with the U.S. Department of Justice on July 20, 2026, resolving a government investigation into consulting services provided to certain health care providers.

How much will NeoGenomics (NEO) pay under the DOJ settlement?

NeoGenomics agreed to pay $9,813,260 to resolve the government’s investigation. This payment addresses issues related to consulting services for certain health care providers identified during an internal compliance review.

How does the NeoGenomics (NEO) settlement compare to its reserve?

As of March 31, 2026, NeoGenomics had accrued a reserve of $11.2 million for potential damages and liabilities. The final settlement payment of $9,813,260 is lower than that reserved amount.

Did NeoGenomics (NEO) admit liability in the DOJ settlement?

The settlement agreement is explicitly stated to be neither an admission of liability by NeoGenomics nor a concession by the United States that its claims are not well founded.

What issue triggered the NeoGenomics (NEO) internal investigation?

NeoGenomics conducted an internal investigation into the compliance of certain consulting and service agreements with federal healthcare laws and regulations, including those relating to fraud, waste and abuse.

When did NeoGenomics (NEO) notify regulators about its internal investigation?

NeoGenomics voluntarily notified the Office of Inspector General of HHS about its internal investigation in November 2021, well before finalizing the civil settlement in July 2026.
0001077183FALSE00010771832026-07-202026-07-20

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549 
 
FORM 8-K/A  
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported)
July 20, 2026
 
NEOGENOMICS, INC.
(Exact name of registrant as specified in its charter) 
 
Nevada
001-35756
74-2897368
(State or other jurisdiction
of incorporation)
(Commission
File Number)
(I.R.S. Employer
Identification No.)

 
9490 NeoGenomics Way,Fort Myers,Florida33912
(Address of principal executive offices)(Zip Code)
(239) 768-0600
(Registrant’s telephone number, including area code) 
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each classTrading SymbolName of each exchange on which registered
Common stock ($0.001 par value)NEOThe Nasdaq Stock Market LLC
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐ 





EXPLANATORY NOTE
This Amendment No. 1 on Form 8-K/A (this “Amendment”) amends the Current Report on Form 8-K of NeoGenomics, Inc. (the “Company”) filed with the Securities and Exchange Commission on July 20, 2026 (the “Original Form 8-K”). The Original Form 8-K contained a typographical error in each of Item 7.01 and Item 8.01, which incorrectly referred to the date “June 20, 2026.” The correct date in each instance is July 20, 2026, consistent with the date of the earliest event reported set forth on the cover page of the Original Form 8-K and the date of the press release furnished as Exhibit 99.1 to the Original Form 8-K.
This Amendment is being filed solely to correct those date references. In accordance with Rule 12b-15 under the Securities Exchange Act of 1934, as amended, Item 7.01 and Item 8.01 of the Original Form 8-K are amended and restated in their entirety as set forth below. Because the press release furnished as Exhibit 99.1 to the Original Form 8-K is unchanged and is not re-furnished with this Amendment, the reference to Exhibit 99.1 in Item 7.01 has been conformed to refer to the Original Form 8-K. Item 9.01 is included to reflect the exhibit filed with this Amendment.
Except as expressly set forth herein, this Amendment does not amend, modify or update any other disclosure contained in the Original Form 8-K, and this Amendment does not reflect events occurring after the filing date of the Original Form 8-K.
Item 7.01Regulation FD Disclosure.
On July 20, 2026, NeoGenomics, Inc. (the “Company”) issued a press release in connection with the settlement agreement described in Item 8.01 below.
The information in Item 7.01 of this Current Report and in Exhibit 99.1 to the Original Form 8-K is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, and it shall not be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly set forth by specific reference in such filing.
Item 8.01Other Events.
As previously disclosed, the Company voluntarily conducted an internal investigation that focused on the compliance of certain consulting and service agreements with federal healthcare laws and regulations, including those relating to fraud, waste and abuse. The Company voluntarily notified the Office of Inspector General of the U.S. Department of Health and Human Services (“OIG-HHS”) of the internal investigation in November 2021.
On July 20, 2026, the Company finalized a civil settlement with the U.S. Department of Justice (“DOJ”), acting on behalf of the OIG-HHS, resolving the U.S. government’s investigation concerning consulting services provided by the Company to certain health care providers, as described above. Pursuant to the terms of the settlement agreement, the Company has agreed to pay $9,813,260 to resolve the matter. As previously disclosed, as of March 31, 2026, the Company had accrued a reserve of $11.2 million for potential damages and liabilities associated with the matters identified during the course of the investigation.
The settlement agreement is neither an admission of liability by the Company nor a concession by the United States that its claims are not well founded.
Item 9.01
Financial Statements and Exhibits.

(a)
Not applicable
(b)
Not applicable
(c)
Not applicable
(d)
Exhibits.
99.1
Press Release of NeoGenomics, Inc. dated July 20, 2026 (previously furnished as Exhibit 99.1 to the Original Form 8-K)
104
Cover Page Interactive Data File (embedded within the Inline XBRL document).




SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
NEOGENOMICS, INC.
Date: July 22, 2026By:/s/ Alicia C. Olivo
Name:Alicia C. Olivo
Title:Executive Vice President, General Counsel & Secretary


Filing Exhibits & Attachments

3 documents